BK at a glance
BNY Mellon (BK, SEC CIK 1390777) filed its latest 10-K annual report on February 25, 2026, a 10-Q quarterly report on July 31, 2026, an 8-K current report on September 22, 2026 and Form 4 insider filings as recently as October 5, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended December 31, 2025 (FY2025), BNY Mellon (BK) reported revenue of $20.1 billion (up 7.8% from FY2024) and net income of $5.5 billion. Diluted EPS was $7.40.
- As of June 30, 2026, 17 institutional investment managers tracked by SignalX reported holding BNY Mellon (BK) shares worth $588.7 million in 13F-HR filings.
- The most recent insider open-market sale reported on Form 4 was by Minaya Jose on September 28, 2026 of 22 shares at $149.87 per share.
- In the last 90 days, BK insiders reported 0 open-market purchases ($0) and 9 open-market sales ($6.0M) on Form 4, a net sale of $6.0M.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $20.1B
- +7.8% vs prior year
- Insiders · 90 days
- 0 buys · 9 sells
- Net −$6.0M
- 13F holders
- 17 funds
- $588.7M · +3 vs prior quarter
- Latest 8-K
- Sep 22, 2026
- Item 5.03
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Dec 31, 2025
Management Discussion & Analysis
- Total revenue $20.1B, up 8% YoY; fee/other revenue $15.1B (+6%), NII $4.9B (+15%)
- Pre-tax income $7.1B vs $5.8B; ROTCE 26.1% vs 22.8%; ROE 13.9% vs 11.9%; net interest margin 1.33% vs 1.22%
- Best segment: Market & Wealth Services revenue $7.0B (+12%), pre-tax income $3.4B; worst: Investment & Wealth Management revenue $3.3B (-4%), income down 10%
- CET1 ratio 11.9% vs 11.2%; total assets $472B vs $416B; dividends per share $2.00 vs $1.78; headcount cut to 48,100 from 51,800
- Key risks: deposit margin compression, AUM net outflows ($37B net), commercial real estate exposure, macroeconomic uncertainty weighted toward downside scenario
Business Overview
- Global custodian/asset servicer platform: $59.3T AUC/A and $2.2T AUM as of Dec. 31, 2025
- "AI everywhere for everyone" philosophy: expanded AI training offerings firm-wide in 2025 for all ~48,100 employees
- ~60% of workforce based outside U.S.; ~18,000 in APAC, ~10,100 in EMEA, ~700 in Brazil
- Annual BK Shares equity grant (10 RSUs) again awarded to eligible employees in 2025, reinforcing ownership culture
Risk Factors
- Federal Reserve CCAR/capital planning regime: SCB buffers and TLAC rules constrain dividend/buyback capacity; weak capital plan could trigger enforcement action
- Geopolitical conflicts and tariff escalation: sanctions, counter-tariffs, and cyberattack surge from geopolitical tensions could disrupt global operations and financial markets
- Platforms operating model transition: ongoing restructuring risks employee attrition, labor disputes, and loss of institutional knowledge if final implementation phase fails
- Fintech/stablecoin competition: non-regulated fintechs and stablecoin issuers threatening clearing, settlement, and payments businesses without equivalent regulatory burden
- Dodd-Frank Title I/II resolution structure: Parent's IHC credit line auto-terminates at resolution trigger, forcing asset transfer and potentially accelerating bankruptcy
AI summary of the BK 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jun 30, 2026
Management Discussion & Analysis
- Second-quarter revenue $5,698M, up 13% from $5,028M YoY
- Pre-tax operating margin 39.8% vs 36.6% YoY
- Best line: investment services fees $2,909M, up 13% YoY
- Worst line: investment management and performance fees $796M, up 5% YoY
- Returned $1.5B to shareholders, including $1.1B repurchases; dividend raised 19% to $0.63 per share
AI summary of the BK 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 5.03: Amendments to Articles of Incorporation or Bylaws
- BNY eliminated Series F preferred-stock provisions from its Delaware charter effective September 22, 2026
- All Series F preferred shares were redeemed on September 20, 2026
Item 8.01: Other Events
- BNY plans to redeem 10,000 Series F noncumulative perpetual preferred shares on September 20, 2026
- Redemption includes all corresponding depositary shares, each representing a 1/100th interest in one preferred share
Item EX-99.1: Item EX-99.1
- Full redemption of 1,000,000 Series F depositary shares on September 20, 2026
- Redemption price $1,000 per depositary share, implying $1.0 billion total principal repayment
Item EX-99.1: Item EX-99.1
- Vikram Malhotra appointed independent director effective October 1, 2026
- Board expands to 12 directors, including 11 independent members
Item 5.02: Departure/Appointment of Directors or Principal Officers
- Vikram Malhotra elected independent director, effective October 1, 2026
- Board expands to 12 directors, adding independent oversight
AI summaries of BK 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for BK
Don't miss the next BK filing
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- Fund moves. Which tracked funds opened, added or cut BK, by share count.
