SNEX at a glance
StoneX Group Inc. (SNEX, SEC CIK 913760) filed its latest 10-K annual report on November 28, 2025, a 10-Q quarterly report on August 5, 2026, an 8-K current report on August 28, 2026 and Form 4 insider filings as recently as September 29, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended September 30, 2025 (FY2025), StoneX Group Inc. (SNEX) reported revenue of $132.4 billion (up 32.5% from FY2024) and net income of $305.9 million. Diluted EPS was $5.89.
- As of June 30, 2026, 34 institutional investment managers tracked by SignalX reported holding StoneX Group Inc. (SNEX) shares worth $4.1 billion in 13F-HR filings.
- The most recent insider open-market sale reported on Form 4 was by Smith Philip Andrew on September 28, 2026 of 56,250 shares at $65.69 per share.
- In the last 90 days, SNEX insiders reported 1 open-market purchase ($161K) and 18 open-market sales ($51.8M) on Form 4, a net sale of $51.6M.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $132.4B
- +32.5% vs prior year
- Insiders · 90 days
- 1 buy · 18 sells
- Net −$51.6M
- 13F holders
- 34 funds
- $4.1B · +2 vs prior quarter
- Latest 8-K
- Aug 28, 2026
- Item 7.01
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Sep 30, 2025
Management Discussion & Analysis
- Cash flow, buybacks, dividends, capex details not stated
- Forward-looking risks include economic, regulatory, market uncertainties and integration of RJO acquisition
Risk Factors
- Geopolitical risk not detailed in provided text
- Cybersecurity risk with CISO managing incident detection, response, and remediation since 2023
- Operational risk from reliance on CIO and CISO leadership with 20+ years experience each
- No competitive or market disruption risk identified in provided text
Business Overview
- Core business: Institutional-grade financial services including execution, clearing, custody, and prime brokerage across global derivatives, FX, securities, and OTC markets
- Two major acquisitions closed July 2025: R.J. O’Brien ($651.9M cash + stock, $125.7M debt assumed) and Benchmark Company ($57.1M cash + contingent payments) expanding futures brokerage and investment banking
- Strategic shift: Strengthened position as leading Futures Commission Merchant (FCM) and enhanced equity/debt capital markets capabilities via Benchmark acquisition
- Employee count rose 19% to 5,430 post-acquisitions; net operating revenues up 16% to $2.05B; operating revenues increased 20% to $4.13B with RJO contributing $141M revenue
- Issued $625M Senior Secured Notes at 6.875% interest to finance RJO acquisition; three-for-two stock split executed March 2025
AI summary of the SNEX 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jun 30, 2026
Management Discussion & Analysis
- Employees exceeded 5,200 as of June 30, 2026
- Forward-looking risks: tariffs, market conditions, counterparty failures, competition, regulation and technology changes
- Acquisition of RJO: expected synergies and future operating results highlighted
Risk Factors
- No risk factors section provided; supplied text covers Items 2, 5, and 6 only
- New financing documentation: unsecured loan agreement dated June 1, 2026
- Credit risk: amended credit agreement dated June 23, 2026
- Debt structure risk: fourth amended credit agreement executed July 29, 2026
- Equity risk: repurchase authorization for up to 3.375 million split-adjusted shares through September 30, 2026
AI summary of the SNEX 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 7.01: Regulation FD Disclosure
- Board authorized repurchase of up to 5.0 million shares during fiscal 2027
- Program runs October 1, 2026 through September 30, 2027, supporting potential shareholder returns
Item 2.02: Results of Operations and Financial Condition
- Fiscal quarter ended June 30, 2026 results released August 5, 2026
- Detailed operating and financial results contained in Exhibit 99.1
Item 8.01: Other Events
- Three-for-two common-stock split approved by StoneX Group’s board
- Each shareholder receives 3 shares for every 2 held, increasing shares outstanding by 50%
AI summaries of SNEX 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for SNEX
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- Fund moves. Which tracked funds opened, added or cut SNEX, by share count.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Smith Philip Andrew | Sell | Sep 28, 2026 | 56,250 | $65.69 |
| Smith Philip Andrew | M | Sep 28, 2026 | 56,250 | $8.90 |
| Smith Philip Andrew | M | Sep 28, 2026 | 56,250 | - |
| Rotsztain Diego | Sell | Sep 16, 2026 | 20,298 | $67.13 |
| Maurer Mark Lowry | Sell | Sep 15, 2026 | 50,528 | $67.02 |
| Maurer Mark Lowry | M | Sep 14, 2026 | 69,372 | - |
