BABA at a glance
Alibaba Group Holding Ltd (BABA, SEC CIK 1577552) filed Form 4 insider filings as recently as October 5, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- As of June 30, 2026, 39 institutional investment managers tracked by SignalX reported holding Alibaba Group Holding Ltd (BABA) shares worth $4.6 billion in 13F-HR filings.
- The most recent insider open-market sale reported on Form 4 was by Jiang Fang on September 30, 2026 of 885,272 shares at $13.55 per share.
- In the last 90 days, BABA insiders reported 3 open-market purchases ($25.7M) and 4 open-market sales ($12.2M) on Form 4, a net purchase of $13.5M.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Insiders · 90 days
- 3 buys · 4 sells
- Net +$13.5M
- 13F holders
- 39 funds
- $4.6B · +1 vs prior quarter
SignalX for BABA
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Tsai Joseph C | M | Oct 1, 2026 | 3,334 | - |
| Wu Yongming | M | Oct 1, 2026 | 28,000 | - |
| Wu Yongming | M | Oct 1, 2026 | 13,334 | - |
| Tsai Joseph C | M | Oct 1, 2026 | 7,500 | - |
| Wu Yongming | M | Oct 1, 2026 | 28,000 | - |
| Wu Yongming | M | Oct 1, 2026 | 13,334 | - |
| Tsai Joseph C | M | Oct 1, 2026 | 7,500 | - |
| Tsai Joseph C | M | Oct 1, 2026 | 3,334 | - |
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate BABA share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 39 | $4.59B |
| Q1 2026 | 38 | $8.45B |
| Q4 2025 | 41 | $15.64B |
| Q3 2025 | 37 | $23.12B |
| Q2 2025 | 38 | $12.90B |
| Q1 2025 | 37 | $16.25B |
| Q4 2024 | 34 | $3.91B |
| Q3 2024 | 30 | $6.59B |
- Morgan Stanley+1.27M (+21%)
- Goldman Sachs Group+1.15M (+20%)
- Citadel Advisors LLC+555.9K (+39%)
- Millennium Management+529.1K (+58%)
- Citigroup+424.2K (+12%)
- JPMorgan Chase & Co−16.07M (-78%)
- FMR LLC (Fidelity)−4.16M (-53%)
- Dimensional Fund Advisors−791.0K (-43%)
- D.E. Shaw & Co−721.8K (-99%)
- ARK Investment Management−663.6K (-85%)
- Two Sigma Investments+137.3K
Source: 13F-HR filings on SEC EDGAR (aggregated from 294 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 5, 2026 | - | - | - |
| 4 | Oct 2, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 4 | Sep 29, 2026 | - | - | - |
| 6-K | Sep 29, 2026 | - | - | - |
| 4 | Sep 25, 2026 | - | - | - |
| 4 | Sep 25, 2026 | - | - | - |
| 4 | Sep 25, 2026 | - | - | - |
| 4 | Sep 25, 2026 | - | - | - |
| 4 | Sep 25, 2026 | - | - | - |
| 4 | Sep 25, 2026 | - | - | - |
| 4 | Sep 25, 2026 | - | - | - |
| 6-K | Sep 22, 2026 | - | - | - |
| 4 | Sep 14, 2026 | - | - | - |
| 6-K | Sep 4, 2026 | - | - | - |
| 6-K | Aug 26, 2026 | - | - | - |
| 6-K | Aug 26, 2026 | - | - | - |
| 4 | Aug 25, 2026 | - | - | - |
| 4 | Aug 24, 2026 | - | - | - |
| 6-K | Aug 24, 2026 | - | - | - |
| 4 | Aug 24, 2026 | - | - | - |
| 6-K | Aug 24, 2026 | - | - | - |
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BABA SEC filings: frequently asked questions
Are BABA insiders buying or selling?
In the last 90 days, Alibaba Group Holding Ltd (BABA) officers, directors and 10% owners reported 3 open-market purchases worth $25.7 million by 2 insiders and 4 open-market sales worth $12.2 million by 3 insiders on Form 4, a net purchase of $13.5 million. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold BABA stock?
As of June 30, 2026, the largest Alibaba Group Holding Ltd (BABA) holders among the 13F filers tracked by SignalX were Morgan Stanley ($712.1 million), Goldman Sachs Group ($658.1 million), Bank of America Corp ($462.6 million), JPMorgan Chase & Co ($422.0 million), Citigroup ($373.4 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What are the latest BABA SEC filings?
Alibaba Group Holding Ltd (BABA) filed a Form 4 insider filing on October 5, 2026.
What is BABA's SEC CIK number?
Alibaba Group Holding Ltd (BABA)'s SEC Central Index Key (CIK) is 1577552. EDGAR lists every BABA filing under that number.
Ask anything about BABA
The research agent reads BABA's filings, financials, insider trades and 13F holders, then answers with sources.