- Ask anything. An AI agent that reads every BK filing and answers with sources.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Robinson Elizabeth | A | Oct 1, 2026 | 73.826 | $143.92 |
| Echevarria Joseph | A | Oct 1, 2026 | 625.347 | $143.92 |
| O'CONNOR SANDRA | A | Oct 1, 2026 | 191.078 | $143.92 |
| Goldstein Jeffrey A | A | Oct 1, 2026 | 286.618 | $143.92 |
| Minaya Jose | Sell | Sep 28, 2026 | 22 | $149.87 |
| Minaya Jose | Sell | Sep 28, 2026 | 1,655 | $149.27 |
| Minaya Jose | Sell | Sep 28, 2026 | 1,843 | $148.34 |
| Minaya Jose | Sell | Aug 27, 2026 | 2,590 | $162.45 |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 |
|---|---|---|---|
| Profitability | |||
| Revenue | $17.5B | $18.6B | $20.1B |
| Net Income | $3.3B | $4.5B | $5.5B |
| Net Margin | 18.8% | 24.3% | 27.6% |
| Balance Sheet | |||
| Total Assets | - | $416.1B | $472.3B |
| Equity | $40.9B | $41.3B | $44.3B |
| ROE | 8.0% | 11.0% | 12.5% |
| Per Share | |||
| EPS | $3.87 | $5.80 | $7.40 |
| Cash Flow | |||
| Operating CF | $5.9B | $687.0M | $6.7B |
| CapEx | $1.2B | $1.5B | $1.6B |
Source: XBRL data in BNY Mellon (BK)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate BK share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 17 | $588.7M |
| Q1 2026 | 14 | $350.6M |
| Q4 2025 | 17 | $305.9M |
| Q3 2025 | 13 | $332.3M |
| Q2 2025 | 13 | $297.2M |
| Q1 2025 | 11 | $368.4M |
| Q4 2024 | 7 | $376.9M |
| Q3 2024 | 5 | $133.4M |
- Morgan Stanley+1.12M (+234%)
- BNY Mellon+272.3K (+18%)
- FMR LLC (Fidelity)+11.1K (+100%)
- Bank of America Corp+509 (+5%)
- PNC Financial Services+239 (+68%)
- Ameriprise Financial−77.1K (-13%)
- Raymond James Financial−15.2K (-42%)
- Goldman Sachs Group−12.8K (-30%)
- JPMorgan Chase & Co−9.3K (-12%)
- AQR Capital Management−34 (-0%)
- Citigroup+3.9K
- BlackRock+2.3K
- StoneX Group Inc.+2.1K
- D.E. Shaw & Co+1.5K
Source: 13F-HR filings on SEC EDGAR (aggregated from 97 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
BK filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Sep 30, 2026 | - | - | - |
| 8-K | Sep 22, 2026 | - | Analysis | - |
| 4 | Aug 31, 2026 | - | - | - |
| 8-K | Aug 20, 2026 | - | Analysis | - |
| 8-K | Aug 13, 2026 | - | Analysis | - |
| 8-K | Aug 12, 2026 | - | Analysis | - |
| 13F-HR | Aug 6, 2026 | Jun 30, 2026 | - | |
| 4 | Aug 6, 2026 | - | - | - |
| 4 | Jul 31, 2026 | - | - | - |
| 10-Q | Jul 31, 2026 | Jun 30, 2026 | Analysis | |
| 8-K | Jul 23, 2026 | - | Analysis | - |
| 4 | Jul 17, 2026 | - | - | - |
| 8-K | Jul 15, 2026 | - | Analysis | - |
| 4 | Jul 6, 2026 | - | - | - |
| 4 | Jul 6, 2026 | - | - | - |
| 4 | Jul 6, 2026 | - | - | - |
| 4 | Jul 6, 2026 | - | - | - |
| 8-K | Jun 24, 2026 | - | Analysis | - |
| 8-K | Jun 23, 2026 | - | Analysis | - |
| 8-K | Jun 12, 2026 | - | Analysis | - |
| 13F-HR | May 5, 2026 | Mar 31, 2026 | - |
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BK SEC filings: frequently asked questions
Are BK insiders buying or selling?
In the last 90 days, BNY Mellon (BK) officers, directors and 10% owners reported no open-market purchases and 9 open-market sales worth $6.0 million by 2 insiders on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold BK stock?
As of June 30, 2026, the largest BNY Mellon (BK) holders among the 13F filers tracked by SignalX were BNY Mellon ($257.9 million), Morgan Stanley ($228.2 million), Ameriprise Financial ($74.4 million), JPMorgan Chase & Co ($9.9 million), Goldman Sachs Group ($4.2 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was BK's revenue in fiscal year 2025?
For the fiscal year ended December 31, 2025 (FY2025), BNY Mellon (BK) reported revenue of $20.1 billion (up 7.8% from FY2024) and net income of $5.5 billion. Diluted EPS was $7.40. The figures come from the XBRL data in the 10-K.
What are the main risks in BK's latest 10-K?
In the 10-K filed February 25, 2026, BNY Mellon (BK) flagged: Federal Reserve CCAR/capital planning regime: SCB buffers and TLAC rules constrain dividend/buyback capacity; weak capital plan could trigger enforcement action. Geopolitical conflicts and tariff escalation: sanctions, counter-tariffs, and cyberattack surge from geopolitical tensions could disrupt global operations and financial markets. (AI summary of the Risk Factors section.)
What did BK report in its latest 8-K?
BNY Mellon (BK) filed an 8-K on September 22, 2026 reporting Item 5.03 (Amendments to Articles of Incorporation or Bylaws). BNY eliminated Series F preferred-stock provisions from its Delaware charter effective September 22, 2026.
What are the latest BK SEC filings?
BNY Mellon (BK) filed its latest 10-K annual report on February 25, 2026, a 10-Q quarterly report on July 31, 2026, an 8-K current report on September 22, 2026 and a Form 4 insider filing on October 5, 2026.
What is BK's SEC CIK number?
BNY Mellon (BK)'s SEC Central Index Key (CIK) is 1390777. EDGAR lists every BK filing under that number.
Ask anything about BK
The research agent reads BK's filings, financials, insider trades and 13F holders, then answers with sources.