SWKH at a glance
SWK Holdings Corp (SWKH, SEC CIK 1089907) filed its latest 10-K annual report on March 20, 2026, a 10-Q quarterly report on November 6, 2025, an 8-K current report on April 6, 2026 and Form 4 insider filings as recently as April 8, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended December 31, 2025 (FY2025), SWK Holdings Corp (SWKH) reported revenue of $2.2 million (down 40.5% from FY2024) and a net loss of $2.5 million. Diluted EPS was -$0.21.
- As of March 31, 2026, 14 institutional investment managers tracked by SignalX reported holding SWK Holdings Corp (SWKH) shares worth $10.3 million in 13F-HR filings.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $2.2M
- −40.5% vs prior year
- Insiders · 90 days
- 0 buys · 0 sells
- No open-market trades
- 13F holders
- 14 funds
- $10.3M · −2 vs prior quarter
- Latest 8-K
- Apr 6, 2026
- Item 1.02 · Item 1.01 · Item 2.01 · Item 5.03 · Item 5.01
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Sep 30, 2025
Risk Factors
- No material changes in risk factors from 2024 10-K filing for SWK Holdings Corp
AI summary of the SWKH 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 1.02: Termination of a Material Definitive Agreement
- First Horizon Bank Credit Facility terminated on April 6, 2026, concurrent with merger consummation
- Principal, interest, and fees paid in full, eliminating outstanding obligations under the facility
Item 1.01: Entry into a Material Definitive Agreement
- $30.0M aggregate principal 9.00% Senior Notes due 2027 affected by supplemental indenture
- New restrictive covenants and additional event of default tied to RWAY’s acquisition of SWKH
Item 2.01: Completion of Acquisition or Disposition of Assets
- Former common stockholders lost voting and other equity rights at the merger’s effective time
- Shareholders retained only rights to receive merger consideration or statutory rights
Item 5.03: Amendments to Articles of Incorporation or Bylaws
- RWAY’s pre-merger articles and bylaws remain governing documents after the Third Merger
- Acquisition Sub and Intermediary Sub retained their existing governing documents as merger survivors
Item 5.01: Changes in Control of Registrant
- Merger-triggered leadership turnover: all SWKH directors and officers departed at the Effective Time
- Acquisition Sub’s pre-merger officers and directors assumed corresponding Company roles
AI summaries of SWKH 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for SWKH
Don't miss the next SWKH filing
- Alerts as it files. A push when SWKH files an 8-K or an insider trades.
- Fund moves. Which tracked funds opened, added or cut SWKH, by share count.
- Ask anything. An AI agent that reads every SWKH filing and answers with sources.
SWKH alerts on your phone. Follow it in the SignalX Android app.
Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Carlson Capital, L.P. | J | Apr 6, 2026 | 12,287 | - |
| Carlson Capital, L.P. | J | Apr 6, 2026 | 8,493,088 | - |
| Carlson Capital, L.P. | J | Apr 6, 2026 | 399,567 | - |
| Carlson Capital, L.P. | J | Apr 6, 2026 | 62,106 | - |
| Carlson Capital, L.P. | J | Apr 6, 2026 | 62,106 | - |
| Carlson Capital, L.P. | J | Apr 6, 2026 | 62,106 | - |
| Carlson Capital, L.P. | J | Apr 6, 2026 | 2,506 | - |
| Carlson Capital, L.P. | J | Apr 6, 2026 | 8,493,088 | - |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $3.6M | $2.2M |
| Operating Income | $14.7M | $11.6M | $20.3M |
| Net Income | $15.9M | $13.5M | -$2.5M |
| Op. Margin | - | 320.4% | 941.7% |
| Net Margin | - | 373.0% | -117.6% |
| Balance Sheet | |||
| Total Assets | - | $332.2M | $272.4M |
| Equity | - | $288.7M | $235.1M |
| ROE | - | 4.7% | -1.1% |
| Per Share | |||
| EPS | - | $1.08 | $-0.21 |
| Cash Flow | |||
| Operating CF | $14.9M | $23.0M | $27.3M |
| CapEx | $496K | $138K | $512K |
Source: XBRL data in SWK Holdings Corp (SWKH)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q1 2026Aggregate SWKH share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q1 2026 | 14 | $10.3M |
