HWBK at a glance
HAWTHORN BANCSHARES, INC. (HWBK, SEC CIK 893847) filed its latest 10-K annual report on March 5, 2026, a 10-Q quarterly report on August 6, 2026, an 8-K current report on September 10, 2026 and Form 4 insider filings as recently as August 28, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended December 31, 2025 (FY2025), HAWTHORN BANCSHARES, INC. (HWBK) reported revenue of $97.7 million (up 2.4% from FY2024) and net income of $23.8 million. Diluted EPS was $3.43.
- As of June 30, 2026, 18 institutional investment managers tracked by SignalX reported holding HAWTHORN BANCSHARES, INC. (HWBK) shares worth $40.8 million in 13F-HR filings.
- The most recent insider open-market purchase reported on Form 4 was by Hettinger Shawna M. on August 27, 2026 of 654 shares at $38.20 per share.
- In the last 90 days, HWBK insiders reported 2 open-market purchases ($50K) and 0 open-market sales ($0) on Form 4, a net purchase of $50K.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $97.7M
- +2.4% vs prior year
- Insiders · 90 days
- 2 buys · 0 sells
- Net +$50K
- 13F holders
- 18 funds
- $40.8M · +1 vs prior quarter
- Latest 8-K
- Sep 10, 2026
- Item 8.01
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jun 30, 2026
Management Discussion & Analysis
- Quarterly revenue $22.6M, up $3.7M YoY from $19.7M
- Net income $7.3M vs $6.1M YoY; net interest margin 4.16% vs 3.89%
- Wealth Management immaterial; commercial real estate mortgage average balance $728.4M
- Cash and equivalents $32.7M, down $71.6M from December 31, 2025
- Pending FSC acquisition valued approximately $28.3M, expected closing Q3 2026
Risk Factors
- No risk-factors section provided; submitted text contains Items 2–6 and no comparison with the 10-K
- Acquisition agreement dated April 29, 2026, creating execution and integration risk involving FSC Bancshares
- Dividend and repurchase capacity constrained by Basel III, FDIC Act, Missouri banking law, and Bank earnings
- Repurchase authorization $8.0 million available at June 30, 2026, with no second-quarter repurchases
AI summary of the HWBK 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 8.01: Other Events
- Director Jonathan “Jon” Holtaway died on September 8, 2026
- Board vacancy at Hawthorn Bancshares and Hawthorn Bank
Item 7.01: Regulation FD Disclosure
- HBI announced completion of the Merger through a press release dated September 4, 2026
- Exhibit 99.1 contains the merger announcement and substantive transaction details
Item EX-99.1: Item EX-99.1
- Merger with FSC Bancshares and Farmers State Bank became effective September 3, 2026
- Combined company reaches approximately $2.2 billion in assets, materially expanding Hawthorn’s banking scale
Item 2.01: Completion of Acquisition or Disposition of Assets
- HBI completed FSC Bancshares acquisition on September 3, 2026, adding Farmers State Bank to Hawthorn Bank
- FBI shareholders received 413,101 HBI shares plus $13.953 million cash
Item EX-99.1: Item EX-99.1
- Quarterly cash dividend of $0.21 per common share approved by Hawthorn Bancshares’ board
- Record date September 15, 2026; payment date October 1, 2026
Item 8.01: Other Events
- Quarterly cash dividend approved at $0.21 per common share
- Payment scheduled for October 1, 2026
Item 2.02: Results of Operations and Financial Condition
- Q2 and first-half 2026 financial results announced for periods ended June 30, 2026
- Press release issued July 29, 2026; detailed results in Exhibit 99.1
AI summaries of HWBK 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for HWBK
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- Alerts as it files. A push when HWBK files an 8-K or an insider trades.
