ABAT at a glance
AMERICAN BATTERY TECHNOLOGY Co (ABAT, SEC CIK 1576873) filed its latest 10-K annual report on September 14, 2026, a 10-Q quarterly report on May 11, 2026, an 8-K current report on October 1, 2026 and Form 4 insider filings as recently as September 18, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended June 30, 2026 (FY2026), AMERICAN BATTERY TECHNOLOGY Co (ABAT) reported revenue of $21.7 million (up 406.8% from FY2025) and a net loss of $73.4 million. Diluted EPS was -$0.58.
- As of June 30, 2026, 27 institutional investment managers tracked by SignalX reported holding AMERICAN BATTERY TECHNOLOGY Co (ABAT) shares worth $110.0 million in 13F-HR filings.
- The most recent insider open-market sale reported on Form 4 was by Lee Susan Y on September 16, 2026 of 21,360 shares at $2.16 per share.
- In the last 90 days, ABAT insiders reported 0 open-market purchases ($0) and 2 open-market sales ($88K) on Form 4, a net sale of $88K.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2026
- $21.7M
- +406.8% vs prior year
- Insiders · 90 days
- 0 buys · 2 sells
- Net −$88K
- 13F holders
- 27 funds
- $110.0M · +1 vs prior quarter
- Latest 8-K
- Oct 1, 2026
- Item 8.01
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Jun 30, 2026
Management Discussion & Analysis
- Revenue $21.7M FY 2026, up 407% YoY from $4.3M FY 2025, driven by higher production volumes and product prices
- Gross loss improved to $(3.1)M FY 2026 from $(10.6)M FY 2025; adjusted gross margin $1.7M FY 2026 vs $(6.2)M FY 2025
- Best segment: Recycling operations revenue growth leading; no explicit worst segment revenue data disclosed
- Cash $49.5M at June 30, 2026; operating cash outflow $24.2M, investing cash outflow $13.6M, financing inflow $75.6M including $65.8M ATM sales
- Management highlights $150M DOE grant for new facility, TFLP lithium resource development, but notes risk from DOE grant termination episode and reliance on equity/debt financing
Business Overview
- Integrated critical minerals producer focused on domestic lithium-ion battery materials from exploration, proprietary lithium extraction, and advanced recycling
- New large-scale recycling facility grant for 100,000 tonnes/year capacity awarded $150M DOE funding in September 2024
- Strategic emphasis on scalable closed-loop battery recycling with low environmental impact, contrasting prior focus on primary lithium extraction
- Workforce grown to 195 employees as of September 2026, supporting expanded recycling and refining operations
- Received two investment tax credits totaling $60M under U.S. DOE 48C program for facility construction and scale-up in 2024
Risk Factors
- Regulatory risk: August 2026 federal Directive bans export of black mass without U.S. Department Commerce exception, threatening majority of revenue
- Geopolitical threat: U.S.-China trade disputes and tariffs on lithium-related imports risk supply chain disruptions and increased costs
- Operational vulnerability: Operations concentrated in single Nevada recycling facility and Tonopah project; disasters or utility interruptions could halt production
- Market disruption: Competition for lithium-ion battery feedstock rising from recyclers and manufacturers, raising costs and impacting supply availability
- Financial risk: $73.4M net loss FY2026, accumulated deficit $333.5M, negative operating cash flow $24.2M, with uncertain additional financing within 12 months
AI summary of the ABAT 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Mar 31, 2026
Risk Factors
- No risk-factors section provided in the submitted excerpt
- Exploration safety exposure, currently outside Mine Safety and Health Administration ID requirements
- Management and governance changes, including new CEO and CFO employment agreements dated January 2026
- Confidentiality and disclosure risk, with nonmaterial competitively sensitive information omitted from an exhibit
AI summary of the ABAT 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 8.01: Other Events
- Commerce Department approval enables ABAT to export certain recycled black mass material
- License follows new federal export controls covering critical battery materials
Item EX-99.1: Item EX-99.1
- BIS approval permits up to $100 million of recycled black mass exports under specified terms
- License supports continued international sales and reduces near-term regulatory constraints on ABTC’s recycling operations
Item 2.02: Results of Operations and Financial Condition
- FY2026 results covered fiscal year ended June 30, 2026
- Investor presentation and earnings press release issued September 14, 2026
Item EX-99.1: Item EX-99.1
- FY2026 revenue surged 407% to $21.7M, driven by higher recycling throughput, byproducts, and pricing
- Adjusted gross profit reached $1.7M versus a $6.2M loss, signaling improved recycling economics at scale
Item 2.02: Results of Operations and Financial Condition
- Preliminary fiscal-quarter results cover the quarter ended June 30, 2026
- Press release issued August 20, 2026 and furnished as Exhibit 99.1
Item EX-99.1: Item EX-99.1
- Q4 FY26 revenue $8.2M, up 5.1% sequentially, while cost of goods sold fell 2.8% to $6.9M
- Gross profit reached a record $1.3M, up 86% sequentially, indicating improved recycling-facility operating leverage
AI summaries of ABAT 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for ABAT
Don't miss the next ABAT filing
- Alerts as it files. A push when ABAT files an 8-K or an insider trades.
