EFC at a glance
Ellington Financial Inc. (EFC, SEC CIK 1411342) filed its latest 10-K annual report on March 2, 2026, a 10-Q quarterly report on August 10, 2026, an 8-K current report on September 24, 2026 and Form 4 insider filings as recently as September 10, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended December 31, 2025 (FY2025), Ellington Financial Inc. (EFC) reported revenue of $494.5 million (up 18.9% from FY2024) and net income of $118.7 million. Diluted EPS was $1.19.
- As of June 30, 2026, 29 institutional investment managers tracked by SignalX reported holding Ellington Financial Inc. (EFC) shares worth $600.6 million in 13F-HR filings.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $494.5M
- +18.9% vs prior year
- Insiders · 90 days
- 0 buys · 0 sells
- No open-market trades
- 13F holders
- 29 funds
- $600.6M · −1 vs prior quarter
- Latest 8-K
- Sep 24, 2026
- Item 7.01
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Dec 31, 2025
Business Overview
- Core business model: Ellington focuses on risk management and oversight with integrated cybersecurity protocols safeguarding sensitive information
- Emphasis on cybersecurity: Detailed cross-functional cybersecurity governance, technical safeguards, incident response, third-party risk management, and employee training programs emphasized
- Strategic focus: Strengthened oversight by Board Audit Committee and frequent internal cybersecurity working groups enhancing proactive threat monitoring and response
- Employee count specific to Longbridge segment: approximately 500 as of December 31, 2025
- Noteworthy cybersecurity posture: No material cybersecurity incidents to date, with ongoing penetration testing, third-party audits, and continuous technology updates
Risk Factors
- Regulatory risk under Delaware General Corporation Law restricting cash dividends to "surplus" or current/preceding year net profits
- Macroeconomic exposure to dividend reductions impacting income-focused equity holders
- Operational vulnerability due to potential forfeiture or conversion timing of 61,911 OP LTIP Units granted Dec 17, 2025
- Competitive risk from S&P 500 outperformance with cumulative return $195.98 vs $167.05 for Ellington
- Financial risk from Board discretion to delay, convert, or revoke declared dividends affecting shareholder cash flow
Management Discussion & Analysis
- Revenue and investment income details not explicitly stated in provided text, no YoY figures available
- Investment Portfolio Segment and Longbridge Segment focus; no performance numbers given to identify best/worst segment
- Management outlook emphasizes opportunistic, flexible asset allocation and hedging to adapt to changing market conditions and maintain REIT status
AI summary of the EFC 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jun 30, 2026
Management Discussion & Analysis
- Reportable segments: Investment Portfolio and Longbridge, with no quarterly revenue figures provided
- Portfolio spans Agency RMBS, CMBS, CLOs, consumer loans, MSRs, non-Agency RMBS, residential loans, and reverse mortgages
- Longbridge focus: HECM and proprietary reverse mortgage origination, servicing, securitization, and related investments
- Strategy: opportunistic asset allocation and hedging across credit, interest-rate, spread, and currency risks
- Headwinds: interest rates, market volatility, prepayments, defaults, funding availability, regulation, inflation, slower growth, and recession
Risk Factors
- No risk-factors section provided; supplied text contains only exhibits and signatures
AI summary of the EFC 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 7.01: Regulation FD Disclosure
- Estimated common-stock book value per share as of August 31, 2026
- Press release issued September 24, 2026, with the estimate provided in Exhibit 99.1
Item 8.01: Other Events
- Legal disclaimer accompanying a securities-related press release
- No substantive event, financial terms, or shareholder-impacting information disclosed in the provided text
Item 1.01: Entry into a Material Definitive Agreement
- $150.0M additional 7.375% senior notes issued, maturing September 30, 2030
- Annual interest burden of approximately $11.1M, payable semi-annually beginning September 30, 2026
Item 8.01: Other Events
- New Notes offered in an unregistered private placement under Rule 144A and Regulation S
- Investor eligibility limited to qualified institutional buyers and non-U.S. persons outside the United States
AI summaries of EFC 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for EFC
Don't miss the next EFC filing
- Alerts as it files. A push when EFC files an 8-K or an insider trades.
- Fund moves. Which tracked funds opened, added or cut EFC, by share count.
- Ask anything. An AI agent that reads every EFC filing and answers with sources.
EFC alerts on your phone. Follow it in the SignalX Android app.
Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Dannhauser Stephen J | A | Sep 9, 2026 | 10,181 | - |
| SIMON RONALD I | A | Sep 9, 2026 | 10,181 | - |
| Mumford Lisa | A | Sep 9, 2026 | 10,181 | - |
| Resendez Edward | A | Sep 9, 2026 | 10,181 | - |
| Vranos Michael W | J | Aug 5, 2026 | 6,794 | - |
| Vranos Michael W | J | May 11, 2026 | 161,934 | - |
| Mumford Lisa | A | Dec 31, 2025 | 7,657 | - |
| Mumford Lisa | M | Dec 31, 2025 | 7,657 | - |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 | |
|---|---|---|---|---|
| Profitability | ||||
| Revenue | $370.2M | $416.0M | $494.5M | |
| Net Income | $60.9M | $117.8M | $118.7M | |
| Net Margin | 16.5% | 28.3% | 24.0% | |
| Balance Sheet | ||||
| Total Assets | $15.3B | $16.3B | $19.4B | |
| Equity | $1.5B | $1.6B | $1.8B | |
| ROE | 4.0% | 7.5% | 6.5% | |
| Per Share | ||||
| EPS | $0.89 | $1.36 | $1.19 | |
| Cash Flow | ||||
| Operating CF | -$241.9M | -$430.5M | -$925.5M | |
Source: XBRL data in Ellington Financial Inc. (EFC)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate EFC share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 29 | $600.6M |
| Q1 2026 | 30 | $484.2M |
| Q4 2025 | 28 | $475.6M |
| Q3 2025 | 29 | $443.0M |
| Q2 2025 | 26 | $417.9M |
| Q1 2025 | 23 | $217.5M |
| Q4 2024 | 17 | $171.5M |
| Q3 2024 | 13 | $96.5M |
- BlackRock+1.18M (+6%)
- Two Sigma Investments+656.5K (+2008%)
- JPMorgan Chase & Co+550.0K (+59%)
- State Street Corp+347.6K (+8%)
- Vanguard Capital Management LLC+292.4K (+6%)
- Bank of America Corp−91.8K (-17%)
- Morgan Stanley−65.4K (-7%)
- Goldman Sachs Group−15.4K (-4%)
- Ameriprise Financial−14.8K (-6%)
- AQR Capital Management−9.4K (-37%)
- Millennium Management−653.9K
Source: 13F-HR filings on SEC EDGAR (aggregated from 195 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
EFC filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 8-K | Sep 24, 2026 | - | Analysis | - |
| 8-K | Sep 17, 2026 | - | Analysis | - |
| 8-K | Sep 14, 2026 | - | Analysis | - |
| 8-K | Sep 14, 2026 | - | Analysis | - |
| 4 | Sep 10, 2026 | - | - | - |
| 4 | Sep 10, 2026 | - | - | - |
| 4 | Sep 10, 2026 | - | - | - |
| 4 | Sep 10, 2026 | - | - | - |
| 8-K | Sep 8, 2026 | - | Analysis | - |
| 8-K | Aug 24, 2026 | - | Analysis | - |
| 8-K | Aug 10, 2026 | - | Analysis | - |
| 10-Q | Aug 10, 2026 | Jun 30, 2026 | Analysis | |
| 8-K | Aug 7, 2026 | - | Analysis | - |
| 4 | Aug 6, 2026 | - | - | - |
| SC 13G | Jul 31, 2026 | - | - | |
| 8-K | Jul 23, 2026 | - | Analysis | - |
| 8-K | Jul 8, 2026 | - | Analysis | - |
| 8-K | Jun 25, 2026 | - | Analysis | - |
| 8-K | Jun 8, 2026 | - | Analysis | |
| 8-K | May 29, 2026 | - | - | |
| 8-K | May 28, 2026 | - | - | |
| 4 | May 13, 2026 | - | - | |
| 8-K | May 11, 2026 | - | - | |
| 10-Q | May 11, 2026 | Mar 31, 2026 | Analysis | |
| 8-K | May 5, 2026 | - | - | - |
Related Financials companies
- SRCE · 1ST SOURCE CORPState Commercial Banks
- ABX · Abacus Global Management, Inc.Investment Advice
- ACTG · ACACIA RESEARCH CORPPatent Owners & Lessors
- AAMI · Acadian Asset Management Inc.Investment Advice
- ACNB · ACNB CORPState Commercial Banks
- AMG · Affiliated Managers Group IncInvestment Advice
- AFL · AflacAccident & Health Insurance
- ALRS · ALERUS FINANCIAL CORPNational Commercial Banks
EFC SEC filings: frequently asked questions
Which institutions hold EFC stock?
As of June 30, 2026, the largest Ellington Financial Inc. (EFC) holders among the 13F filers tracked by SignalX were BlackRock ($284.1 million), Vanguard Capital Management LLC ($72.7 million), State Street Corp ($68.0 million), Vanguard Portfolio Management LLC ($29.4 million), Invesco Ltd ($25.0 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was EFC's revenue in fiscal year 2025?
For the fiscal year ended December 31, 2025 (FY2025), Ellington Financial Inc. (EFC) reported revenue of $494.5 million (up 18.9% from FY2024) and net income of $118.7 million. Diluted EPS was $1.19. The figures come from the XBRL data in the 10-K.
What are the main risks in EFC's latest 10-K?
In the 10-K filed March 2, 2026, Ellington Financial Inc. (EFC) flagged: Regulatory risk under Delaware General Corporation Law restricting cash dividends to "surplus" or current/preceding year net profits. Macroeconomic exposure to dividend reductions impacting income-focused equity holders. (AI summary of the Risk Factors section.)
What did EFC report in its latest 8-K?
Ellington Financial Inc. (EFC) filed an 8-K on September 24, 2026 reporting Item 7.01 (Regulation FD Disclosure). Estimated common-stock book value per share as of August 31, 2026.
What are the latest EFC SEC filings?
Ellington Financial Inc. (EFC) filed its latest 10-K annual report on March 2, 2026, a 10-Q quarterly report on August 10, 2026, an 8-K current report on September 24, 2026 and a Form 4 insider filing on September 10, 2026.
What is EFC's SEC CIK number?
Ellington Financial Inc. (EFC)'s SEC Central Index Key (CIK) is 1411342. EDGAR lists every EFC filing under that number.
Ask anything about EFC
The research agent reads EFC's filings, financials, insider trades and 13F holders, then answers with sources.