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Financials · Real Estate Investment Trusts

LFT Lument Finance Trust, Inc. SEC Filings & Insider Trading Activity 2026

company
CIK 154754699 filings
Russell 2000
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LFT at a glance

Lument Finance Trust, Inc. (LFT, SEC CIK 1547546) filed its latest 10-K annual report on March 23, 2026, a 10-Q quarterly report on August 13, 2026, an 8-K current report on October 6, 2026 and Form 4 insider filings as recently as August 25, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.

  • As of June 30, 2026, 13 institutional investment managers tracked by SignalX reported holding Lument Finance Trust, Inc. (LFT) shares worth $2.6 million in 13F-HR filings.
  • The most recent insider open-market purchase reported on Form 4 was by BRIGGS JAMES A on August 24, 2026 of 20,000 shares at $0.69 per share.
  • In the last 90 days, LFT insiders reported 8 open-market purchases ($98K) and 0 open-market sales ($0) on Form 4, a net purchase of $98K.

Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).

Insiders · 90 days
8 buys · 0 sells
Net +$98K
13F holders
13 funds
$2.6M · −4 vs prior quarter
Latest 8-K
Sep 14, 2026
Item 7.01 · Item 5.03

AI 10-Q Quarterly Report Analysis

Latest 10-Q, quarter ended Jun 30, 2026

Management Discussion & Analysis

  • No quarterly revenue, YoY comparison, profitability margins, segment results, cash-flow data, or guidance disclosed in provided excerpt

Risk Factors

  • New NYSE listing risk triggered by July 24, 2026 notice for average closing price below $1.00 over 30 trading days
  • Proposed 1-for-10 reverse split may not restore sustained NYSE compliance
  • Delisting could reduce liquidity and classify common stock as penny stock
  • Amended interest-coverage covenants for periods through March 31, 2027
  • No material changes to other 10-K risk factors disclosed

AI summary of the LFT 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K

AI 8-K Current Report Analysis

The most recent material events, by 8-K item

Filed Sep 14, 2026Full analysis →

Item 7.01: Regulation FD Disclosure

  • Regulation FD disclosure section contains no substantive business or financial information
  • Investors must review the filing’s exhibits for any material disclosed information

Item 5.03: Amendments to Articles of Incorporation or Bylaws

  • 1-for-10 reverse split effective September 9, 2026, reducing shares outstanding while preserving holders’ proportional ownership
  • Fractional shares paid cash at $6.959 per fractional share, creating small cash settlements for affected shareholders
Filed Aug 13, 2026Full analysis →

Item 2.02: Results of Operations and Financial Condition

  • Item 2.02 text contains only an incorporation and liability disclaimer
  • No earnings period, financial results, or operating metrics provided

Item 7.01: Regulation FD Disclosure

  • Item 7.01 provides no substantive business, financial, or operational disclosure
  • Investors should not infer earnings, guidance, capital-allocation, or other market-moving information from this excerpt

Item EX-99.1: Item EX-99.1

  • Q2 2026 GAAP net loss $9.2 million, or $0.18 per share
  • Distributable loss $5.3 million, or $0.10 per share, signaling pressure on dividend-supporting earnings

AI summaries of LFT 8-K current reports filed with the SEC. What 8-K item codes mean

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Recent Insider Transactions (Form 4)

Latest reported trades by officers, directors and 10% owners

InsiderTypeDatePrice
Cummins Neil A.AAug 24, 2026$0.67
BRIGGS JAMES ABuyAug 24, 2026$0.69
Flynn James PeterBuyAug 24, 2026$0.68
Keenan Walter CAAug 24, 2026$0.67
Hunt James ChristopherAAug 24, 2026$0.67
Flynn James PeterBuyAug 21, 2026$0.68
HOULIHAN WILLIAM ABuyAug 20, 2026$0.62
Flynn James PeterBuyAug 20, 2026$0.63
Insider trades across all companies →Which insider buys matter →

Financial Summary
XBRL

Annual financial summary from SEC XBRL data
MetricFY2023FY2024FY2025
Profitability
Net Income$19.7M$22.6M-$2.7M
Balance Sheet
Total Assets$1.4B$1.1B$1.2B
Equity$240.7M$237.8M$219.0M
ROE8.2%9.5%-1.3%
Per Share
EPS$0.29$0.34$-0.14
Cash Flow
Operating CF$24.7M$27.1M$10.1M

Source: XBRL data in Lument Finance Trust, Inc. (LFT)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →

13F Fund Holdings: Quarterly Trend

Latest: Q2 2026

Aggregate LFT share value held by 13F filers tracked by SignalX, by quarter.

Quarterly totals table
LFT shares held by 13F filers tracked by SignalX, by quarter
QuarterFundsTotal value
Q2 202613$2.6M
Q1 202617$6.6M
Q4 202517$7.7M
Q3 202517$10.4M
Q2 202516$10.5M
Q1 202513$6.5M
Q4 20249$5.5M
Q3 20246$1.2M
Position changes: Q1 2026 → Q2 2026
Top Buyers
Top Sellers
New Positions

Source: 13F-HR filings on SEC EDGAR (aggregated from 108 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work

LFT filing archive

AI analysis pages for each 10-K, 10-Q and 8-K

10-K annual reports

Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4

FormFiling dateAnalysisSEC
8-KOct 6, 2026--
8-KSep 14, 2026Analysis-
4Aug 25, 2026--
4Aug 25, 2026--
4Aug 25, 2026--
4Aug 25, 2026--
4Aug 25, 2026--
4Aug 21, 2026--
4Aug 21, 2026--
4Aug 20, 2026--
4Aug 20, 2026--
10-QAug 13, 2026Analysis
8-KAug 13, 2026Analysis-
8-KJul 30, 2026Analysis-
8-KJun 12, 2026Analysis-
4May 27, 2026-
4May 27, 2026-
4May 27, 2026-
8-KMay 20, 2026Analysis
10-QMay 15, 2026Analysis
4Apr 1, 2026--
4Apr 1, 2026--
4Apr 1, 2026--
4Apr 1, 2026--
4Mar 27, 2026--

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LFT SEC filings: frequently asked questions

Are LFT insiders buying or selling?

In the last 90 days, Lument Finance Trust, Inc. (LFT) officers, directors and 10% owners reported 8 open-market purchases worth $97,957 by 3 insiders and no open-market sales on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.

Which institutions hold LFT stock?

As of June 30, 2026, the largest Lument Finance Trust, Inc. (LFT) holders among the 13F filers tracked by SignalX were Vanguard Capital Management LLC ($1.3 million), Millennium Management ($492,000), BlackRock ($345,000), Goldman Sachs Group ($156,000), State Street Corp ($112,000). 13F-HR reports are filed up to 45 days after each quarter ends.

What did LFT report in its latest 8-K?

Lument Finance Trust, Inc. (LFT) filed an 8-K on September 14, 2026 reporting Item 7.01 (Regulation FD Disclosure) and Item 5.03 (Amendments to Articles of Incorporation or Bylaws). Regulation FD disclosure section contains no substantive business or financial information.

What are the latest LFT SEC filings?

Lument Finance Trust, Inc. (LFT) filed its latest 10-K annual report on March 23, 2026, a 10-Q quarterly report on August 13, 2026, an 8-K current report on October 6, 2026 and a Form 4 insider filing on August 25, 2026.

What is LFT's SEC CIK number?

Lument Finance Trust, Inc. (LFT)'s SEC Central Index Key (CIK) is 1547546. EDGAR lists every LFT filing under that number.

Ask anything about LFT

The research agent reads LFT's filings, financials, insider trades and 13F holders, then answers with sources.

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