BR at a glance
Broadridge Financial Solutions (BR, SEC CIK 1383312) filed its latest 10-K annual report on August 4, 2026, a 10-Q quarterly report on April 30, 2026, an 8-K current report on August 4, 2026 and Form 4 insider filings as recently as October 6, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended June 30, 2026 (FY2026), Broadridge Financial Solutions (BR) reported revenue of $7.5 billion (up 8.5% from FY2025) and net income of $1.1 billion. Diluted EPS was $9.60.
- As of June 30, 2026, 38 institutional investment managers tracked by SignalX reported holding Broadridge Financial Solutions (BR) shares worth $6.8 billion in 13F-HR filings.
- In the last 90 days, BR insiders reported 0 open-market purchases ($0) and 1 open-market sale ($400K) on Form 4, a net sale of $400K.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2026
- $7.5B
- +8.5% vs prior year
- Insiders · 90 days
- 0 buys · 1 sell
- Net −$400K
- 13F holders
- 38 funds
- $6.8B · +3 vs prior quarter
- Latest 8-K
- Aug 4, 2026
- Item 2.02 · Item 8.01
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Jun 30, 2026
Business Overview
- Core business model: technology-driven solutions and business process outsourcing for financial services, split into Investor Communication Solutions (74% revenues) and Global Technology and Operations (26%)
- New acquisition: Acolin Group Holdco Limited in Jan 2026, expanding cross-border fund distribution and regulatory services in Europe, integrated into ICS segment
- Strategic emphasis on tokenized securities and digital assets, supporting proxy voting, shareholder communications, and trading with ~$7.5 trillion monthly tokenized transactions in June 2026
- Employee count stable at ~16,000 associates globally across 28 countries, with 82% favorable Great Place to Work rating and extensive AI training for 5,000 associates completing 11,000 AI courses
- Most notable digital innovation: Communications Cloud platform with expanded omni-channel customer communications and acquisition of Signal Agency Limited to globalize digital capabilities
Management Discussion & Analysis
- Revenue $7,476.8M, up 9% YoY (+$587.6M): Recurring $4,878.0M (+8%), Event-driven $348.1M (+9%), Distribution $2,250.6M (+9%)
- Operating income $1,300.6M (+$112.0M), margin 17.4% vs 17.3%; Investor Communication Solutions margin 19.8% vs 20.6%, Global Tech & Operations margin 15.5% vs 11.3%
- Best segment: Investor Communication Solutions revenue $5,560.8M (+$447.8M), EBT $1,103.5M (+$49.5M); Worst segment margin decline -0.8 pts
- Free cash flow $1,233.0M (+$176.6M); Capital expenditures ~$112.6M; Acquisitions $300.2M cash; Treasury stock repurchases up $468.9M; dividends covered by cash flow
- Outlook: SEC Reg E-Delivery may modestly reduce recurring revenue growth and distribution revenues over 2-3 years, anticipated offset by new solutions, no FY2027 impact expected
Risk Factors
- Regulatory risk from SEC’s proposed Regulation E-Delivery reducing physical communications volume and recurring distribution revenues
- Geopolitical exposure to ongoing conflicts in Middle East, Russia, and Ukraine impacting client operations and securities market activity
- Operational risk tied to reliance on USPS and third-party carriers with potential rate increases, labor disputes, or service disruptions
- Market disruption threat from tokenized securities adoption reducing demand for traditional securities processing and communications services
- Financial risk from $3.255B total debt and potential credit rating downgrade affecting liquidity and refinancing flexibility
AI summary of the BR 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Mar 31, 2026
Management Discussion & Analysis
- Revenue $1,953.6M, up 8% YoY from $1,811.7M
- Operating margin 18.4% vs 19.0% YoY; net earnings $276.3M, up 14%
- Best growth: event-driven revenue $72.7M, up 38% YoY
- Distribution revenue $592.8M, up 7%, driven by approximately $34M postage-rate increase
- Closed sales $57.5M, down 19% YoY from $71.2M; near-term volatility in mutual fund proxy activity
Risk Factors
- Newly emphasized digital-asset risk triggered by Canton Coins holdings and evolving technology
- Regulatory exposure from unsettled digital-asset standards, creating potential compliance costs, restrictions, or liabilities
- Asset impairment risk, with goodwill, intangible assets, and deferred costs representing approximately 67% of total assets
- Client concentration risk, as loss of a key client could trigger significant non-cash impairment charges
- Digital-asset valuation risk from volatility, difficult fair-value determination, and limited fiat convertibility
AI summary of the BR 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 2.02: Results of Operations and Financial Condition
- Q4 and fiscal-year results for period ended June 30, 2026
- Press release and earnings presentation furnished as Exhibits 99.1 and 99.2
Item 8.01: Other Events
- Quarterly dividend raised 12% to $4.36 annually from $3.90, signaling increased shareholder-return commitment
