PAL at a glance
Proficient Auto Logistics, Inc (PAL, SEC CIK 1998768) filed its latest 10-K annual report on March 31, 2026, a 10-Q quarterly report on August 14, 2026, an 8-K current report on October 5, 2026 and Form 4 insider filings as recently as September 23, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- As of June 30, 2026, 24 institutional investment managers tracked by SignalX reported holding Proficient Auto Logistics, Inc (PAL) shares worth $68.3 million in 13F-HR filings.
- The most recent insider open-market purchase reported on Form 4 was by Lux Steven F on September 21, 2026 of 6,000 shares at $4.01 per share.
- In the last 90 days, PAL insiders reported 5 open-market purchases ($324K) and 1 open-market sale ($33K) on Form 4, a net purchase of $292K.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Insiders · 90 days
- 5 buys · 1 sell
- Net +$292K
- 13F holders
- 24 funds
- $68.3M · +2 vs prior quarter
- Latest 8-K
- Aug 14, 2026
- Item 1.01 · Item 2.03 · Item 7.01 · Item 8.01 · Item 2.01 · Item 3.02
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jun 30, 2026
Management Discussion & Analysis
- Revenue $109.4M, down from $115.5M YoY
- EBITDA margin 5.8% vs 8.7% YoY
- Operating ratio 103.0% vs 99.9% YoY
- Purchased transportation $53.0M vs $58.9M YoY
- H&A acquisition: $130M upfront purchase price, including $52M cash and $75M assumed debt
Risk Factors
- New H&A acquisition risk triggered by proposed transaction, including failure to close on contemplated terms or timeline
- Acquisition execution risk from unmet closing conditions, potentially depressing common-stock price
- Regulatory and legal exposure from adverse developments affecting H&A before closing
- Operational underperformance risk from customer relationship losses and lower-than-expected H&A profitability
- Financial exposure from limited purchase-agreement remedies for breaches, potentially leaving losses temporarily unrecovered
AI summary of the PAL 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 1.01: Entry into a Material Definitive Agreement
- $75.0M raised through 5.500% senior unsecured convertible notes due August 15, 2033
- Semiannual interest payments begin February 15, 2027, creating $4.125M annual cash interest obligation
Item 2.03: Creation of a Direct Financial Obligation
- Item 2.03 indicates a direct financial obligation or off-balance-sheet obligation may have been created
Item 7.01: Regulation FD Disclosure
- Reg FD section contains only incorporation-by-reference disclaimer language
- No substantive business, financial, or operational disclosure for investors
Item 8.01: Other Events
- Proficient Auto Logistics priced an offering of notes on August 12, 2026
- Note issuance signals new debt financing and potential increases in interest and repayment obligations
Item 2.01: Completion of Acquisition or Disposition of Assets
- H&A acquisition completed August 13, 2026, expanding PAL through a wholly owned subsidiary
- Approximately $130 million purchase price, including approximately $75 million assumed debt
Item 3.02: Unregistered Sales of Equity Securities
- Unregistered note offering relying on Securities Act Section 4(a)(2) private-placement exemption
- Conversion shares, if issued, restricted from U.S. resale absent registration or another exemption
Item EX-99.1: Item EX-99.1
- $75M convertible senior notes priced at 5.50% interest, maturing August 15, 2033
- Net proceeds approximately $71.4M, earmarked to refinance debt and fund capped-call premiums
Item 1.01: Entry into a Material Definitive Agreement
- H&A acquisition priced at approximately $130M, including $75M assumed debt and $55M consideration split between cash and stock
- Cash funding requirement approximately $52M, plus borrowings under credit facilities, increasing leverage and financing exposure
Item EX-99.1: Item EX-99.1
- Q2 revenue fell 5.3% to $109.4M, with deliveries down 8.0% and subhauler revenue per unit down 5.3%
- GAAP operating loss widened to $3.2M from $0.1M, while adjusted operating income declined to $0.5M from $3.8M
Item 2.02: Results of Operations and Financial Condition
- Section 2.02 provides no operating results or financial figures
- Disclosure appears limited to legal filing-status language for the related exhibit
