AAOI APPLIED OPTOELECTRONICS, INC.companySEC Filings & Insider Trading Activity 2026
Latest APPLIED OPTOELECTRONICS, INC. (AAOI) SEC EDGAR filings in 2026 — including the most recent 10-K annual report filed on February 26, 2026, a 10-Q quarterly report filed on November 6, 2025, an 8-K current report filed on April 13, 2026. SignalX aggregates every new 10-K annual report, 10-Q quarterly report, 8-K current report, and Form 4 insider transaction for APPLIED OPTOELECTRONICS, INC. (AAOI) (SEC CIK 1158114), with AI-powered section-by-section summaries updated daily.
Latest 2026 SEC Filing Dates
AI 10-K Annual Report AnalysisLatest 10-K (2025-12-31)
Business Overview
- • Core business: Vertically integrated manufacturer of fiber-optic networking products for internet data center, CATV, telecom, and FTTH markets
- • New direct-to-MSO product line in CATV under Quantum Bandwidth™ launched 2023 to address network upgrade needs
Risk Factors
- • U.S. Supreme Court invalidated IEEPA tariffs Feb 2026; Section 232/301 tariffs remain, causing ongoing cost, supply chain, and margin uncertainties
- • High exposure to China with 4,116 manufacturing/R&D employees there; Lunar New Year closures disrupt Feb production
Management Discussion & Analysis
- • Revenue $455.7M in 2025, up 82.8% YoY from $249.4M in 2024, driven by CATV ($245.1M) and data center ($195.7M) growth
- • Gross margin 30.1% in 2025 vs 24.8% in 2024 and 27.1% in 2023
AI 10-Q Quarterly Report AnalysisLatest 10-Q (2025-09-30)
Management Discussion & Analysis
- • No quarterly revenue or YoY change data provided in the MD&A section
- • No profitability or margin figures reported in the disclosed text
Risk Factors
- • New geopolitical and trade risk due to U.S.-China and U.S.-Taiwan tariff escalations since April 2025 impacting semiconductor sector potential
- • Updated trade policy uncertainty from U.S. imposing 20% tariff on Taiwan imports in August 2025
AI 8-K Current Report AnalysisRecent 8-K Filings
Item 1.01: Entry into a Material Definitive Agreement
- • ATM program doubled from $250M to $500M total capacity; ~$250M remaining available after selling 2,476,307 shares at ~$250M already
- • Rapid pace: full $250M original tranche sold in ~14 days (Feb 26 – Mar 12, 2026), signaling aggressive dilution timeline
Item 2.03: Creation of a Direct Financial Obligation
- • Design-build contract signed Feb 13, 2026 with LCC3 Solution Inc. for what appears to be a new fabrication facility ("FAB2")
- • FAB2 suggests meaningful capital expansion — a new semiconductor/optoelectronics fab would be a major long-term investment for AAOI
Item 1.01: Entry into a Material Definitive Agreement
- • AAOI entered a material Lease Agreement, triggering Item 1.01 (material contract) disclosure requirements
- • Full lease terms — counterparty, location, rent obligations, duration — not visible in provided text excerpt; refer to full exhibit filing for details
Annual Reports Archive10-K
AI-powered analysis of APPLIED OPTOELECTRONICS, INC. (AAOI) 10-K annual reports filed with SEC EDGAR.
Quarterly Reports Archive10-Q
AI-powered analysis of APPLIED OPTOELECTRONICS, INC. (AAOI) 10-Q quarterly reports filed with SEC EDGAR.
Recent 8-K FilingsCurrent Reports
AI-powered analysis of APPLIED OPTOELECTRONICS, INC. (AAOI) 8-K current reports disclosing material events.
Financial SummaryXBRL
| FY2022 | FY2023 | FY2024 | FY2025 | |
|---|---|---|---|---|
| Profitability | ||||
| Revenue | $222.8M | $217.6M | $249.4M | $455.7M |
| Gross Profit | $33.6M | $58.9M | $61.8M | $136.9M |
| Operating Income | — | -$41.3M | -$70.9M | -$54.6M |
| Net Income | — | -$56.0M | -$186.7M | -$38.2M |
| Gross Margin | 15.1% | 27.1% | 24.8% | 30.0% |
| Op. Margin | — | -19.0% | -28.4% | -12.0% |
| Net Margin | — | -25.8% | -74.9% | -8.4% |
| Balance Sheet | ||||
| Total Assets | — | $389.2M | $547.0M | $1.2B |
| Equity | — | $214.9M | $229.1M | $733.9M |
| ROE | — | -26.1% | -81.5% | -5.2% |
Source: XBRL financial data from APPLIED OPTOELECTRONICS, INC. (AAOI) 10-K filings on SEC EDGAR. All figures in USD. Key metrics include revenue, net income, gross profit, gross profit margin, operating income, EPS (diluted), total assets, stockholders' equity, return on equity (ROE), operating cash flow, and capital expenditure.
