ETD at a glance
ETHAN ALLEN INTERIORS INC (ETD, SEC CIK 896156) filed its latest 10-K annual report on September 3, 2026, a 10-Q quarterly report on April 29, 2026, an 8-K current report on September 21, 2026 and Form 4 insider filings as recently as September 11, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended June 30, 2026 (FY2026), ETHAN ALLEN INTERIORS INC (ETD) reported revenue of $579.5 million (down 5.7% from FY2025) and net income of $39.9 million. Diluted EPS was $1.56.
- As of June 30, 2026, 28 institutional investment managers tracked by SignalX reported holding ETHAN ALLEN INTERIORS INC (ETD) shares worth $232.2 million in 13F-HR filings.
- The most recent insider open-market sale reported on Form 4 was by KATHWARI M FAROOQ on September 2, 2026 of 265 shares at $25.04 per share.
- In the last 90 days, ETD insiders reported 1 open-market purchase ($25K) and 5 open-market sales ($598K) on Form 4, a net sale of $573K.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2026
- $579.5M
- −5.7% vs prior year
- Insiders · 90 days
- 1 buy · 5 sells
- Net −$573K
- 13F holders
- 28 funds
- $232.2M · −3 vs prior quarter
- Latest 8-K
- Sep 21, 2026
- Item 8.01 · Item 5.02
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Jun 30, 2026
Management Discussion & Analysis
- Revenue $579.5M, down 5.7% YoY from $614.6M, due to lower contract sales and unit volume; wholesale sales down 7.9%, retail down 2.3%
- Operating margin 7.8% vs 10.1%; wholesale margin 8.7% vs 13.1%; retail margin 1.3% vs 3.8%; consolidated gross margin improved to 61.2% from 60.5%
- Best performing segment: Wholesale income $28.6M; worst: Retail income $6.7M with declines of 39.0% and 66.3% respectively
- Operating cash flow $52.5M; capital expenditures $11.0M; dividends $46.3M including special dividend; share repurchases 250k shares for $4.8M
- FY2027 capex guided $12-$14M; risks include lower contract sales, tariffs ~$15M annual exposure, macroeconomic uncertainty, and global unrest affecting orders and backlog
Business Overview
- Core business: Vertically integrated luxury home furnishings design, manufacturing, and retail with personalized interior design services
- New emphasis: Opened 4 new tech-enhanced Company-operated design centers in Colorado Springs, Concord (Canada), San Diego, and Vancouver in fiscal 2026
- Strategic shift: Focus on lifestyle centers with tech-driven interior design collaboration and increased customization options
- Quantitative metric: 171 retail design centers in North America (141 Company-operated), 3,062 total employees as of June 30, 2026
- Noteworthy: Received “High Score” sustainability designation by Sustainable Furnishings Council and National Wildlife Federation for wood sourcing policies
Risk Factors
- Regulatory risk: increased U.S. tariffs on imports, ~$15 million annual exposure, impacting costs and margins (U.S. Customs and Border Protection oversight)
- Macroeconomic threat: economic downturn, reduced housing starts, and inflation could lower discretionary buying affecting sales and licensee obligations
- Supply chain vulnerability: reliance on 3 NC and 3 Mexico upholstery plants plus foreign suppliers; disruptions could delay deliveries and increase costs
- Competitive risk: shift to online furniture sales threatens brick-and-mortar design centers; digital-native competitors intensify pressure on margins and market share
- Financial risk: 93 leased retail design centers with $107.7 million right-of-use assets risk impairment if closures occur amid weak real estate markets
AI summary of the ETD 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Mar 31, 2026
Management Discussion & Analysis
- Revenue $135.8M, down 4.8% YoY from $142.7M