| Q4 2025 | 16 | $12.3M |
| Q3 2025 | 16 | $10.1M |
| Q2 2025 | 15 | $9.9M |
| Q1 2025 | 12 | $8.5M |
| Q4 2024 | 8 | $6.5M |
| Q3 2024 | 5 | $2.6M |
- State Street Corp+330 (+1%)
- Dimensional Fund Advisors+90 (+0%)
- Citigroup+70 (+101%)
- PNC Financial Services+57 (+1140%)
- Raymond James Financial−23.5K (-33%)
- Renaissance Technologies LLC−8.7K (-27%)
- Morgan Stanley−4.0K (-10%)
- BlackRock−2.4K (-2%)
- JPMorgan Chase & Co−2.3K (-63%)
- Vanguard Group Inc−213.5K
- Goldman Sachs Group−38.4K
- Bank of America Corp−4.6K
- FMR LLC (Fidelity)−1.1K
Source: 13F-HR filings on SEC EDGAR (aggregated from 86 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
SWKH filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
8-K current reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Apr 8, 2026 | - | - | - |
| 8-K | Apr 6, 2026 | - | Analysis | - |
| 8-K | Mar 31, 2026 | - | - | - |
| 10-K | Mar 20, 2026 | Dec 31, 2025 | - | |
| 8-K | Feb 13, 2026 | - | - | |
| 8-K | Dec 5, 2025 | - | - | |
| 8-K | Dec 4, 2025 | - | - | |
| 10-Q | Nov 6, 2025 | Sep 30, 2025 | Analysis | |
| 10-Q | Aug 14, 2025 | Jun 30, 2025 | - | |
| 10-Q | May 15, 2025 | Mar 31, 2025 | - | |
| 10-K | Mar 20, 2025 | Dec 31, 2024 | Analysis | |
| 10-Q | Nov 14, 2024 | Sep 30, 2024 | - | |
| 10-Q | Aug 14, 2024 | Jun 30, 2024 | - | |
| 10-Q | May 15, 2024 | Mar 31, 2024 | - | |
| 10-K | Mar 20, 2024 | Dec 31, 2023 | - | |
| 10-Q | Nov 8, 2023 | Sep 30, 2023 | - | |
| 10-Q | Aug 10, 2023 | Jun 30, 2023 | - | |
| 10-Q | May 10, 2023 | Mar 31, 2023 | - | |
| 10-K | Mar 31, 2023 | Dec 31, 2022 | - | |
| 10-Q | Nov 9, 2022 | Sep 30, 2022 | - | |
| 10-Q | Aug 10, 2022 | Jun 30, 2022 | - | |
| SC 13G | Jul 11, 2022 | - | - | |
| 10-Q | May 10, 2022 | Mar 31, 2022 | - | |
| 10-K | Mar 25, 2022 | Dec 31, 2021 | - | |
| 10-Q | Nov 12, 2021 | Sep 30, 2021 | - |
Related Financials companies
- SRCE · 1ST SOURCE CORPState Commercial Banks
- ABX · Abacus Global Management, Inc.Investment Advice
- ACTG · ACACIA RESEARCH CORPPatent Owners & Lessors
- AAMI · Acadian Asset Management Inc.Investment Advice
- ACNB · ACNB CORPState Commercial Banks
- AMG · Affiliated Managers Group IncInvestment Advice
- AFL · AflacAccident & Health Insurance
- ALRS · ALERUS FINANCIAL CORPNational Commercial Banks
SWKH SEC filings: frequently asked questions
Which institutions hold SWKH stock?
As of March 31, 2026, the largest SWK Holdings Corp (SWKH) holders among the 13F filers tracked by SignalX were Vanguard Capital Management LLC ($3.0 million), BlackRock ($2.6 million), Dimensional Fund Advisors ($842,000), State Street Corp ($818,000), Raymond James Financial ($807,000). 13F-HR reports are filed up to 45 days after each quarter ends.
What was SWKH's revenue in fiscal year 2025?
For the fiscal year ended December 31, 2025 (FY2025), SWK Holdings Corp (SWKH) reported revenue of $2.2 million (down 40.5% from FY2024) and a net loss of $2.5 million. Diluted EPS was -$0.21. The figures come from the XBRL data in the 10-K.
What did SWKH report in its latest 8-K?
SWK Holdings Corp (SWKH) filed an 8-K on April 6, 2026 reporting Item 1.02 (Termination of a Material Definitive Agreement), Item 1.01 (Entry into a Material Definitive Agreement), Item 2.01 (Completion of Acquisition or Disposition of Assets), Item 5.03 (Amendments to Articles of Incorporation or Bylaws) and Item 5.01 (Changes in Control of Registrant). First Horizon Bank Credit Facility terminated on April 6, 2026, concurrent with merger consummation.
What are the latest SWKH SEC filings?
SWK Holdings Corp (SWKH) filed its latest 10-K annual report on March 20, 2026, a 10-Q quarterly report on November 6, 2025, an 8-K current report on April 6, 2026 and a Form 4 insider filing on April 8, 2026.
What is SWKH's SEC CIK number?
SWK Holdings Corp (SWKH)'s SEC Central Index Key (CIK) is 1089907. EDGAR lists every SWKH filing under that number.
Ask anything about SWKH
The research agent reads SWKH's filings, financials, insider trades and 13F holders, then answers with sources.