Financials · National Commercial Banks

HOPE HOPE BANCORP INC SEC Filings & Insider Trading Activity 2026

company
CIK 1128361116 filings
Russell 2000

HOPE at a glance

HOPE BANCORP INC (HOPE, SEC CIK 1128361) filed its latest 10-K annual report on February 25, 2026, a 10-Q quarterly report on August 6, 2026, an 8-K current report on October 1, 2026 and Form 4 insider filings as recently as September 9, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.

  • For the fiscal year ended December 31, 2025 (FY2025), HOPE BANCORP INC (HOPE) reported revenue of $941.2 million (down 1.3% from FY2024) and net income of $61.6 million. Diluted EPS was $0.49.
  • As of June 30, 2026, 29 institutional investment managers tracked by SignalX reported holding HOPE BANCORP INC (HOPE) shares worth $847.8 million in 13F-HR filings.
  • The most recent insider open-market sale reported on Form 4 was by Stenger Thomas on September 1, 2026 of 1,650 shares at $13.80 per share.
  • In the last 90 days, HOPE insiders reported 0 open-market purchases ($0) and 2 open-market sales ($407K) on Form 4, a net sale of $407K.

Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).

Revenue · FY2025
$941.2M
−1.3% vs prior year
Insiders · 90 days
0 buys · 2 sells
Net −$407K
13F holders
29 funds
$847.8M · −1 vs prior quarter
Latest 8-K
Oct 1, 2026
Item 7.01

AI 10-K Annual Report Analysis

Latest 10-K, fiscal year ended Dec 31, 2025

Full analysis →

Business Overview

  • Core business: regional banking services focused on serving commercial and retail customers
  • No new products, services, or segments introduced or emphasized in 2026 filing
  • Strategic focus on maintaining $50M share repurchase program, with $35.3M available as of Dec 31, 2025
  • Stable shareholder base with 1,514 stockholders of record as of Feb 18, 2026
  • Stock total return $127.46, underperforming NASDAQ Composite $187.14 and KBW Regional Banking Index $152.71 in 2025

Risk Factors

  • Regulatory risk from merger-related costs and credit loss provisions linked to acquisition of Territorial Bancorp completed April 2025, impacting 2025 net income by notable items $51.8M net of tax
  • Macroeconomic exposure to Moody’s S2 downside scenario including risks from Russia-Ukraine conflict and China-Taiwan Strait blockage, causing $30.4M potential increase to allowance for credit losses
  • Operational risk from increased nonperforming loans rising to $135.7M in 2025, up from $90.6M in 2024, stressing loan portfolio quality and credit loss provisions
  • Competitive risk from being the largest multicultural regional bank after Territorial acquisition, facing increased market disruption risks from larger banks and digital-first challengers
  • Financial leverage risk with total deposits $15.6B and borrowings $395.4M in 2025, with net interest margin compressing to 2.76% from 3.36% in 2022, pressuring profitability

Management Discussion & Analysis

  • No operating margin or profitability % changes provided
  • Best segment: Small business loans $234.3M in 562 loans in 2025 within assessment areas
  • No explicit worst performing segment detailed
  • Cash flow: $3.10B loans funded in 2025; $750K total charitable donations; no dividend or buyback $ disclosed
  • Forward outlook risks: increased costs from Dodd-Frank provisions, FDIC special assessments, CFPB regulations, and prompt corrective capital actions

AI summary of the HOPE 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K

AI 10-Q Quarterly Report Analysis

Latest 10-Q, quarter ended Jun 30, 2026

Management Discussion & Analysis

  • Net income $33.0M vs $24.8M loss YoY; net income excluding notable items $34.5M vs $24.6M
  • Net interest income $129.0M vs $117.5M; net interest margin 2.96% vs 2.69%
  • Best-performing investment securities yield 3.68% vs 3.25%; loan yield declined to 5.73% from 5.88%
  • Provision for credit losses $6.8M vs $11.1M; noninterest expense $98.5M vs $109.5M
  • Assets $18.99B vs $18.55B; loans $14.94B vs $14.44B; FHLB borrowings $472.0M vs $29.8M

Risk Factors

  • No material risk-factor changes from the December 31, 2025 Form 10-K
  • Carried-forward business risks could materially affect financial condition, results, operations, and stock price
  • Unknown or currently immaterial risks could produce adverse effects if circumstances change

AI summary of the HOPE 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K

AI 8-K Current Report Analysis

The most recent material events, by 8-K item

Filed Oct 1, 2026Full analysis →

Item 7.01: Regulation FD Disclosure

  • Bank of Hope completed its acquisition of SMBC MANUBANK’s Commercial Banking Unit on October 1, 2026
  • Transaction expands Hope Bancorp’s commercial banking operations through an acquired business unit
Filed Sep 2, 2026Full analysis →

Item 7.01: Regulation FD Disclosure

  • Bank of Hope received all required regulatory approvals for acquiring SMBC MANUBANK’s Commercial Banking Unit
  • Acquisition remains subject to transaction completion, with closing timing referenced in Exhibit 99.1
Filed Aug 25, 2026Full analysis →

Item 5.02: Departure/Appointment of Directors or Principal Officers

  • Kevin S. Kim retained as Hope Bancorp and Bank of Hope CEO
  • Initial employment term extended through August 31, 2031

AI summaries of HOPE 8-K current reports filed with the SEC. What 8-K item codes mean