- Operating margin 4.8% vs 7.7%; gross margin 59.4% vs 61.2%
- Wholesale weakest segment, sales $84.9M, down 14.2%; operating margin 9.1% vs 14.5%
- Operating cash flow $15.1M vs $10.2M; cash and investments $180.9M with no debt
- $10.0M quarterly dividend; headwinds from tariffs, weather, sluggish demand and government contract declines
Risk Factors
- No material changes to 2025 Form 10-K risk factors during the first nine months of fiscal 2026
- Market risk: Share repurchases remain discretionary and subject to market conditions and bank covenants
- Liquidity risk: Repurchase authorization covers 2,007,364 shares as of March 31, 2026
- Legal and compliance risk: Repurchase program may be suspended or discontinued without prior notice
AI summary of the ETD 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 8.01: Other Events
- Item 8.01 references a press release filed as Exhibit 99.1
- Exhibit 99.1 contains the substantive event details relevant to Ethan Allen investors
Item 5.02: Departure/Appointment of Directors or Principal Officers
- CEO succession announcement committed by June 30, 2027, coinciding with M. Farooq Kathwari’s employment-agreement expiration
- Kathwari to remain Chairman, President and CEO until successor transition
Item 2.02: Results of Operations and Financial Condition
- Fiscal 2026 full-year and fourth-quarter results released for periods ended June 30, 2026
- Earnings details, operating metrics, and management commentary contained in Exhibit 99.1
Item EX-99.1: Item EX-99.1
- Q4 net sales fell 8.5% to $146.8M; adjusted EPS declined 26.5% to $0.36 amid weaker orders and macroeconomic pressure
- Tariff refunds contributed $5.0M and 340 basis points to Q4 GAAP margins; adjusted operating margin fell to 7.4% from 9.7%
Item 2.02: Results of Operations and Financial Condition
- Fiscal 2026 third-quarter results covered the period ended March 31, 2026
- Press release issued April 29, 2026, with financial results furnished as Exhibit 99.1
AI summaries of ETD 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for ETD
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| McNulty Matthew J | F | Sep 11, 2026 | 169 | $21.93 |
| Phillips Amy | F | Sep 11, 2026 | 354 | $21.93 |
| KATHWARI M FAROOQ | F | Sep 11, 2026 | 7,204 | $21.93 |
| KATHWARI M FAROOQ | M | Sep 11, 2026 | 7,973 | $21.93 |
| McNulty Matthew J | M | Sep 11, 2026 | 677 | $21.93 |
| Phillips Amy | M | Sep 11, 2026 | 990 | $21.93 |
| KATHWARI M FAROOQ | Sell | Sep 2, 2026 | 265 | $25.04 |
| KATHWARI M FAROOQ | Sell | Sep 2, 2026 | 266 | $25.04 |
Financial SummaryXBRL
| Metric | FY2024 | FY2025 | FY2026 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $614.6M | $579.5M |
| Gross Profit | - | $372.1M | $354.8M |
| Operating Income | - | $62.0M | $45.0M |
| Net Income | - | $51.6M | $39.9M |
| Gross Margin | - | 60.5% | 61.2% |
| Op. Margin | - | 10.1% | 7.8% |
| Net Margin | - | 8.4% | 6.9% |
| Balance Sheet | |||
| Total Assets | $744.9M | $737.1M | $719.7M |
| Equity | - | $482.4M | $471.5M |
| ROE | - | 10.7% | 8.5% |
| Per Share | |||
| EPS | - | $2.01 | $1.56 |
| Cash Flow | |||
| Operating CF | - | $61.7M | $52.5M |
| CapEx | $9.6M | $11.3M | $11.0M |
Source: XBRL data in ETHAN ALLEN INTERIORS INC (ETD)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate ETD share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 28 | $232.2M |
| Q1 2026 | 31 | $271.9M |
| Q4 2025 | 28 | $271.4M |
| Q3 2025 | 27 | $343.9M |
| Q2 2025 | 29 | $306.7M |
| Q1 2025 | 25 | $212.7M |
| Q4 2024 | 20 | $200.1M |
| Q3 2024 | 19 | $167.6M |
- Millennium Management+540.0K (+495%)
- Goldman Sachs Group+239.3K (+90%)
- AQR Capital Management+181.3K (+126%)
- FMR LLC (Fidelity)+108.2K (+42%)