AI summaries of PAL 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for PAL
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Lux Steven F | Buy | Sep 21, 2026 | 6,000 | $4.01 |
| Rice Amy F. | Sell | Aug 19, 2026 | 5,808 | $5.61 |
| Rice Amy F. | M | Aug 14, 2026 | 21,555 | - |
| Lal Rohit | Buy | Aug 14, 2026 | 10,000 | $5.53 |
| Rice Amy F. | M | Aug 14, 2026 | 21,555 | - |
| Lal Rohit | Buy | Aug 13, 2026 | 40,000 | $5.43 |
| Rice Amy F. | Buy | Aug 13, 2026 | 995 | $5.55 |
| Wright Bradley J. | Buy | Aug 13, 2026 | 4,000 | $5.55 |
Financial SummaryXBRL
| Metric | FY2024 | FY2025 |
|---|---|---|
| Profitability | ||
| Net Income | -$8.5M | -$36.0M |
| Balance Sheet | ||
| Total Assets | $508.1M | $478.0M |
| Equity | $338.0M | $311.4M |
| ROE | -2.5% | -11.6% |
| Per Share | ||
| EPS | $-0.47 | $-1.31 |
Source: XBRL data in Proficient Auto Logistics, Inc (PAL)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate PAL share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 24 | $68.3M |
| Q1 2026 | 22 | $64.7M |
| Q4 2025 | 20 | $84.9M |
| Q3 2025 | 19 | $63.5M |
| Q2 2025 | 17 | $64.2M |
| Q1 2025 | 15 | $60.4M |
| Q4 2024 | 10 | $50.7M |
| Q3 2024 | 10 | $20.3M |
- Morgan Stanley+227.6K (+66%)
- Raymond James Financial+156.2K (+68%)
- BlackRock+114.8K (+8%)
- AQR Capital Management+114.5K (+43%)
- Goldman Sachs Group+105.2K (+201%)
- Bank of America Corp−303.0K (-93%)
- Millennium Management−161.1K (-24%)
- Renaissance Technologies LLC−8.2K (-18%)
- FMR LLC (Fidelity)−6.8K (-0%)
- Fifth Third Bancorp−5.1K (-21%)
- Citadel Advisors LLC+53.3K
- Two Sigma Investments+30.7K
Source: 13F-HR filings on SEC EDGAR (aggregated from 137 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
PAL filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 8-K | Oct 5, 2026 | - | - | - |
| 4 | Sep 23, 2026 | - | - | - |
| 4 | Aug 27, 2026 | - | - | - |
| 4 | Aug 27, 2026 | - | - | - |
| 4 | Aug 21, 2026 | - | - | - |
| 4 | Aug 14, 2026 | - | - | - |
| 8-K | Aug 14, 2026 | - | Analysis | - |
| 4 | Aug 14, 2026 | - | - | - |
| 10-Q | Aug 14, 2026 | Jun 30, 2026 | Analysis | |
| 4 | Aug 14, 2026 | - | - | - |
| 8-K | Aug 10, 2026 | - | Analysis | - |
| 8-K | Jun 1, 2026 | - | Analysis | |
| 4 | May 18, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 4 | May 15, 2026 | - | - | |
| 10-Q | May 14, 2026 | Mar 31, 2026 | Analysis | |
| 8-K | May 7, 2026 | - | Analysis | |
| 10-K | Mar 31, 2026 | Dec 31, 2025 | - |
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PAL SEC filings: frequently asked questions
Are PAL insiders buying or selling?
In the last 90 days, Proficient Auto Logistics, Inc (PAL) officers, directors and 10% owners reported 5 open-market purchases worth $324,282 by 4 insiders and 1 open-market sale worth $32,583 by 1 insider on Form 4, a net purchase of $291,699. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold PAL stock?
As of June 30, 2026, the largest Proficient Auto Logistics, Inc (PAL) holders among the 13F filers tracked by SignalX were FMR LLC (Fidelity) ($28.4 million), BlackRock ($11.0 million), Vanguard Capital Management LLC ($7.2 million), Morgan Stanley ($3.9 million), Millennium Management ($3.5 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What did PAL report in its latest 8-K?
Proficient Auto Logistics, Inc (PAL) filed an 8-K on August 14, 2026 reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation), Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), Item 2.01 (Completion of Acquisition or Disposition of Assets) and Item 3.02 (Unregistered Sales of Equity Securities). $75.0M raised through 5.500% senior unsecured convertible notes due August 15, 2033.
What are the latest PAL SEC filings?
Proficient Auto Logistics, Inc (PAL) filed its latest 10-K annual report on March 31, 2026, a 10-Q quarterly report on August 14, 2026, an 8-K current report on October 5, 2026 and a Form 4 insider filing on September 23, 2026.
What is PAL's SEC CIK number?
Proficient Auto Logistics, Inc (PAL)'s SEC Central Index Key (CIK) is 1998768. EDGAR lists every PAL filing under that number.
Ask anything about PAL
The research agent reads PAL's filings, financials, insider trades and 13F holders, then answers with sources.