USAU at a glance
U.S. GOLD CORP. (USAU, SEC CIK 27093) filed its latest 10-K annual report on July 29, 2026, a 10-Q quarterly report on September 11, 2026, an 8-K current report on May 22, 2026 and Form 4 insider filings as recently as September 29, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- As of June 30, 2026, 20 institutional investment managers tracked by SignalX reported holding U.S. GOLD CORP. (USAU) shares worth $44.9 million in 13F-HR filings.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Insiders · 90 days
- 0 buys · 0 sells
- No open-market trades
- 13F holders
- 20 funds
- $44.9M · +1 vs prior quarter
- Latest 8-K
- May 22, 2026
- Item 8.01
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Apr 30, 2026
Risk Factors
- Regulatory risk: Failure to maintain effective disclosure controls caused late 10-K amendment filing, risking Nasdaq suspension or delisting
- Macroeconomic risk: CK Gold Project financing uncertain amid gold price volatility and macroeconomic conditions, requiring $394M initial capital plus $28M pre-production costs
- Operational risk: CK Gold Project Industrial Siting Permit expires June 2027 if construction not resumed, risking costly reapplication and development delays
- Competitive risk: Intense competition from larger, financially stronger mining companies with more experience may impair property acquisition and talent hiring
- Financial risk: Accumulated net losses $110.6M with limited cash $30.7M and work capital $31.6M; substantial doubt about going concern without additional financing
Business Overview
- Section 'business' was empty or not found.
Management Discussion & Analysis
- Revenue $0 for fiscal years 2026 and 2025, no operations yet as a development-stage company
- Operating loss $19.0M in 2026 vs $13.0M in 2025; net loss $17.2M in 2026 vs $20.6M in 2025; operating expenses up $6.0M driven by engineering and strategic consulting
- Best segment: CK Gold Project development with $632M after-tax NPV and 1.6M gold equivalent ounces reserves; no revenue segments disclosed
- Cash flow: $18.2M cash used in operating activities vs $9.9M prior year; $1.9M used in investing mostly land purchase; $42.6M raised in financing including $31.2M from share sales
- Outlook: Need additional funds to advance projects beyond pre-development; substantial doubt about going concern beyond 12 months due to cash burn and no revenue
AI summary of the USAU 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jul 31, 2026
Management Discussion & Analysis
- Revenue $0, unchanged YoY; development-stage company with no operations
- Operating loss $4.759M vs $3.638M YoY; operating margin not meaningful at zero revenue
- CK Gold Project focus; exploration costs increased $61,000 YoY
- Cash $27.115M; working capital $27.767M vs $31.576M at April 30, 2026
- Operating cash use $3.541M vs $3.315M YoY; no financing cash inflows vs $6.496M YoY
- $394M initial capital need; additional financing required, creating substantial going-concern doubt
Risk Factors
- Risk-factor disclosure omitted under smaller reporting company status
- No MSHA regulation under the Mine Act during the three months ended July 31, 2026
- No director or executive officer adopted or terminated Rule 10b5-1 arrangements during the quarter
AI summary of the USAU 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 8.01: Other Events
- FY26 Annual Meeting set for October 13, 2026, advancing more than 30 days from the April 27, 2026 anniversary
- Rule 14a-8 shareholder proposals due by July 27, 2026, for proxy-statement inclusion
Item 7.01: Regulation FD Disclosure
- Regulation FD disclosure furnished May 15, 2026, but not filed with the SEC
- Report signed by Eric Alexander, Chief Financial Officer
Item 5.07: Submission of Matters to a Vote of Security Holders
- All five director nominees elected, with George Bee receiving the strongest support at 4,717,669 votes
- Luke Norman faced comparatively higher withholding, with 1,224,653 votes withheld
AI summaries of USAU 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for USAU
Don't miss the next USAU filing
- Alerts as it files. A push when USAU files an 8-K or an insider trades.
- Fund moves. Which tracked funds opened, added or cut USAU, by share count.