- Bank of America Corp+91.8K (+60%)
- BlackRock−1.38M (-36%)
- State Street Corp−360.8K (-39%)
- Invesco Ltd−303.6K (-84%)
- Vanguard Portfolio Management LLC−299.5K (-49%)
- Citadel Advisors LLC−136.9K (-41%)
Source: 13F-HR filings on SEC EDGAR (aggregated from 207 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
ETD filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
8-K current reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 8-K | Sep 21, 2026 | - | Analysis | - |
| 4 | Sep 11, 2026 | - | - | - |
| 4 | Sep 11, 2026 | - | - | - |
| 4 | Sep 11, 2026 | - | - | - |
| 10-K | Sep 3, 2026 | Jun 30, 2026 | Analysis | |
| 4 | Sep 2, 2026 | - | - | - |
| 4 | Aug 10, 2026 | - | - | - |
| 4 | Aug 10, 2026 | - | - | - |
| 4 | Aug 10, 2026 | - | - | - |
| 4 | Aug 7, 2026 | - | - | - |
| 4 | Aug 7, 2026 | - | - | - |
| 4 | Aug 7, 2026 | - | - | - |
| 4 | Aug 7, 2026 | - | - | - |
| 4 | Aug 7, 2026 | - | - | - |
| 4 | Aug 7, 2026 | - | - | - |
| 4 | Aug 7, 2026 | - | - | - |
| SC 13D | Aug 5, 2026 | - | - | |
| 8-K | Jul 29, 2026 | - | Analysis | - |
| 10-Q | Apr 29, 2026 | Mar 31, 2026 | Analysis | |
| 8-K | Apr 29, 2026 | - | Analysis | - |
| 10-Q | Feb 9, 2026 | Dec 31, 2025 | Analysis | |
| 8-K | Jan 28, 2026 | - | - | |
| 4 | Jan 23, 2026 | - | - | |
| 4 | Dec 17, 2025 | - | - | |
| 4 | Dec 12, 2025 | - | - |
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ETD SEC filings: frequently asked questions
Are ETD insiders buying or selling?
In the last 90 days, ETHAN ALLEN INTERIORS INC (ETD) officers, directors and 10% owners reported 1 open-market purchase worth $24,610 by 1 insider and 5 open-market sales worth $597,805 by 1 insider on Form 4, a net sale of $573,195. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold ETD stock?
As of June 30, 2026, the largest ETHAN ALLEN INTERIORS INC (ETD) holders among the 13F filers tracked by SignalX were BlackRock ($54.2 million), Dimensional Fund Advisors ($36.6 million), Vanguard Capital Management LLC ($23.9 million), Millennium Management ($14.5 million), State Street Corp ($12.9 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was ETD's revenue in fiscal year 2026?
For the fiscal year ended June 30, 2026 (FY2026), ETHAN ALLEN INTERIORS INC (ETD) reported revenue of $579.5 million (down 5.7% from FY2025) and net income of $39.9 million. Diluted EPS was $1.56. The figures come from the XBRL data in the 10-K.
What are the main risks in ETD's latest 10-K?
In the 10-K filed September 3, 2026, ETHAN ALLEN INTERIORS INC (ETD) flagged: Regulatory risk: increased U.S. tariffs on imports, ~$15 million annual exposure, impacting costs and margins (U.S. Customs and Border Protection oversight). Macroeconomic threat: economic downturn, reduced housing starts, and inflation could lower discretionary buying affecting sales and licensee obligations. (AI summary of the Risk Factors section.)
What did ETD report in its latest 8-K?
ETHAN ALLEN INTERIORS INC (ETD) filed an 8-K on September 21, 2026 reporting Item 8.01 (Other Events) and Item 5.02 (Departure/Appointment of Directors or Principal Officers). Item 8.01 references a press release filed as Exhibit 99.1.
What are the latest ETD SEC filings?
ETHAN ALLEN INTERIORS INC (ETD) filed its latest 10-K annual report on September 3, 2026, a 10-Q quarterly report on April 29, 2026, an 8-K current report on September 21, 2026 and a Form 4 insider filing on September 11, 2026.
What is ETD's SEC CIK number?
ETHAN ALLEN INTERIORS INC (ETD)'s SEC Central Index Key (CIK) is 896156. EDGAR lists every ETD filing under that number.
Ask anything about ETD
The research agent reads ETD's filings, financials, insider trades and 13F holders, then answers with sources.