RJF Raymond James Financial

company

SEC Filings & Insider Trading Activity 2026

Business Overview

• • Core business: diversified financial services including capital markets, banking, and wealth management
• • Legal/regulatory focus: ongoing SEC inquiry since Aug 2024 into cash sweep program practices; consolidated class action lawsuits with one dismissal

Management Discussion & Analysis

• • Net interest income in banking operations $1.846B at 0 bps, up to $1.898B (+3%) at +200 bps, down to $1.661B (-10%) at -200 bps
• • Available-for-sale securities portfolio fair value $6.89B, yield 2.25%, effective duration 3.44 (% price change per 100 bps rate change)

Risk Factors

• • Model risk from valuation inaccuracies impacting financial loss or regulatory reporting due to incorrect model use or outputs
• • Compliance risk of sanctions and reputational damage from failure to comply with applicable laws and regulatory requirements

Management Discussion & Analysis

• • Delinquent residential mortgage loans $10M vs $13M Sept 30, 2025, delinquency ratio 0.09% vs 0.13% prior quarter, well below national average 1.86%
• • Adjustable rate mortgages $3.09B Dec 31, 2025, 29% of portfolio, up slightly from $3.04B Sept 30, 2025, weighted-average 5 years before amortization

What are the latest RJF SEC filings in 2026?

Raymond James Financial (RJF) has filed a 10-K annual report on November 25, 2025, a 10-Q quarterly report on February 6, 2026, an 8-K current report on April 22, 2026 with the SEC. SignalX tracks every new SEC EDGAR filing daily, including 10-K, 10-Q, 8-K, and Form 4 insider transactions, with AI-powered summaries of key sections.

When did RJF file its most recent 10-K annual report?

Raymond James Financial (RJF) filed its most recent 10-K annual report on November 25, 2025. The 10-K includes audited financial statements, business overview, risk factors, and management discussion, all available on SignalX with AI-generated summaries and XBRL financial data.

How do I view RJF 10-Q quarterly reports?

Raymond James Financial (RJF)'s most recent 10-Q quarterly report was filed on February 6, 2026. SignalX displays every RJF 10-Q with AI-generated summaries of the MD&A (Management Discussion & Analysis) and Risk Factors sections, plus links to the original SEC EDGAR document.

What 8-K current reports has RJF filed recently?

Raymond James Financial (RJF)'s most recent 8-K was filed on April 22, 2026. 8-K filings disclose material corporate events such as earnings releases, executive changes, mergers, and other significant developments. SignalX surfaces each 8-K with item-level summaries so you can quickly see what happened.

Where can I find RJF insider trading activity (Form 4)?

SignalX aggregates every RJF Form 4 insider transaction from SEC EDGAR. Form 4 reports show when officers, directors, and 10% shareholders buy or sell company stock, with transaction code, share count, and price per share.

How often does RJF file with the SEC?

Raymond James Financial (RJF) files a 10-K annual report once per year (typically within 60 days of fiscal year-end) and 10-Q quarterly reports three times per year. 8-K current reports are filed as needed when material events occur, and Form 4 insider transaction reports are due within two business days of a trade. SignalX monitors SEC EDGAR daily to surface every new RJF filing with AI-powered analysis.

What is the difference between 10-K, 10-Q, and 8-K SEC filings?

A 10-K is a comprehensive annual report with audited financials, business overview, and risk factors. A 10-Q is a shorter quarterly report with unaudited financials and management discussion. An 8-K is a current report filed when a material event occurs — such as earnings releases, executive changes, acquisitions, or other significant developments. SignalX provides AI-generated summaries for all three filing types for Raymond James Financial (RJF).

What is RJF's SEC CIK number?

Raymond James Financial (RJF)'s SEC CIK (Central Index Key) number is 720005. The CIK is a unique identifier assigned by the SEC to every filing entity. You can use CIK 720005 to look up all RJF filings on SEC EDGAR, or browse them here on SignalX with AI-powered analysis.

Where can I find RJF return on equity (ROE) and financial data?

SignalX extracts XBRL financial data from Raymond James Financial (RJF) 10-K annual filings, including revenue, net income, gross profit, operating income, EPS, total assets, stockholders' equity, and operating cash flow. Return on equity (ROE) can be derived from net income divided by stockholders' equity. Multi-year financial trends are displayed in the Financial Summary table above.