ROK at a glance
Rockwell Automation (ROK, SEC CIK 1024478) filed its latest 10-K annual report on November 12, 2025, a 10-Q quarterly report on August 4, 2026, an 8-K current report on September 24, 2026 and Form 4 insider filings as recently as October 5, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended September 30, 2025 (FY2025), Rockwell Automation (ROK) reported revenue of $8.3 billion (up 0.9% from FY2024) and net income of $869.0 million. Diluted EPS was $7.67.
- As of June 30, 2026, 47 institutional investment managers tracked by SignalX reported holding Rockwell Automation (ROK) shares worth $24.1 billion in 13F-HR filings.
- In the last 90 days, ROK insiders reported 0 open-market purchases ($0) and 7 open-market sales ($1.3M) on Form 4, a net sale of $1.3M.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $8.3B
- +0.9% vs prior year
- Insiders · 90 days
- 0 buys · 7 sells
- Net −$1.3M
- 13F holders
- 47 funds
- $24.1B · −2 vs prior quarter
- Latest 8-K
- Sep 24, 2026
- Item 5.02
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Sep 30, 2025
Management Discussion & Analysis
- Revenue $8.34B, up 1% YoY from $8.26B driven by Software & Control growth; Intelligent Devices and Lifecycle Services declined
- Adjusted income $1.20B up 5.5% YoY from $1.13B; adjusted EPS $10.53 vs $9.85; effective tax rate 18.3% vs 13.8%
- Best segment Software & Control sales $2.38B, up 9% YoY; worst segment Intelligent Devices $3.76B, down 1.3% YoY
- Operating cash flow $1.54B vs $864M; free cash flow $1.36B vs $639M; share repurchases $419M (1.5M shares); dividends $593M ($5.24/share)
- Management plans $270M capex for 2026; Sensia joint venture dissolution with $161M goodwill and $63M intangible impairments; risks from Oil & Gas industry exposure
Business Overview
- Core business model: Industrial automation and digital transformation solutions
- Emphasis on combining technology with industry expertise to enhance customer resilience, agility, and sustainability
- Strategic focus on simplifying complex production challenges for customers
- Market leadership as the world’s largest company dedicated to industrial automation and digital transformation
Risk Factors
- Regulatory risk: BEPS Pillar Two tax law enactments (e.g., Singapore) effective fiscal 2026, expected to increase effective tax rate by ~3%
- Macroeconomic exposure: North America sales 63% of total, with U.S. Manufacturing PMI below 50 in all Q4 2025 months indicating contraction in manufacturing activity
- Supply chain vulnerability: Sensia joint venture impairment $224 million (non-cash) in 2025 impacting purchase accounting expense and operating margins
- Competitive risk: Software & Control segment sales declined in North America, potentially pressured by regional competitor shifts and technology adoption
- Financial risk: Legacy asbestos liabilities accounting change in Q4 2025, recording $136 million pre-tax expense ($103 million after tax), affecting earnings per share by $0.91
AI summary of the ROK 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jun 30, 2026
Management Discussion & Analysis
- Quarterly revenue $2.313B vs $2.144B, up $169M YoY
- Best segment Software & Control $751M vs $629M YoY
- Worst segment Lifecycle Services $482M vs $547M YoY
- Credit facility replaced with new $1.5B facility; no borrowings during quarter
Risk Factors
- No material risk-factor changes at June 30, 2026, beyond updates in the May 5, 2026 10-Q
- Carried-forward risks remain governed by the September 30, 2025 Form 10-K
- No new regulatory, legal, operational, competitive, market, or financial risk disclosed in the provided section
AI summary of the ROK 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 5.02: Departure/Appointment of Directors or Principal Officers
- Chief Revenue Officer Scott A. Genereux retiring December 31, 2026
- CRO responsibilities end September 30, 2026, creating near-term leadership transition
Item 2.02: Results of Operations and Financial Condition
- Q3 fiscal 2026 results for quarter ended June 30, 2026
- August 4, 2026 press release furnished as Exhibit 99
Item EX-99.1: Item EX-99.1
- Q3 sales $2.313B, up 8% reported and 10% organically, signaling strong underlying demand despite a 3% divestiture headwind
- Adjusted EPS $3.49, up 22%; enterprise operating margin expanded to 22.3% from 19.5%
Item 2.02: Results of Operations and Financial Condition
- Q2 fiscal 2026 earnings release covers results for quarter ended March 31, 2026
- Exhibit 99 contains Rockwell Automation’s financial results and management commentary
Item EX-99.1: Item EX-99.1
- Q2 FY26 sales $2.239B, up 12% reported and 9% organically, signaling broad-based demand recovery
- Adjusted EPS $3.30, up 32%; Enterprise margin 22.5% versus 19.0%, driven by volume, pricing, productivity, and mix