Latest 2026 SEC Filings — 10-K, 10-Q, 8-K & Form 4
| Form | Filing Date | Period | Analysis | SEC |
|---|---|---|---|---|
8-K | Apr 13, 2026 | — | — | — |
8-K | Mar 12, 2026 | — | Analysis | — |
8-K | Mar 5, 2026 | — | Analysis | — |
8-K | Feb 27, 2026 | — | Analysis | — |
8-K | Feb 26, 2026 | — | Analysis | — |
8-K | Feb 26, 2026 | — | Analysis | — |
10-K | Feb 26, 2026 | Dec 31, 2025 | Analysis | |
8-K | Feb 19, 2026 | — | — | |
8-K | Feb 13, 2026 | — | — | |
8-K | Dec 3, 2025 | — | — | |
10-Q | Nov 6, 2025 | Sep 30, 2025 | Analysis | |
10-Q | Aug 7, 2025 | Jun 30, 2025 | — | |
10-Q | May 8, 2025 | Mar 31, 2025 | — | |
10-K | Feb 28, 2025 | Dec 31, 2024 | — | |
10-Q | Nov 7, 2024 | Sep 30, 2024 | — | |
10-Q | Aug 6, 2024 | Jun 30, 2024 | — | |
10-Q | May 9, 2024 | Mar 31, 2024 | — | |
10-K | Feb 23, 2024 | Dec 31, 2023 | — | |
10-Q | Nov 9, 2023 | Sep 30, 2023 | — | |
10-Q | Aug 3, 2023 | Jun 30, 2023 | — | |
10-Q | May 4, 2023 | Mar 31, 2023 | — | |
10-K | Feb 27, 2023 | Dec 31, 2022 | — | |
10-Q | Nov 3, 2022 | Sep 30, 2022 | — | |
10-Q | Aug 4, 2022 | Jun 30, 2022 | — | |
10-Q | May 5, 2022 | Mar 31, 2022 | — |
Frequently Asked Questions
What are the latest AAOI SEC filings in 2026?
APPLIED OPTOELECTRONICS, INC. (AAOI) has filed a 10-K annual report on February 26, 2026, a 10-Q quarterly report on November 6, 2025, an 8-K current report on April 13, 2026 with the SEC. SignalX tracks every new SEC EDGAR filing daily, including 10-K, 10-Q, 8-K, and Form 4 insider transactions, with AI-powered summaries of key sections.
When did AAOI file its most recent 10-K annual report?
APPLIED OPTOELECTRONICS, INC. (AAOI) filed its most recent 10-K annual report on February 26, 2026. The 10-K includes audited financial statements, business overview, risk factors, and management discussion, all available on SignalX with AI-generated summaries and XBRL financial data.
How do I view AAOI 10-Q quarterly reports?
APPLIED OPTOELECTRONICS, INC. (AAOI)'s most recent 10-Q quarterly report was filed on November 6, 2025. SignalX displays every AAOI 10-Q with AI-generated summaries of the MD&A (Management Discussion & Analysis) and Risk Factors sections, plus links to the original SEC EDGAR document.
What 8-K current reports has AAOI filed recently?
APPLIED OPTOELECTRONICS, INC. (AAOI)'s most recent 8-K was filed on April 13, 2026. 8-K filings disclose material corporate events such as earnings releases, executive changes, mergers, and other significant developments. SignalX surfaces each 8-K with item-level summaries so you can quickly see what happened.
Where can I find AAOI insider trading activity (Form 4)?
SignalX aggregates every AAOI Form 4 insider transaction from SEC EDGAR. Form 4 reports show when officers, directors, and 10% shareholders buy or sell company stock, with transaction code, share count, and price per share.
How often does AAOI file with the SEC?
APPLIED OPTOELECTRONICS, INC. (AAOI) files a 10-K annual report once per year (typically within 60 days of fiscal year-end) and 10-Q quarterly reports three times per year. 8-K current reports are filed as needed when material events occur, and Form 4 insider transaction reports are due within two business days of a trade. SignalX monitors SEC EDGAR daily to surface every new AAOI filing with AI-powered analysis.
What is the difference between 10-K, 10-Q, and 8-K SEC filings?
A 10-K is a comprehensive annual report with audited financials, business overview, and risk factors. A 10-Q is a shorter quarterly report with unaudited financials and management discussion. An 8-K is a current report filed when a material event occurs — such as earnings releases, executive changes, acquisitions, or other significant developments. SignalX provides AI-generated summaries for all three filing types for APPLIED OPTOELECTRONICS, INC. (AAOI).
What is AAOI's SEC CIK number?
APPLIED OPTOELECTRONICS, INC. (AAOI)'s SEC CIK (Central Index Key) number is 1158114. The CIK is a unique identifier assigned by the SEC to every filing entity. You can use CIK 1158114 to look up all AAOI filings on SEC EDGAR, or browse them here on SignalX with AI-powered analysis.
Where can I find AAOI return on equity (ROE) and financial data?
SignalX extracts XBRL financial data from APPLIED OPTOELECTRONICS, INC. (AAOI) 10-K annual filings, including revenue, net income, gross profit, operating income, EPS, total assets, stockholders' equity, and operating cash flow. Return on equity (ROE) can be derived from net income divided by stockholders' equity. Multi-year financial trends are displayed in the Financial Summary table above.
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