- Fund moves. Which tracked funds opened, added or cut ABAT, by share count.
- Ask anything. An AI agent that reads every ABAT filing and answers with sources.
ABAT alerts on your phone. Follow it in the SignalX Android app.
Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Wu Steven | F | Sep 17, 2026 | 58,680 | $2.18 |
| Lee Susan Y | Sell | Sep 16, 2026 | 21,360 | $2.16 |
| Lowery Elizabeth Ann | Sell | Sep 16, 2026 | 19,375 | $2.18 |
| Wu Steven | A | Sep 16, 2026 | 111,667 | - |
| Melsert Ryan Mitchell | F | Sep 3, 2026 | 866 | $2.70 |
| Melsert Ryan Mitchell | A | Sep 2, 2026 | 33,383 | - |
| Melsert Ryan Mitchell | Buy | Aug 25, 2026 | 631,375 | $0.99 |
| Wu Steven | Buy | Aug 25, 2026 | 291,540 | $1.07 |
Financial SummaryXBRL
| Metric | FY2024 | FY2025 | FY2026 |
|---|---|---|---|
| Profitability | |||
| Revenue | $344K | $4.3M | $21.7M |
| Operating Income | -$47.8M | -$42.0M | -$74.7M |
| Net Income | -$52.5M | -$46.8M | -$73.4M |
| Op. Margin | -13906.7% | -979.5% | -343.6% |
| Net Margin | -15284.4% | -1090.0% | -337.5% |
| Balance Sheet | |||
| Total Assets | $77.7M | $84.5M | $132.8M |
| Equity | $61.5M | $70.6M | $126.4M |
| ROE | -85.4% | -66.2% | -58.1% |
| Per Share | |||
| EPS | - | $-0.58 | $-0.58 |
| Cash Flow | |||
| Operating CF | -$16.7M | -$28.9M | -$24.2M |
Source: XBRL data in AMERICAN BATTERY TECHNOLOGY Co (ABAT)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate ABAT share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 27 | $110.0M |
| Q1 2026 | 26 | $102.5M |
| Q4 2025 | 23 | $114.2M |
| Q3 2025 | 22 | $82.5M |
| Q2 2025 | 19 | $19.3M |
| Q1 2025 | 11 | $4.7M |
| Q4 2024 | 9 | $8.6M |
| Q3 2024 | 6 | $380,000 |
- Dimensional Fund Advisors+917.1K (+142%)
- State Street Corp+641.6K (+6%)
- Morgan Stanley+487.4K (+61%)
- BlackRock+386.7K (+4%)
- Vanguard Capital Management LLC+214.1K (+4%)
- Millennium Management−459.4K (-10%)
- Citadel Advisors LLC−158.9K (-12%)
- Two Sigma Investments−118.7K (-57%)
- Vanguard Portfolio Management LLC−100.9K (-9%)
- Goldman Sachs Group−18.4K (-4%)
- Truist Financial+14.7K
- U.S. Bancorp+3.3K
Source: 13F-HR filings on SEC EDGAR (aggregated from 143 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
ABAT filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 8-K | Oct 1, 2026 | - | Analysis | - |
| 4 | Sep 18, 2026 | - | - | - |
| 4 | Sep 17, 2026 | - | - | - |
| 4 | Sep 17, 2026 | - | - | - |
| 8-K | Sep 16, 2026 | - | Analysis | - |
| 10-K | Sep 14, 2026 | Jun 30, 2026 | Analysis | |
| 4 | Sep 4, 2026 | - | - | - |
| 4 | Aug 25, 2026 | - | - | - |
| 4 | Aug 25, 2026 | - | - | - |
| 8-K | Aug 20, 2026 | - | Analysis | - |
| 4 | Jul 22, 2026 | - | - | - |
| 4 | Jul 22, 2026 | - | - | - |
| 8-K | Jul 10, 2026 | - | Analysis | - |
| 4 | Jul 6, 2026 | - | - | - |
| 4 | Jul 6, 2026 | - | - | - |
| 4 | Jul 6, 2026 | - | - | - |
| 4 | Jul 2, 2026 | - | - | - |
| 4 | Jul 2, 2026 | - | - | - |
| 4 | Jun 18, 2026 | - | - | - |
| 4 | Jun 15, 2026 | - | - | - |
| 8-K | Jun 8, 2026 | - | Analysis | |
| 4 | Jun 8, 2026 | - | - | |