AI summaries of ROK 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for ROK
Don't miss the next ROK filing
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- Fund moves. Which tracked funds opened, added or cut ROK, by share count.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| House Rebecca W | A | Oct 1, 2026 | 3,371 | - |
| Riesterer Terry L. | A | Oct 1, 2026 | 645 | - |
| MILLER JOHN M | A | Oct 1, 2026 | 277 | - |
| Fordenwalt Matthew W. | A | Oct 1, 2026 | 3,371 | - |
| Gipson William P | A | Oct 1, 2026 | 75 | - |
| Buttermore Robert L. | A | Oct 1, 2026 | 2,453 | - |
| Reynolds Jordan Canfield | A | Oct 1, 2026 | 246 | - |
| Woods Isaac | A | Oct 1, 2026 | 614 | - |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $8.3B | $8.3B |
| Gross Profit | $3.7B | $3.2B | $4.0B |
| Operating Income | - | $1.6B | $1.7B |
| Net Income | - | $952.5M | $869.0M |
| Gross Margin | - | 38.6% | 48.1% |
| Op. Margin | - | 19.3% | 20.4% |
| Net Margin | - | 11.5% | 10.4% |
| Balance Sheet | |||
| Total Assets | - | $11.2B | $11.2B |
| Equity | $3.6B | $3.5B | $3.7B |
| ROE | - | 27.2% | 23.8% |
| Per Share | |||
| EPS | $11.95 | $8.28 | $7.67 |
| Cash Flow | |||
| Operating CF | - | $863.8M | $1.5B |
| CapEx | $160.5M | - | - |
Source: XBRL data in Rockwell Automation (ROK)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate ROK share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 47 | $24.10B |
| Q1 2026 | 49 | $16.89B |
| Q4 2025 | 45 | $18.01B |
| Q3 2025 | 46 | $16.49B |
| Q2 2025 | 44 | $15.46B |
| Q1 2025 | 38 | $8.36B |
| Q4 2024 | 36 | $7.33B |
| Q3 2024 | 32 | $3.15B |
- JPMorgan Chase & Co+1.01M (+53%)
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- Citadel Advisors LLC−123.8K (-72%)
- T. Rowe Price Group−123.7K (-9%)
- FMR LLC (Fidelity)−108.9K (-23%)
- Ameriprise Financial−76.4K (-16%)
- Prudential Financial−42.8K (-27%)
Source: 13F-HR filings on SEC EDGAR (aggregated from 337 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
ROK filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
8-K current reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 2, 2026 | - | - | - |
| 8-K | Sep 24, 2026 | - | Analysis | - |
| 4 | Sep 9, 2026 | - | - | - |
| 4 | Sep 2, 2026 | - | - | - |
| 4 | Aug 28, 2026 | - | - | - |
| 4 | Aug 21, 2026 | - | - | - |
| 8-K | Aug 4, 2026 | - | Analysis | - |
| 10-Q | Aug 4, 2026 | Jun 30, 2026 | Analysis | |
| 4 | Jul 17, 2026 | - | - | - |
| 4 | Jul 1, 2026 | - | - | - |
| 4 | Jun 4, 2026 | - | - | |
| 4 | Jun 3, 2026 | - | - | |
| 4 | May 21, 2026 | - | - |
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ROK SEC filings: frequently asked questions
Are ROK insiders buying or selling?
In the last 90 days, Rockwell Automation (ROK) officers, directors and 10% owners reported no open-market purchases and 7 open-market sales worth $1.3 million by 5 insiders on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold ROK stock?
As of June 30, 2026, the largest Rockwell Automation (ROK) holders among the 13F filers tracked by SignalX were BlackRock ($6.1 billion), Vanguard Capital Management LLC ($3.6 billion), Vanguard Portfolio Management LLC ($2.9 billion), State Street Corp ($2.6 billion), Morgan Stanley ($1.5 billion). 13F-HR reports are filed up to 45 days after each quarter ends.
What was ROK's revenue in fiscal year 2025?
For the fiscal year ended September 30, 2025 (FY2025), Rockwell Automation (ROK) reported revenue of $8.3 billion (up 0.9% from FY2024) and net income of $869.0 million. Diluted EPS was $7.67. The figures come from the XBRL data in the 10-K.
What are the main risks in ROK's latest 10-K?
In the 10-K filed November 12, 2025, Rockwell Automation (ROK) flagged: Regulatory risk: BEPS Pillar Two tax law enactments (e.g., Singapore) effective fiscal 2026, expected to increase effective tax rate by ~3%. Macroeconomic exposure: North America sales 63% of total, with U.S. Manufacturing PMI below 50 in all Q4 2025 months indicating contraction in manufacturing activity. (AI summary of the Risk Factors section.)
What did ROK report in its latest 8-K?
Rockwell Automation (ROK) filed an 8-K on September 24, 2026 reporting Item 5.02 (Departure/Appointment of Directors or Principal Officers). Chief Revenue Officer Scott A. Genereux retiring December 31, 2026.
What are the latest ROK SEC filings?
Rockwell Automation (ROK) filed its latest 10-K annual report on November 12, 2025, a 10-Q quarterly report on August 4, 2026, an 8-K current report on September 24, 2026 and a Form 4 insider filing on October 5, 2026.
What is ROK's SEC CIK number?
Rockwell Automation (ROK)'s SEC Central Index Key (CIK) is 1024478. EDGAR lists every ROK filing under that number.
Ask anything about ROK
The research agent reads ROK's filings, financials, insider trades and 13F holders, then answers with sources.