AI C3.ai, Inc.

company

SEC Filings & Insider Trading Activity 2026

Business Overview

• • Core model: integrated Enterprise AI software suite featuring C3 Agentic AI Platform, industry-specific AI applications, Generative AI, and C3 Code for natural-language AI app generation
• • New emphasis on C3 Code: agentic development environment automating full AI app build/deploy in hours via multiple orchestrated AI agents
• • Strategic shift to consumption-based pricing and multi-cloud platform independence, enabling usage-based fees and avoiding vendor lock-in
• • Workforce expanded to 764 employees globally, with 582 US-based as of April 2026
• • Unique patented AI agent orchestration technology drives multi-step workflow automation and high-accuracy, enterprise-grade generative AI with traceable, source-cited responses

Management Discussion & Analysis

• • Revenue $250.3M, down 36% YoY; subscription revenue $227.1M down 31%, professional services $23.2M down 62%
• • Gross margin fell to 31% from 61% YoY; subscription margin declined due to lower revenue and higher payroll costs
• • Best segment: subscription revenue $227.1M; worst: professional services revenue dropped 62% to $23.2M
• • Cash used in operating activities $190.2M vs $41.4M; restructuring charges $10.8M; capex $1.9M; financing inflow $17M from stock issuance
• • Management expects restructuring completion by Q2 FY27; focus on product prioritization, sales transformation, and operational right-sizing

Risk Factors

• • Regulatory risk from EU AI Act effective Aug 2, 2026, imposing restrictions and fines up to 35 million Euros or 7% global turnover on "high-risk" AI system usage
• • Geopolitical exposure with 10% of revenue from customers outside North America and risks from U.S. and allied sanctions on Russia, Belarus, and Ukraine affecting sales
• • Operational risk from dependency on multi-year minimum-spend cloud and integration partner contracts, with penalties for failing to meet thresholds adversely impacting liquidity
• • Competitive risk from large tech firms bundling AI solutions and leveraging established market presence, potentially reducing demand for C3.ai’s standalone software
• • Financial risk due to net losses of $470.4M in FY2026 and $1.8B accumulated deficit, with uncertain path to sustained profitability impacting stock value and capital availability

Risk Factors

• • New risk: Restructuring plan execution risk triggering expected declines in sales, marketing, R&D, and G&A expenses
• • Most materially updated risk: Sharp 46% YOY revenue decline driven by 44% drop in subscription and 61% drop in professional services revenue due to reduced customer engagement
• • Regulatory/legal risk: Ongoing compliance costs and risks of operating as a public company under SEC and national exchange regulations with increased professional fees
• • Operational/market risk: Declining subscription gross margin to 11% from 56% due to reduced revenue and higher payroll costs, impacting near-term profitability
• • Financial risk: Liquidity sufficient for 12 months with $622M in cash and marketable securities, but operating cash use increased to $136M over nine months, raising capital raise uncertainty

What are the latest AI SEC filings in 2026?

C3.ai, Inc. (AI) has filed a 10-K annual report on June 24, 2026, a 10-Q quarterly report on March 11, 2026, an 8-K current report on July 17, 2026 with the SEC. SignalX tracks every new SEC EDGAR filing daily, including 10-K, 10-Q, 8-K, and Form 4 insider transactions, with AI-powered summaries of key sections.

When did AI file its most recent 10-K annual report?

C3.ai, Inc. (AI) filed its most recent 10-K annual report on June 24, 2026. The 10-K includes audited financial statements, business overview, risk factors, and management discussion, all available on SignalX with AI-generated summaries and XBRL financial data.

How do I view AI 10-Q quarterly reports?

C3.ai, Inc. (AI)'s most recent 10-Q quarterly report was filed on March 11, 2026. SignalX displays every AI 10-Q with AI-generated summaries of the MD&A (Management Discussion & Analysis) and Risk Factors sections, plus links to the original SEC EDGAR document.

What 8-K current reports has AI filed recently?

C3.ai, Inc. (AI)'s most recent 8-K was filed on July 17, 2026. 8-K filings disclose material corporate events such as earnings releases, executive changes, mergers, and other significant developments. SignalX surfaces each 8-K with item-level summaries so you can quickly see what happened.

Where can I find AI insider trading activity (Form 4)?

SignalX aggregates every AI Form 4 insider transaction from SEC EDGAR. Form 4 reports show when officers, directors, and 10% shareholders buy or sell company stock, with transaction code, share count, and price per share.

How often does AI file with the SEC?

C3.ai, Inc. (AI) files a 10-K annual report once per year (typically within 60 days of fiscal year-end) and 10-Q quarterly reports three times per year. 8-K current reports are filed as needed when material events occur, and Form 4 insider transaction reports are due within two business days of a trade. SignalX monitors SEC EDGAR daily to surface every new AI filing with AI-powered analysis.

What is the difference between 10-K, 10-Q, and 8-K SEC filings?

A 10-K is a comprehensive annual report with audited financials, business overview, and risk factors. A 10-Q is a shorter quarterly report with unaudited financials and management discussion. An 8-K is a current report filed when a material event occurs, such as earnings releases, executive changes, acquisitions, or other significant developments. SignalX provides AI-generated summaries for all three filing types for C3.ai, Inc. (AI).

What is AI's SEC CIK number?

C3.ai, Inc. (AI)'s SEC CIK (Central Index Key) number is 1577526. The CIK is a unique identifier assigned by the SEC to every filing entity. You can use CIK 1577526 to look up all AI filings on SEC EDGAR, or browse them here on SignalX with AI-powered analysis.

Where can I find AI return on equity (ROE) and financial data?

SignalX extracts XBRL financial data from C3.ai, Inc. (AI) 10-K annual filings, including revenue, net income, gross profit, operating income, EPS, total assets, stockholders' equity, and operating cash flow. Return on equity (ROE) can be derived from net income divided by stockholders' equity. Multi-year financial trends are displayed in the Financial Summary table above.