- $1.09-per-share dividend payable October 5, 2026 to stockholders of record September 3, 2026
Item EX-99.1: Item EX-99.1
- FY2026 recurring revenue rose 8% to $4.878B; adjusted EPS increased 12% to $9.60, confirming durable core growth
- FY2027 guidance targets 6–8% constant-currency recurring revenue growth and 8–12% adjusted EPS growth
Item 5.02: Departure/Appointment of Directors or Principal Officers
- Board expanded from 9 to 10 members, with Todd Diganci joining effective August 1, 2026
- Eight of 10 directors remain independent, including Chairperson Eileen K. Murray
Item 8.01: Other Events
- Quarterly cash dividend declared at $0.975 per share
- Payment scheduled for July 2, 2026
AI summaries of BR 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for BR
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| MURRAY EILEEN K | A | Oct 5, 2026 | 18 | - |
| Markus Maura A. | A | Oct 5, 2026 | 100 | - |
| Nazareth Annette L. | A | Oct 5, 2026 | 22 | - |
| MURRAY EILEEN K | A | Oct 5, 2026 | 20 | - |
| Mosconi Patricia Ann | A | Oct 5, 2026 | 2 | - |
| Mosconi Patricia Ann | A | Oct 5, 2026 | 1 | - |
| Zavery Amit | A | Oct 5, 2026 | 34 | - |
| Zavery Amit | A | Oct 5, 2026 | 27 | - |
Financial SummaryXBRL
| Metric | FY2024 | FY2025 | FY2026 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $6.9B | $7.5B |
| Operating Income | - | $1.2B | $1.3B |
| Net Income | $698.1M | $839.5M | $1.1B |
| Op. Margin | - | 17.3% | 17.4% |
| Net Margin | - | 12.2% | 15.0% |
| Balance Sheet | |||
| Total Assets | - | $8.5B | $8.9B |
| Equity | $2.2B | $2.7B | $2.8B |
| ROE | 32.2% | 31.6% | 39.6% |
| Per Share | |||
| EPS | $5.86 | $7.10 | $9.60 |
| Cash Flow | |||
| Operating CF | - | $1.2B | $1.3B |
| CapEx | $57.4M | $43.8M | $67.2M |
Source: XBRL data in Broadridge Financial Solutions (BR)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate BR share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 38 | $6.85B |
| Q1 2026 | 35 | $8.24B |
| Q4 2025 | 36 | $11.63B |
| Q3 2025 | 40 | $12.55B |
| Q2 2025 | 37 | $12.66B |
| Q1 2025 | 33 | $9.03B |
| Q4 2024 | 29 | $6.54B |
| Q3 2024 | 26 | $2.90B |
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- StoneX Group Inc.+2.2K
Source: 13F-HR filings on SEC EDGAR (aggregated from 274 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
BR filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 6, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Sep 28, 2026 | - | - | - |
| 4 | Sep 28, 2026 | - | - | - |
| 4 | Sep 28, 2026 | - | - | - |
| 4 | Sep 28, 2026 | - | - | - |
| 4 | Sep 28, 2026 | - | - | - |
| 4 | Aug 14, 2026 | - | - | - |
| 4 | Aug 14, 2026 | - | - | - |
| 4 | Aug 14, 2026 | - | - | - |
| 4 | Aug 14, 2026 | - | - | - |
| 4 | Aug 14, 2026 | - | - | - |
| 4 | Aug 14, 2026 | - | - | - |
| 4 | Aug 10, 2026 | - | - | - |
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BR SEC filings: frequently asked questions
Are BR insiders buying or selling?
In the last 90 days, Broadridge Financial Solutions (BR) officers, directors and 10% owners reported no open-market purchases and 1 open-market sale worth $399,560 by 1 insider on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold BR stock?
As of June 30, 2026, the largest Broadridge Financial Solutions (BR) holders among the 13F filers tracked by SignalX were BlackRock ($1.5 billion), Vanguard Capital Management LLC ($1.0 billion), Vanguard Portfolio Management LLC ($835.4 million), State Street Corp ($787.8 million), Morgan Stanley ($293.6 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was BR's revenue in fiscal year 2026?
For the fiscal year ended June 30, 2026 (FY2026), Broadridge Financial Solutions (BR) reported revenue of $7.5 billion (up 8.5% from FY2025) and net income of $1.1 billion. Diluted EPS was $9.60. The figures come from the XBRL data in the 10-K.
What are the main risks in BR's latest 10-K?
In the 10-K filed August 4, 2026, Broadridge Financial Solutions (BR) flagged: Regulatory risk from SEC’s proposed Regulation E-Delivery reducing physical communications volume and recurring distribution revenues. Geopolitical exposure to ongoing conflicts in Middle East, Russia, and Ukraine impacting client operations and securities market activity. (AI summary of the Risk Factors section.)
What did BR report in its latest 8-K?
Broadridge Financial Solutions (BR) filed an 8-K on August 4, 2026 reporting Item 2.02 (Results of Operations and Financial Condition) and Item 8.01 (Other Events). Q4 and fiscal-year results for period ended June 30, 2026.
What are the latest BR SEC filings?
Broadridge Financial Solutions (BR) filed its latest 10-K annual report on August 4, 2026, a 10-Q quarterly report on April 30, 2026, an 8-K current report on August 4, 2026 and a Form 4 insider filing on October 6, 2026.
What is BR's SEC CIK number?
Broadridge Financial Solutions (BR)'s SEC Central Index Key (CIK) is 1383312. EDGAR lists every BR filing under that number.
Ask anything about BR
The research agent reads BR's filings, financials, insider trades and 13F holders, then answers with sources.