PENG at a glance
Penguin Solutions, Inc. (PENG, SEC CIK 1616533) filed its latest 10-K annual report on October 21, 2025, a 10-Q quarterly report on July 7, 2026, an 8-K current report on October 6, 2026 and Form 4 insider filings as recently as October 6, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended August 29, 2025 (FY2025), Penguin Solutions, Inc. (PENG) reported revenue of $1.4 billion (up 16.9% from FY2024) and net income of $25.4 million. Diluted EPS was $0.28.
- As of June 30, 2026, 35 institutional investment managers tracked by SignalX reported holding Penguin Solutions, Inc. (PENG) shares worth $2.6 billion in 13F-HR filings.
- The most recent insider open-market sale reported on Form 4 was by Kuykendall Anne on August 24, 2026 of 3,300 shares at $50.73 per share.
- In the last 90 days, PENG insiders reported 0 open-market purchases ($0) and 5 open-market sales ($320K) on Form 4, a net sale of $320K.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $1.4B
- +16.9% vs prior year
- Insiders · 90 days
- 0 buys · 5 sells
- Net −$320K
- 13F holders
- 35 funds
- $2.6B · +4 vs prior quarter
- Latest 8-K
- Jul 17, 2026
- Item 2.03 · Item 3.02 · Item 1.01 · Item 8.01
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Aug 29, 2025
Business Overview
- Core business model: Integrated Memory products and solutions
- Divestiture of 81% interest in SMART Brazil completed Nov 29, 2023, now classified as discontinued operations
- U.S. Domestication from Cayman Islands to Delaware effective June 30, 2025, shifting parent company jurisdiction
- Discontinued SMART Brazil data excluded from continuing operations, impacting segment reporting and financial presentation
Risk Factors
- No specific regulatory or legal risk identified
- No geopolitical or macroeconomic risk detailed
- Cybersecurity risk managed by Cybersecurity and Technology Risk Management Committee, CIO with 20+ years IT experience, ongoing oversight and incident response program
- No named competitor or market disruption risk noted
- Key-person dependency on CIO for cybersecurity risk assessment and management
Management Discussion & Analysis
- No segment performance data or profitability margins presented in text
- Management highlights risks: potential stock price decline from future stock sales, geopolitical and economic uncertainties, regulatory compliance risks, retention of key employees, and impacts of armed conflicts and terrorism on operations and demand
AI summary of the PENG 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended May 29, 2026
Management Discussion & Analysis
- Filing excerpt ends before quarterly financial results or segment performance details
- No quarterly revenue, YoY comparison, margins, cash flow, capital deployment, or outlook figures provided
Risk Factors
- No material risk-factor changes disclosed; filing refers investors to risks in the 2025 Annual Report
- Equity-repurchase risk: Current Authorizations limited by the 2025 Credit Agreement, SKT Purchase Agreement, and CPS Delaware Certificate
- Liquidity allocation risk: $55.8 million remained available for share repurchases as of May 29, 2026
- Forward-looking statement risk: actual results could differ materially and adversely from projections due to identified uncertainties
AI summary of the PENG 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item EX-99.1: Item EX-99.1
- Proposed $650M convertible senior notes due August 1, 2031, with a $100M overallotment option
- Proceeds targeted toward refinancing 2029/2030 convertible notes, repaying $100M credit-agreement borrowings, and general corporate purposes
Item 2.03: Creation of a Direct Financial Obligation
- Convertible senior notes disclosure referenced under “Indenture and Convertible Senior Notes”
- Potential future dilution and debt-service obligations warrant review of the referenced exhibit
Item 3.02: Unregistered Sales of Equity Securities
- Notes and conversion shares unregistered under the Securities Act and state laws
- U.S. resale restricted absent effective registration or an available exemption
Item 1.01: Entry into a Material Definitive Agreement
- $750M 0% convertible notes due 2031, generating approximately $735.1M net proceeds without cash interest burden
- Proceeds retire $295.5M existing convertible principal and $100M credit facility balance, materially refinancing near-term obligations
Item 8.01: Other Events
- Convertible Notes offering launched July 13, 2026 and priced July 14, 2026
- Expected proceeds use includes Capped Call Transactions and Exchange Transactions
AI summaries of PENG 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for PENG
Don't miss the next PENG filing
- Alerts as it files. A push when PENG files an 8-K or an insider trades.
- Fund moves. Which tracked funds opened, added or cut PENG, by share count.
