BEN Franklin Resources

company

SEC Filings & Insider Trading Activity 2026

Management Discussion & Analysis

• • Insufficient MD&A content provided to summarize key financial metrics or outlook

Business Overview

• • Core business model: global investment management with $1.6 trillion AUM, offering equity, fixed income, alternatives, and multi-asset products
• • Emphasis on technology solutions and business innovation to meet evolving client goals and improve investment performance
• • Strategic focus on long-term investment performance and superior client service across retail, institutional, and high-net-worth segments
• • Broad product distribution via proprietary funds, ETFs, separate accounts, sub-advisory, and co-branded partnerships globally
• • Operating under a single segment, navigating complex global regulatory environments with adherence to compliance and reporting requirements

Risk Factors

• • Regulatory risk: Compliance complexity under Rule 12b-1 Plans (Investment Company Act of 1940) affecting distribution fees from U.S. mutual funds
• • Geopolitical risk: 7% decline in Asia-Pacific AUM to $165.8B due to stronger U.S. dollar versus Asian currencies (AUD, CAD, INR, JPY)
• • Operational risk: Integration expenses from Putnam acquisition ongoing, impacting operating expenses and compensation costs
• • Competitive risk: Significant fixed income outflows at Western Asset Management (WAM) of $141.9B long-term net outflows in fiscal 2025
• • Financial risk: Amortization and impairment of intangible assets, including $200M impairment of WAM-related indefinite-lived intangible assets in fiscal 2025

What are the latest BEN SEC filings in 2026?

Franklin Resources (BEN) has filed a 10-K annual report on November 10, 2025, a 10-Q quarterly report on April 28, 2026, an 8-K current report on July 31, 2026 with the SEC. SignalX tracks every new SEC EDGAR filing daily, including 10-K, 10-Q, 8-K, and Form 4 insider transactions, with AI-powered summaries of key sections.

When did BEN file its most recent 10-K annual report?

Franklin Resources (BEN) filed its most recent 10-K annual report on November 10, 2025. The 10-K includes audited financial statements, business overview, risk factors, and management discussion, all available on SignalX with AI-generated summaries and XBRL financial data.

How do I view BEN 10-Q quarterly reports?

Franklin Resources (BEN)'s most recent 10-Q quarterly report was filed on April 28, 2026. SignalX displays every BEN 10-Q with AI-generated summaries of the MD&A (Management Discussion & Analysis) and Risk Factors sections, plus links to the original SEC EDGAR document.

What 8-K current reports has BEN filed recently?

Franklin Resources (BEN)'s most recent 8-K was filed on July 31, 2026. 8-K filings disclose material corporate events such as earnings releases, executive changes, mergers, and other significant developments. SignalX surfaces each 8-K with item-level summaries so you can quickly see what happened.

Where can I find BEN insider trading activity (Form 4)?

The most recent BEN Form 4 insider transaction on SignalX was filed on July 22, 2026. Form 4 reports show when officers, directors, and 10% shareholders buy or sell company stock. SignalX aggregates every BEN Form 4 with transaction code, share count, and price per share.

How often does BEN file with the SEC?

Franklin Resources (BEN) files a 10-K annual report once per year (typically within 60 days of fiscal year-end) and 10-Q quarterly reports three times per year. 8-K current reports are filed as needed when material events occur, and Form 4 insider transaction reports are due within two business days of a trade. SignalX monitors SEC EDGAR daily to surface every new BEN filing with AI-powered analysis.

What is the difference between 10-K, 10-Q, and 8-K SEC filings?

A 10-K is a comprehensive annual report with audited financials, business overview, and risk factors. A 10-Q is a shorter quarterly report with unaudited financials and management discussion. An 8-K is a current report filed when a material event occurs, such as earnings releases, executive changes, acquisitions, or other significant developments. SignalX provides AI-generated summaries for all three filing types for Franklin Resources (BEN).

What is BEN's SEC CIK number?

Franklin Resources (BEN)'s SEC CIK (Central Index Key) number is 38777. The CIK is a unique identifier assigned by the SEC to every filing entity. You can use CIK 38777 to look up all BEN filings on SEC EDGAR, or browse them here on SignalX with AI-powered analysis.

Where can I find BEN return on equity (ROE) and financial data?

SignalX extracts XBRL financial data from Franklin Resources (BEN) 10-K annual filings, including revenue, net income, gross profit, operating income, EPS, total assets, stockholders' equity, and operating cash flow. Return on equity (ROE) can be derived from net income divided by stockholders' equity. Multi-year financial trends are displayed in the Financial Summary table above.