- Ask anything. An AI agent that reads every USAU filing and answers with sources.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Francis Kevin A. | A | Sep 28, 2026 | 6,310 | - |
| NORMAN LUKE ANTHONY | A | Sep 28, 2026 | 11,271 | - |
| NORMAN LUKE ANTHONY | A | Sep 28, 2026 | 19,589 | - |
| Schafer Robert W | A | Sep 28, 2026 | 8,324 | - |
| Schafer Robert W | A | Sep 28, 2026 | 4,789 | - |
| Waldkirch Michael N | A | Sep 28, 2026 | 8,324 | - |
| Waldkirch Michael N | A | Sep 28, 2026 | 4,789 | - |
| FIPKE JOHANNA | A | Sep 28, 2026 | 4,789 | - |
Financial SummaryXBRL
| Metric | FY2024 | FY2025 | FY2026 |
|---|---|---|---|
| Profitability | |||
| Operating Income | -$7.3M | -$13.0M | -$19.0M |
| Net Income | -$6.9M | -$20.6M | -$17.2M |
| Balance Sheet | |||
| Total Assets | $22.6M | $24.9M | $50.2M |
| Equity | $17.5M | $11.6M | $48.8M |
| ROE | -39.5% | -177.4% | -35.3% |
| Per Share | |||
| EPS | $-0.74 | $-1.80 | $-1.15 |
| Cash Flow | |||
| Operating CF | -$7.1M | -$9.9M | -$18.2M |
| CapEx | - | $6K | $3K |
Source: XBRL data in U.S. GOLD CORP. (USAU)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate USAU share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 20 | $44.9M |
| Q1 2026 | 19 | $34.0M |
| Q4 2025 | 16 | $48.6M |
| Q3 2025 | 17 | $38.2M |
| Q2 2025 | 15 | $21.4M |
| Q1 2025 | 11 | $7.4M |
| Q4 2024 | 7 | $4.1M |
| Q3 2024 | 5 | $1.1M |
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- T. Rowe Price Group+10.3K
Source: 13F-HR filings on SEC EDGAR (aggregated from 110 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
USAU filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
8-K current reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 10-Q | Sep 11, 2026 | Jul 31, 2026 | Analysis | |
| SC 13G | Jul 30, 2026 | - | - | |
| 10-K | Jul 29, 2026 | Apr 30, 2026 | Analysis | |
| SC 13G | Jul 28, 2026 | - | - | |
| 4 | May 27, 2026 | - | - | |
| 8-K | May 22, 2026 | - | Analysis | |
| 8-K | May 15, 2026 | - | Analysis | |
| 8-K | Apr 27, 2026 | - | Analysis | - |
| 4 | Apr 14, 2026 | - | - | - |
| 4 | Apr 13, 2026 | - | - | - |
| 4 | Apr 10, 2026 | - | - | - |
| 8-K | Apr 3, 2026 | - | Analysis | - |
| 10-Q | Mar 16, 2026 | Jan 31, 2026 | Analysis | |
| 4 | Jan 23, 2026 | - | - | |
| 4 | Jan 23, 2026 | - | - | |
| 4 | Jan 23, 2026 | - | - | |
| 4 | Jan 23, 2026 | - | - | |
| 4 | Jan 23, 2026 | - | - |
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USAU SEC filings: frequently asked questions
Which institutions hold USAU stock?
As of June 30, 2026, the largest U.S. GOLD CORP. (USAU) holders among the 13F filers tracked by SignalX were BlackRock ($13.3 million), Vanguard Capital Management LLC ($9.1 million), Franklin Resources ($8.7 million), State Street Corp ($4.3 million), Northern Trust ($1.7 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What are the main risks in USAU's latest 10-K?
In the 10-K filed July 29, 2026, U.S. GOLD CORP. (USAU) flagged: Regulatory risk: Failure to maintain effective disclosure controls caused late 10-K amendment filing, risking Nasdaq suspension or delisting. Macroeconomic risk: CK Gold Project financing uncertain amid gold price volatility and macroeconomic conditions, requiring $394M initial capital plus $28M pre-production costs. (AI summary of the Risk Factors section.)
What did USAU report in its latest 8-K?
U.S. GOLD CORP. (USAU) filed an 8-K on May 22, 2026 reporting Item 8.01 (Other Events). FY26 Annual Meeting set for October 13, 2026, advancing more than 30 days from the April 27, 2026 anniversary.
What are the latest USAU SEC filings?
U.S. GOLD CORP. (USAU) filed its latest 10-K annual report on July 29, 2026, a 10-Q quarterly report on September 11, 2026, an 8-K current report on May 22, 2026 and a Form 4 insider filing on September 29, 2026.
What is USAU's SEC CIK number?
U.S. GOLD CORP. (USAU)'s SEC Central Index Key (CIK) is 27093. EDGAR lists every USAU filing under that number.
Ask anything about USAU
The research agent reads USAU's filings, financials, insider trades and 13F holders, then answers with sources.