- Ask anything. An AI agent that reads every PENG filing and answers with sources.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Kuykendall Anne | A | Oct 3, 2026 | 41,242 | - |
| Clark Joseph Gates | A | Oct 3, 2026 | 30,932 | - |
| Kuykendall Anne | F | Oct 3, 2026 | 20,984 | $61.36 |
| Clark Joseph Gates | F | Oct 3, 2026 | 13,437 | $61.36 |
| Kuykendall Anne | A | Sep 29, 2026 | 11,555 | - |
| Clark Joseph Gates | A | Sep 29, 2026 | 7,222 | - |
| Shaikh Kashif | A | Sep 29, 2026 | 53,927 | - |
| Frey Anthony George | A | Sep 29, 2026 | 11,555 | - |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $1.2B | $1.4B |
| Gross Profit | - | $340.8M | $394.3M |
| Operating Income | - | $18.3M | $58.1M |
| Net Income | - | -$52.5M | $25.4M |
| Gross Margin | - | 29.1% | 28.8% |
| Op. Margin | - | 1.6% | 4.2% |
| Net Margin | - | -4.5% | 1.9% |
| Balance Sheet | |||
| Total Assets | $1.5B | $1.5B | $1.6B |
| Equity | $222.5M | $391.4M | $394.2M |
| ROE | - | -13.4% | 6.4% |
| Per Share | |||
| EPS | - | $-1.00 | $0.28 |
| Cash Flow | |||
| Operating CF | - | $77.2M | $109.1M |
| CapEx | - | $19.4M | $9.0M |
Source: XBRL data in Penguin Solutions, Inc. (PENG)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate PENG share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 35 | $2.59B |
| Q1 2026 | 31 | $562.6M |
| Q4 2025 | 30 | $637.2M |
| Q3 2025 | 30 | $848.2M |
| Q2 2025 | 1 | $2.2M |
- FMR LLC (Fidelity)+1.55M (+34%)
- Invesco Ltd+565.1K (+14%)
- Two Sigma Investments+474.1K (+255%)
- T. Rowe Price Group+457.1K (+713%)
- JPMorgan Chase & Co+240.5K (+276%)
- Vanguard Portfolio Management LLC−618.3K (-17%)
- Goldman Sachs Group−216.4K (-42%)
- Wells Fargo & Co−183.3K (-39%)
- Citadel Advisors LLC−122.2K (-38%)
- AQR Capital Management−105.9K (-61%)
- Renaissance Technologies LLC+25.5K
- Truist Financial+9.0K
- M&T Bank+3.8K
- Mangrove Partners+3.3K
Source: 13F-HR filings on SEC EDGAR (aggregated from 127 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
PENG filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 8-K | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 8-K | Oct 6, 2026 | - | - | - |
| 4 | Oct 1, 2026 | - | - | - |
| 4 | Oct 1, 2026 | - | - | - |
| 4 | Oct 1, 2026 | - | - | - |
| 4 | Oct 1, 2026 | - | - | - |
| 4 | Aug 26, 2026 | - | - | - |
| SC 13G | Aug 13, 2026 | - | - | |
| 4 | Jul 27, 2026 | - | - | - |
| 4 | Jul 22, 2026 | - | - | - |
| 4 | Jul 22, 2026 | - | - | - |
| 4 | Jul 22, 2026 | - | - | - |
| 4 | Jul 22, 2026 | - | - | - |
| 8-K | Jul 17, 2026 | - | Analysis | - |
| SC 13G | Jul 15, 2026 | - | - | |
| 10-Q | Jul 7, 2026 | May 29, 2026 | Analysis | |
| 8-K | Jul 7, 2026 | - | Analysis | - |
| 8-K | Jul 1, 2026 | - | Analysis | - |
| 4 | Jun 16, 2026 | - | - | - |
| 4 | Jun 2, 2026 | - | - | |
| 8-K | Jun 1, 2026 | - | Analysis | |
| 4 | May 28, 2026 | - | - | |
| 4 | May 20, 2026 | - | - |
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PENG SEC filings: frequently asked questions
Are PENG insiders buying or selling?
In the last 90 days, Penguin Solutions, Inc. (PENG) officers, directors and 10% owners reported no open-market purchases and 5 open-market sales worth $320,037 by 2 insiders on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold PENG stock?
As of June 30, 2026, the largest Penguin Solutions, Inc. (PENG) holders among the 13F filers tracked by SignalX were BlackRock ($581.7 million), FMR LLC (Fidelity) ($468.7 million), Invesco Ltd ($346.1 million), State Street Corp ($237.8 million), Vanguard Portfolio Management LLC ($226.9 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was PENG's revenue in fiscal year 2025?
For the fiscal year ended August 29, 2025 (FY2025), Penguin Solutions, Inc. (PENG) reported revenue of $1.4 billion (up 16.9% from FY2024) and net income of $25.4 million. Diluted EPS was $0.28. The figures come from the XBRL data in the 10-K.
What are the main risks in PENG's latest 10-K?
In the 10-K filed October 21, 2025, Penguin Solutions, Inc. (PENG) flagged: No specific regulatory or legal risk identified. No geopolitical or macroeconomic risk detailed. (AI summary of the Risk Factors section.)
What did PENG report in its latest 8-K?
Penguin Solutions, Inc. (PENG) filed an 8-K on July 17, 2026 reporting Item 2.03 (Creation of a Direct Financial Obligation), Item 3.02 (Unregistered Sales of Equity Securities), Item 1.01 (Entry into a Material Definitive Agreement) and Item 8.01 (Other Events). Proposed $650M convertible senior notes due August 1, 2031, with a $100M overallotment option.
What are the latest PENG SEC filings?
Penguin Solutions, Inc. (PENG) filed its latest 10-K annual report on October 21, 2025, a 10-Q quarterly report on July 7, 2026, an 8-K current report on October 6, 2026 and a Form 4 insider filing on October 6, 2026.
What is PENG's SEC CIK number?
Penguin Solutions, Inc. (PENG)'s SEC Central Index Key (CIK) is 1616533. EDGAR lists every PENG filing under that number.
Ask anything about PENG
The research agent reads PENG's filings, financials, insider trades and 13F holders, then answers with sources.