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  • Fund moves. Which tracked funds opened, added or cut HOPE, by share count.
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Recent Insider Transactions (Form 4)

Latest reported trades by officers, directors and 10% owners

InsiderTypeDatePrice
Stenger ThomasSellSep 1, 2026$13.80
HA DAISY YSellAug 3, 2026$14.24
Stenger ThomasSellJun 8, 2026$12.68
HA DAISY YAMay 21, 2026$12.45
Nakajima TakaakiAMay 21, 2026$12.45
Zuehls Dale S.AMay 21, 2026$12.45
Byun DonaldAMay 21, 2026$12.45
Lee Rachel H.AMay 21, 2026$12.45

Financial Summary
XBRL

Annual financial summary from SEC XBRL data
MetricFY2023FY2024FY2025
Profitability
Revenue$1.0B$954.0M$941.2M
Net Income$133.7M$99.6M$61.6M
Net Margin12.7%10.4%6.5%
Balance Sheet
Total Assets$19.1B$17.1B$18.5B
Equity$2.1B$2.1B$2.3B
ROE6.3%4.7%2.7%
Per Share
EPS-$0.82$0.49
Cash Flow
Operating CF$473.8M$116.7M$164.5M
CapEx$13.1M$9.8M$13.1M

Source: XBRL data in HOPE BANCORP INC (HOPE)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →

13F Fund Holdings: Quarterly Trend

Latest: Q2 2026

Aggregate HOPE share value held by 13F filers tracked by SignalX, by quarter.

Quarterly totals table
HOPE shares held by 13F filers tracked by SignalX, by quarter
QuarterFundsTotal value
Q2 202629$847.8M
Q1 202630$674.4M
Q4 202529$637.2M
Q3 202529$652.9M
Q2 202529$637.7M
Q1 202526$434.1M
Q4 202421$451.7M
Q3 202418$258.0M
Position changes: Q1 2026 → Q2 2026
Top Buyers
Top Sellers
New Positions
Closed Positions

Source: 13F-HR filings on SEC EDGAR (aggregated from 211 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work

HOPE filing archive

AI analysis pages for each 10-K, 10-Q and 8-K

Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4

FormFiling dateAnalysisSEC
8-KOct 1, 2026Analysis-
4Sep 9, 2026--
8-KSep 2, 2026Analysis-
8-KAug 25, 2026Analysis-
10-QAug 6, 2026Analysis
4Aug 4, 2026--
8-KJul 27, 2026Analysis-
4Jun 9, 2026-
8-KMay 22, 2026Analysis
4May 22, 2026-
4May 22, 2026-
4May 22, 2026-
4May 22, 2026-
4May 22, 2026-
4May 22, 2026-
4May 22, 2026-
4May 22, 2026-
4May 8, 2026-
10-QMay 6, 2026Analysis
SC 13GApr 30, 2026-
SC 13GApr 29, 2026-
8-KApr 28, 2026Analysis-
4Apr 28, 2026--
4Apr 20, 2026--
4Apr 20, 2026--

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HOPE SEC filings: frequently asked questions

Are HOPE insiders buying or selling?

In the last 90 days, HOPE BANCORP INC (HOPE) officers, directors and 10% owners reported no open-market purchases and 2 open-market sales worth $407,314 by 2 insiders on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.

Which institutions hold HOPE stock?

As of June 30, 2026, the largest HOPE BANCORP INC (HOPE) holders among the 13F filers tracked by SignalX were BlackRock ($252.7 million), State Street Corp ($103.7 million), Vanguard Portfolio Management LLC ($103.6 million), Dimensional Fund Advisors ($102.4 million), Vanguard Capital Management LLC ($75.6 million). 13F-HR reports are filed up to 45 days after each quarter ends.

What was HOPE's revenue in fiscal year 2025?

For the fiscal year ended December 31, 2025 (FY2025), HOPE BANCORP INC (HOPE) reported revenue of $941.2 million (down 1.3% from FY2024) and net income of $61.6 million. Diluted EPS was $0.49. The figures come from the XBRL data in the 10-K.

What are the main risks in HOPE's latest 10-K?

In the 10-K filed February 25, 2026, HOPE BANCORP INC (HOPE) flagged: Regulatory risk from merger-related costs and credit loss provisions linked to acquisition of Territorial Bancorp completed April 2025, impacting 2025 net income by notable items $51.8M net of tax. Macroeconomic exposure to Moody’s S2 downside scenario including risks from Russia-Ukraine conflict and China-Taiwan Strait blockage, causing $30.4M potential increase to allowance for credit losses. (AI summary of the Risk Factors section.)

What did HOPE report in its latest 8-K?

HOPE BANCORP INC (HOPE) filed an 8-K on October 1, 2026 reporting Item 7.01 (Regulation FD Disclosure). Bank of Hope completed its acquisition of SMBC MANUBANK’s Commercial Banking Unit on October 1, 2026.

What are the latest HOPE SEC filings?

HOPE BANCORP INC (HOPE) filed its latest 10-K annual report on February 25, 2026, a 10-Q quarterly report on August 6, 2026, an 8-K current report on October 1, 2026 and a Form 4 insider filing on September 9, 2026.

What is HOPE's SEC CIK number?

HOPE BANCORP INC (HOPE)'s SEC Central Index Key (CIK) is 1128361. EDGAR lists every HOPE filing under that number.

Ask anything about HOPE

The research agent reads HOPE's filings, financials, insider trades and 13F holders, then answers with sources.