PFG Principal Financial Group

company

SEC Filings & Insider Trading Activity 2026

Business Overview

• • Core business model: Retirement and income solutions, asset management, and benefits and protection services generating revenues largely from account values and AUM
• • Increased AUM in Principal Asset Management in 2025 driven by positive market performance and favorable foreign currency tailwinds, partially offset by operations disposed

Risk Factors

• • Capital market volatility may require additional capital to meet NAIC RBC requirements, risking unfavorable external financing availability
• • Macroeconomic downturns impacting liquidity risk, with withdrawal/surrender levels sensitive to economic conditions and financial strength rating downgrades

Management Discussion & Analysis

• • No revenue or profitability figures disclosed; focus on equity risk impact on segment pre-tax operating earnings
• • Estimated 10% immediate equity shock plus 2% quarterly recovery reduces segment pre-tax earnings by approximately 5%-8%

Management Discussion & Analysis

• • No quarterly revenue or YoY revenue change disclosed in this section
• • Segment pre-tax operating earnings could decline 5% to 8% with a 10% immediate equity shock plus 2% quarterly recovery

What are the latest PFG SEC filings in 2026?

Principal Financial Group (PFG) has filed a 10-K annual report on February 18, 2026, a 10-Q quarterly report on October 29, 2025, an 8-K current report on April 23, 2026 with the SEC. SignalX tracks every new SEC EDGAR filing daily, including 10-K, 10-Q, 8-K, and Form 4 insider transactions, with AI-powered summaries of key sections.

When did PFG file its most recent 10-K annual report?

Principal Financial Group (PFG) filed its most recent 10-K annual report on February 18, 2026. The 10-K includes audited financial statements, business overview, risk factors, and management discussion, all available on SignalX with AI-generated summaries and XBRL financial data.

How do I view PFG 10-Q quarterly reports?

Principal Financial Group (PFG)'s most recent 10-Q quarterly report was filed on October 29, 2025. SignalX displays every PFG 10-Q with AI-generated summaries of the MD&A (Management Discussion & Analysis) and Risk Factors sections, plus links to the original SEC EDGAR document.

What 8-K current reports has PFG filed recently?

Principal Financial Group (PFG)'s most recent 8-K was filed on April 23, 2026. 8-K filings disclose material corporate events such as earnings releases, executive changes, mergers, and other significant developments. SignalX surfaces each 8-K with item-level summaries so you can quickly see what happened.

Where can I find PFG insider trading activity (Form 4)?

SignalX aggregates every PFG Form 4 insider transaction from SEC EDGAR. Form 4 reports show when officers, directors, and 10% shareholders buy or sell company stock, with transaction code, share count, and price per share.

How often does PFG file with the SEC?

Principal Financial Group (PFG) files a 10-K annual report once per year (typically within 60 days of fiscal year-end) and 10-Q quarterly reports three times per year. 8-K current reports are filed as needed when material events occur, and Form 4 insider transaction reports are due within two business days of a trade. SignalX monitors SEC EDGAR daily to surface every new PFG filing with AI-powered analysis.

What is the difference between 10-K, 10-Q, and 8-K SEC filings?

A 10-K is a comprehensive annual report with audited financials, business overview, and risk factors. A 10-Q is a shorter quarterly report with unaudited financials and management discussion. An 8-K is a current report filed when a material event occurs — such as earnings releases, executive changes, acquisitions, or other significant developments. SignalX provides AI-generated summaries for all three filing types for Principal Financial Group (PFG).

What is PFG's SEC CIK number?

Principal Financial Group (PFG)'s SEC CIK (Central Index Key) number is 1126328. The CIK is a unique identifier assigned by the SEC to every filing entity. You can use CIK 1126328 to look up all PFG filings on SEC EDGAR, or browse them here on SignalX with AI-powered analysis.

Where can I find PFG return on equity (ROE) and financial data?

SignalX extracts XBRL financial data from Principal Financial Group (PFG) 10-K annual filings, including revenue, net income, gross profit, operating income, EPS, total assets, stockholders' equity, and operating cash flow. Return on equity (ROE) can be derived from net income divided by stockholders' equity. Multi-year financial trends are displayed in the Financial Summary table above.