Health Care · Pharmaceutical Preparations

AVBP ArriVent BioPharma, Inc. SEC Filings & Insider Trading Activity 2026

company
CIK 186827943 filings
Russell 2000

AVBP at a glance

ArriVent BioPharma, Inc. (AVBP, SEC CIK 1868279) filed its latest 10-K annual report on March 5, 2026, a 10-Q quarterly report on August 12, 2026, an 8-K current report on October 6, 2026 and Form 4 insider filings as recently as June 22, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.

  • As of June 30, 2026, 26 institutional investment managers tracked by SignalX reported holding ArriVent BioPharma, Inc. (AVBP) shares worth $480.9 million in 13F-HR filings.
  • The most recent insider open-market sale reported on Form 4 was by HILLHOUSE INVESTMENT MANAGEMENT, LTD. on December 10, 2025 of 555,555 shares at $23.37 per share.

Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).

Insiders · 90 days
0 buys · 0 sells
No open-market trades
13F holders
26 funds
$480.9M · +2 vs prior quarter
Latest 8-K
Aug 12, 2026
Item 2.02 · Item 1.01

AI 10-Q Quarterly Report Analysis

Latest 10-Q, quarter ended Jun 30, 2026

Management Discussion & Analysis

  • Quarterly revenue $0, unchanged YoY; no products approved or product-sales revenue generated
  • Operating margin not applicable; operating loss $52.7M vs $33.6M YoY
  • R&D highest program: early-stage programs $13.4M, up $9.8M YoY
  • Cash, equivalents and short-term investments $373.1M at June 30, 2026
  • ATM issuance $140.0M net proceeds; management expects continued losses and substantially higher R&D spending

Risk Factors

  • Newly triggered USPTO ex parte reexamination of RE ’687 Patent following July 2026 request grant
  • Patent protection risk from possible narrowing or cancellation of RE ’687 claims
  • Intellectual-property proceedings risk from defense costs and management-resource diversion
  • Competitive exposure if patent rights no longer cover product candidates or block third-party competition

AI summary of the AVBP 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K

AI 8-K Current Report Analysis

The most recent material events, by 8-K item

Filed Aug 12, 2026Full analysis →

Item 2.02: Results of Operations and Financial Condition

  • Exhibit 99.1 furnished under Item 2.02, but not incorporated into other SEC filings
  • Disclosure receives limited liability protection under Sections 11, 12(a)(2), and 18

Item EX-99.1: Item EX-99.1

  • $373.1M cash and investments expected to fund operations into 2028, reducing near-term financing risk
  • Firmonertinib pivotal Phase 3 topline data expected in 2H 2026, the key near-term value catalyst

Item 1.01: Entry into a Material Definitive Agreement

  • Exclusive Greater China license for ARR-002 granted to Shanghai Allist, with sublicensing rights and royalty-bearing economics
  • ArriVent retains ARR-002 rights outside Greater China and the right to manufacture within the territory
Filed Jun 22, 2026Full analysis →

Item 5.07: Submission of Matters to a Vote of Security Holders

  • Stockholders elected Healy, Hohneker, and Lutzker as Class II directors through the 2029 annual meeting
  • Director support varied materially: Lutzker 29,495,923 votes versus Healy 18,058,285

AI summaries of AVBP 8-K current reports filed with the SEC. What 8-K item codes mean

SignalX for AVBP

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  • Fund moves. Which tracked funds opened, added or cut AVBP, by share count.
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Recent Insider Transactions (Form 4)

Latest reported trades by officers, directors and 10% owners

InsiderTypeDatePrice
Peterson KristineAJun 18, 2026-
Hohneker JohnAJun 18, 2026-
Nolet ChrisAJun 18, 2026-
Parsey MerdadAJun 18, 2026-
Kung WinstonAFeb 2, 2026-
Lutzker StuartAFeb 2, 2026-
LaChapelle RobinAFeb 2, 2026-
Yao ZhengbinAFeb 2, 2026-