- Fund moves. Which tracked funds opened, added or cut HWBK, by share count.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Hettinger Shawna M. | Buy | Aug 27, 2026 | 654.448 | $38.20 |
| Hettinger Shawna M. | Buy | Aug 26, 2026 | 645.161 | $38.75 |
| Hettinger Shawna M. | A | Jun 2, 2026 | 500 | - |
| States Jonathan L | A | Jun 2, 2026 | 500 | - |
| Burkhead Frank E. | A | Jun 2, 2026 | 500 | - |
| TURNER DAVID T | A | Jun 2, 2026 | 500 | - |
| RILEY KEVIN L | A | Jun 2, 2026 | 500 | - |
| FREEMAN PHILIP D | A | Jun 2, 2026 | 500 | - |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 |
|---|---|---|---|
| Profitability | |||
| Revenue | $92.0M | $95.4M | $97.7M |
| Net Income | $956K | $18.3M | $23.8M |
| Net Margin | 1.0% | 19.1% | 24.4% |
| Balance Sheet | |||
| Total Assets | $1.9B | $1.8B | $1.9B |
| Equity | $136.1M | $149.5M | $174.2M |
| ROE | 0.7% | 12.2% | 13.7% |
| Per Share | |||
| EPS | - | $2.61 | $3.43 |
| Cash Flow | |||
| Operating CF | $17.6M | $25.6M | $26.9M |
| CapEx | $2.1M | $3.0M | $4.1M |
Source: XBRL data in HAWTHORN BANCSHARES, INC. (HWBK)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate HWBK share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 18 | $40.8M |
| Q1 2026 | 17 | $33.2M |
| Q4 2025 | 18 | $35.8M |
| Q3 2025 | 17 | $31.1M |
| Q2 2025 | 15 | $27.9M |
| Q1 2025 | 12 | $17.8M |
| Q4 2024 | 8 | $15.7M |
| Q3 2024 | 6 | $6.2M |
- BlackRock+24.6K (+8%)
- Vanguard Portfolio Management LLC+5.9K (+18%)
- Vanguard Capital Management LLC+4.5K (+2%)
- Northern Trust+4.2K (+10%)
- Dimensional Fund Advisors+3.3K (+2%)
- Citadel Advisors LLC−4.0K (-30%)
- Goldman Sachs Group−1.6K (-6%)
- Morgan Stanley−370 (-8%)
Source: 13F-HR filings on SEC EDGAR (aggregated from 111 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
HWBK filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 8-K | Sep 10, 2026 | - | Analysis | - |
| 8-K | Sep 4, 2026 | - | Analysis | - |
| 4 | Aug 28, 2026 | - | - | - |
| 10-Q | Aug 6, 2026 | Jun 30, 2026 | Analysis | |
| 8-K | Jul 29, 2026 | - | Analysis | - |
| 8-K | Jul 14, 2026 | - | Analysis | - |
| 8-K | Jun 8, 2026 | - | Analysis | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 4, 2026 | - | - | |
| 10-Q | May 8, 2026 | Mar 31, 2026 | Analysis | |
| 8-K | May 6, 2026 | - | Analysis | |
| 4 | May 5, 2026 | - | - | - |
| 8-K | Apr 29, 2026 | - | Analysis | - |
| 8-K | Apr 29, 2026 | - | Analysis | - |
| 8-K | Apr 29, 2026 | - | Analysis | - |
| 10-K | Mar 5, 2026 | Dec 31, 2025 | - | |
| 8-K | Jan 28, 2026 | - | - |
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HWBK SEC filings: frequently asked questions
Are HWBK insiders buying or selling?
In the last 90 days, HAWTHORN BANCSHARES, INC. (HWBK) officers, directors and 10% owners reported 2 open-market purchases worth $50,000 by 1 insider and no open-market sales on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold HWBK stock?
As of June 30, 2026, the largest HAWTHORN BANCSHARES, INC. (HWBK) holders among the 13F filers tracked by SignalX were BlackRock ($13.2 million), Vanguard Capital Management LLC ($9.9 million), Dimensional Fund Advisors ($6.4 million), State Street Corp ($3.3 million), Northern Trust ($1.9 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was HWBK's revenue in fiscal year 2025?
For the fiscal year ended December 31, 2025 (FY2025), HAWTHORN BANCSHARES, INC. (HWBK) reported revenue of $97.7 million (up 2.4% from FY2024) and net income of $23.8 million. Diluted EPS was $3.43. The figures come from the XBRL data in the 10-K.
What did HWBK report in its latest 8-K?
HAWTHORN BANCSHARES, INC. (HWBK) filed an 8-K on September 10, 2026 reporting Item 8.01 (Other Events). Director Jonathan “Jon” Holtaway died on September 8, 2026.
What are the latest HWBK SEC filings?
HAWTHORN BANCSHARES, INC. (HWBK) filed its latest 10-K annual report on March 5, 2026, a 10-Q quarterly report on August 6, 2026, an 8-K current report on September 10, 2026 and a Form 4 insider filing on August 28, 2026.
What is HWBK's SEC CIK number?
HAWTHORN BANCSHARES, INC. (HWBK)'s SEC Central Index Key (CIK) is 893847. EDGAR lists every HWBK filing under that number.
Ask anything about HWBK
The research agent reads HWBK's filings, financials, insider trades and 13F holders, then answers with sources.