| Rotsztain Diego | M | Sep 14, 2026 | 50,625 | $12.26 |
| Rotsztain Diego | M | Sep 14, 2026 | 50,625 | - |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 |
|---|---|---|---|
| Profitability | |||
| Revenue | $60.9B | $99.9B | $132.4B |
| Gross Profit | - | $3.4B | $4.1B |
| Operating Income | - | -$64.7M | - |
| Net Income | - | $260.8M | $305.9M |
| Gross Margin | - | 3.4% | 3.1% |
| Op. Margin | - | -0.1% | - |
| Net Margin | - | 0.3% | 0.2% |
| Balance Sheet | |||
| Total Assets | - | $27.5B | $45.3B |
| Equity | - | $1.7B | $2.4B |
| ROE | - | 15.3% | 12.9% |
| Per Share | |||
| EPS | $11.18 | $7.96 | $5.89 |
| Cash Flow | |||
| Operating CF | - | $506.9M | $4.4B |
| CapEx | $46.9M | $65.2M | $65.4M |
Source: XBRL data in StoneX Group Inc. (SNEX)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate SNEX share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 34 | $4.12B |
| Q1 2026 | 32 | $2.75B |
| Q4 2025 | 27 | $2.16B |
| Q3 2025 | 27 | $2.23B |
| Q2 2025 | 29 | $1.74B |
| Q1 2025 | 24 | $839.8M |
| Q4 2024 | 23 | $655.9M |
| Q3 2024 | 19 | $371.0M |
- BlackRock+328.3K (+3%)
- FMR LLC (Fidelity)+294.3K (+77%)
- Renaissance Technologies LLC+276.1K (+3423%)
- Vanguard Portfolio Management LLC+262.2K (+7%)
- Franklin Resources+227.2K (+273%)
- Ameriprise Financial−573.3K (-39%)
- Dimensional Fund Advisors−454.9K (-22%)
- T. Rowe Price Group−353.8K (-10%)
- Goldman Sachs Group−43.0K (-9%)
- Bank of America Corp−31.0K (-7%)
- Two Sigma Investments+5.4K
- M&T Bank+2.4K
- Marex Group plc+1.8K
- Blackstone Group−3.8K
Source: 13F-HR filings on SEC EDGAR (aggregated from 215 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
SNEX filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 16, 2026 | - | - | - |
| 4 | Sep 16, 2026 | - | - | - |
| 4 | Sep 15, 2026 | - | - | - |
| 4 | Sep 11, 2026 | - | - | - |
| 8-K | Aug 28, 2026 | - | Analysis | - |
| 4 | Aug 17, 2026 | - | - | - |
| 13F-HR | Aug 12, 2026 | Jun 30, 2026 | - | |
| 4 | Aug 11, 2026 | - | - | - |
| 4 | Aug 11, 2026 | - | - | - |
| 4 | Aug 11, 2026 | - | - | - |
| 4 | Aug 6, 2026 | - | - | - |
| 8-K | Aug 5, 2026 | - | Analysis | - |
| 4 | Aug 5, 2026 | - | - | - |
| 4 | Aug 5, 2026 | - | - | - |
| 4 | Aug 5, 2026 | - | - | - |
| 10-Q | Aug 5, 2026 | Jun 30, 2026 | Analysis | |
| 4 | Aug 3, 2026 | - | - | - |
| 4 | Aug 3, 2026 | - | - | - |
| 4 | Aug 3, 2026 | - | - | - |
| SC 13G | Jul 31, 2026 | - | - | |
| 4 | Jul 27, 2026 | - | - | - |
| 4 | Jul 23, 2026 | - | - | - |
| 4 | Jul 23, 2026 | - | - | - |
| 4 | Jul 23, 2026 | - | - | - |
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SNEX SEC filings: frequently asked questions
Are SNEX insiders buying or selling?
In the last 90 days, StoneX Group Inc. (SNEX) officers, directors and 10% owners reported 1 open-market purchase worth $161,206 by 1 insider and 18 open-market sales worth $51.8 million by 8 insiders on Form 4, a net sale of $51.6 million. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold SNEX stock?
As of June 30, 2026, the largest StoneX Group Inc. (SNEX) holders among the 13F filers tracked by SignalX were BlackRock ($1.3 billion), Vanguard Portfolio Management LLC ($474.4 million), Vanguard Capital Management LLC ($379.7 million), T. Rowe Price Group ($369.5 million), State Street Corp ($343.8 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was SNEX's revenue in fiscal year 2025?
For the fiscal year ended September 30, 2025 (FY2025), StoneX Group Inc. (SNEX) reported revenue of $132.4 billion (up 32.5% from FY2024) and net income of $305.9 million. Diluted EPS was $5.89. The figures come from the XBRL data in the 10-K.
What are the main risks in SNEX's latest 10-K?
In the 10-K filed November 28, 2025, StoneX Group Inc. (SNEX) flagged: Geopolitical risk not detailed in provided text. Cybersecurity risk with CISO managing incident detection, response, and remediation since 2023. (AI summary of the Risk Factors section.)
What did SNEX report in its latest 8-K?
StoneX Group Inc. (SNEX) filed an 8-K on August 28, 2026 reporting Item 7.01 (Regulation FD Disclosure). Board authorized repurchase of up to 5.0 million shares during fiscal 2027.
What are the latest SNEX SEC filings?
StoneX Group Inc. (SNEX) filed its latest 10-K annual report on November 28, 2025, a 10-Q quarterly report on August 5, 2026, an 8-K current report on August 28, 2026 and a Form 4 insider filing on September 29, 2026.
What is SNEX's SEC CIK number?
StoneX Group Inc. (SNEX)'s SEC Central Index Key (CIK) is 913760. EDGAR lists every SNEX filing under that number.
Ask anything about SNEX
The research agent reads SNEX's filings, financials, insider trades and 13F holders, then answers with sources.