| 4 | Jun 8, 2026 | - | - | |
| 8-K | Jun 3, 2026 | - | Analysis | |
| 4 | Jun 3, 2026 | - | - |
Related Materials companies
- CMP · COMPASS MINERALS INTERNATIONAL INCMining & Quarrying of Nonmetallic Minerals (No Fuels)
- UUUU · ENERGY FUELS INCMining & Quarrying of Nonmetallic Minerals (No Fuels)
- HL · HECLA MINING CO/DE/Mining & Quarrying of Nonmetallic Minerals (No Fuels)
- IPI · Intrepid Potash, Inc.Mining & Quarrying of Nonmetallic Minerals (No Fuels)
- KNF · Knife River CorpMining & Quarrying of Nonmetallic Minerals (No Fuels)
- MLM · Martin Marietta MaterialsMining & Quarrying of Nonmetallic Minerals (No Fuels)
- TTAM · Titan America SAMining & Quarrying of Nonmetallic Minerals (No Fuels)
- USLM · UNITED STATES LIME & MINERALS INCMining & Quarrying of Nonmetallic Minerals (No Fuels)
ABAT SEC filings: frequently asked questions
Are ABAT insiders buying or selling?
In the last 90 days, AMERICAN BATTERY TECHNOLOGY Co (ABAT) officers, directors and 10% owners reported no open-market purchases and 2 open-market sales worth $88,375 by 2 insiders on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold ABAT stock?
As of June 30, 2026, the largest AMERICAN BATTERY TECHNOLOGY Co (ABAT) holders among the 13F filers tracked by SignalX were State Street Corp ($30.0 million), BlackRock ($29.9 million), Vanguard Capital Management LLC ($16.3 million), Millennium Management ($11.2 million), Dimensional Fund Advisors ($4.4 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was ABAT's revenue in fiscal year 2026?
For the fiscal year ended June 30, 2026 (FY2026), AMERICAN BATTERY TECHNOLOGY Co (ABAT) reported revenue of $21.7 million (up 406.8% from FY2025) and a net loss of $73.4 million. Diluted EPS was -$0.58. The figures come from the XBRL data in the 10-K.
What are the main risks in ABAT's latest 10-K?
In the 10-K filed September 14, 2026, AMERICAN BATTERY TECHNOLOGY Co (ABAT) flagged: Regulatory risk: August 2026 federal Directive bans export of black mass without U.S. Department Commerce exception, threatening majority of revenue. Geopolitical threat: U.S.-China trade disputes and tariffs on lithium-related imports risk supply chain disruptions and increased costs. (AI summary of the Risk Factors section.)
What did ABAT report in its latest 8-K?
AMERICAN BATTERY TECHNOLOGY Co (ABAT) filed an 8-K on October 1, 2026 reporting Item 8.01 (Other Events). Commerce Department approval enables ABAT to export certain recycled black mass material.
What are the latest ABAT SEC filings?
AMERICAN BATTERY TECHNOLOGY Co (ABAT) filed its latest 10-K annual report on September 14, 2026, a 10-Q quarterly report on May 11, 2026, an 8-K current report on October 1, 2026 and a Form 4 insider filing on September 18, 2026.
What is ABAT's SEC CIK number?
AMERICAN BATTERY TECHNOLOGY Co (ABAT)'s SEC Central Index Key (CIK) is 1576873. EDGAR lists every ABAT filing under that number.
Ask anything about ABAT
The research agent reads ABAT's filings, financials, insider trades and 13F holders, then answers with sources.