Financial Summary
XBRL

Annual financial summary from SEC XBRL data
MetricFY2023FY2024FY2025
Profitability
Operating Income-$74.6M-$94.3M-$177.5M
Net Income-$69.3M-$80.5M-$166.3M
Balance Sheet
Total Assets$163.1M$274.9M$333.2M
Equity-$153.2M$257.7M$307.2M
ROE45.3%-31.2%-54.1%
Per Share
EPS$-32.38$-2.56$-4.32
Cash Flow
Operating CF-$55.8M-$70.2M-$160.6M

Source: XBRL data in ArriVent BioPharma, Inc. (AVBP)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →

13F Fund Holdings: Quarterly Trend

Latest: Q2 2026

Aggregate AVBP share value held by 13F filers tracked by SignalX, by quarter.

Quarterly totals table
AVBP shares held by 13F filers tracked by SignalX, by quarter
QuarterFundsTotal value
Q2 202626$480.9M
Q1 202624$268.0M
Q4 202523$233.3M
Q3 202521$192.2M
Q2 202518$155.8M
Q1 202514$94.8M
Q4 202410$126.1M
Q3 20247$24.0M
Position changes: Q1 2026 → Q2 2026
Top Buyers
Top Sellers
Closed Positions
None this quarter.

Source: 13F-HR filings on SEC EDGAR (aggregated from 143 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work

AVBP filing archive

AI analysis pages for each 10-K, 10-Q and 8-K

Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4

FormFiling dateAnalysisSEC
8-KOct 6, 2026--
8-KAug 12, 2026Analysis-
10-QAug 12, 2026Analysis
4Jun 22, 2026--
4Jun 22, 2026--
4Jun 22, 2026--
8-KJun 22, 2026Analysis-
4Jun 22, 2026--
8-KMay 11, 2026Analysis
8-KMay 11, 2026Analysis
10-QMay 11, 2026Analysis
8-KMar 17, 2026Analysis-
8-KMar 5, 2026Analysis-
10-KMar 5, 2026-
4Feb 4, 2026-
4Feb 4, 2026-
4Feb 4, 2026-
4Feb 4, 2026-
4Feb 4, 2026-
4Feb 3, 2026-
SC 13GJan 21, 2026-
10-QNov 10, 2025Analysis
SC 13GOct 30, 2025-
SC 13GOct 15, 2025-
SC 13GAug 13, 2025-

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AVBP SEC filings: frequently asked questions

Which institutions hold AVBP stock?

As of June 30, 2026, the largest ArriVent BioPharma, Inc. (AVBP) holders among the 13F filers tracked by SignalX were BlackRock ($112.9 million), FMR LLC (Fidelity) ($96.5 million), Vanguard Capital Management LLC ($61.7 million), State Street Corp ($58.8 million), D.E. Shaw & Co ($30.3 million). 13F-HR reports are filed up to 45 days after each quarter ends.

What did AVBP report in its latest 8-K?

ArriVent BioPharma, Inc. (AVBP) filed an 8-K on August 12, 2026 reporting Item 2.02 (Results of Operations and Financial Condition) and Item 1.01 (Entry into a Material Definitive Agreement). Exhibit 99.1 furnished under Item 2.02, but not incorporated into other SEC filings.

What are the latest AVBP SEC filings?

ArriVent BioPharma, Inc. (AVBP) filed its latest 10-K annual report on March 5, 2026, a 10-Q quarterly report on August 12, 2026, an 8-K current report on October 6, 2026 and a Form 4 insider filing on June 22, 2026.

What is AVBP's SEC CIK number?

ArriVent BioPharma, Inc. (AVBP)'s SEC Central Index Key (CIK) is 1868279. EDGAR lists every AVBP filing under that number.

Ask anything about AVBP

The research agent reads AVBP's filings, financials, insider trades and 13F holders, then answers with sources.