AI at a glance
C3.ai, Inc. (AI, SEC CIK 1577526) filed its latest 10-K annual report on June 24, 2026, a 10-Q quarterly report on September 9, 2026, an 8-K current report on September 2, 2026 and Form 4 insider filings as recently as October 2, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended April 30, 2026 (FY2026), C3.ai, Inc. (AI) reported revenue of $250.3 million (down 35.7% from FY2025) and a net loss of $470.4 million. Diluted EPS was -$3.35.
- As of June 30, 2026, 31 institutional investment managers tracked by SignalX reported holding C3.ai, Inc. (AI) shares worth $506.2 million in 13F-HR filings.
- In the last 90 days, AI insiders reported 0 open-market purchases ($0) and 11 open-market sales ($16.0M) on Form 4, a net sale of $16.0M.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2026
- $250.3M
- −35.7% vs prior year
- Insiders · 90 days
- 0 buys · 11 sells
- Net −$16.0M
- 13F holders
- 31 funds
- $506.2M · +0 vs prior quarter
- Latest 8-K
- Sep 2, 2026
- Item 2.02
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Apr 30, 2026
Business Overview
- Core model: integrated Enterprise AI software suite featuring C3 Agentic AI Platform, industry-specific AI applications, Generative AI, and C3 Code for natural-language AI app generation
- New emphasis on C3 Code: agentic development environment automating full AI app build/deploy in hours via multiple orchestrated AI agents
- Strategic shift to consumption-based pricing and multi-cloud platform independence, enabling usage-based fees and avoiding vendor lock-in
- Workforce expanded to 764 employees globally, with 582 US-based as of April 2026
- Unique patented AI agent orchestration technology drives multi-step workflow automation and high-accuracy, enterprise-grade generative AI with traceable, source-cited responses
Management Discussion & Analysis
- Revenue $250.3M, down 36% YoY; subscription revenue $227.1M down 31%, professional services $23.2M down 62%
- Gross margin fell to 31% from 61% YoY; subscription margin declined due to lower revenue and higher payroll costs
- Best segment: subscription revenue $227.1M; worst: professional services revenue dropped 62% to $23.2M
- Cash used in operating activities $190.2M vs $41.4M; restructuring charges $10.8M; capex $1.9M; financing inflow $17M from stock issuance
- Management expects restructuring completion by Q2 FY27; focus on product prioritization, sales transformation, and operational right-sizing
Risk Factors
- Regulatory risk from EU AI Act effective Aug 2, 2026, imposing restrictions and fines up to 35 million Euros or 7% global turnover on "high-risk" AI system usage
- Geopolitical exposure with 10% of revenue from customers outside North America and risks from U.S. and allied sanctions on Russia, Belarus, and Ukraine affecting sales
- Operational risk from dependency on multi-year minimum-spend cloud and integration partner contracts, with penalties for failing to meet thresholds adversely impacting liquidity
- Competitive risk from large tech firms bundling AI solutions and leveraging established market presence, potentially reducing demand for C3.ai’s standalone software
- Financial risk due to net losses of $470.4M in FY2026 and $1.8B accumulated deficit, with uncertain path to sustained profitability impacting stock value and capital availability
AI summary of the AI 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jul 31, 2026
Management Discussion & Analysis
- Subscription mix 94% of revenue vs 86% YoY; professional services 6% vs 14%
- Restructuring charges $0.7M; Plan targets reduced cash burn, workforce, and non-employee costs
- RPO $200.0M vs $203.1M at April 30, 2026; macroeconomic pressures include budget rationalization and federal shutdown risks
Risk Factors
- New EU AI Act exposure: full applicability began August 2, 2026, with penalties up to €35 million or 7% of worldwide annual turnover
- AI compliance risk: agentic AI may autonomously process personal data without required notice or consent
- Near-term execution risk: fiscal 2026 revenue declined amid global sales restructuring and unsatisfactory sales execution
- Competitive risk: rapid AI platform innovation could make C3 AI Software obsolete or less marketable
- Financial risk: $92.8 million quarterly net loss and $1.9 billion accumulated deficit as of July 31, 2026
AI summary of the AI 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 2.02: Results of Operations and Financial Condition
- Item 2.02 text contains only an incorporation-by-reference disclaimer
- No fiscal 2026 financial results or operating metrics disclosed in the provided text
Item EX-99.1: Item EX-99.1
- Fiscal Q1 2027 revenue $52.4M, down from $70.3M year over year, signaling stabilization remains below prior-year scale
- Bookings increased 73% QoQ, supporting potential future revenue recovery after sales restructuring
Item 5.02: Departure/Appointment of Directors or Principal Officers
- John C. Dwyer appointed Class III director effective August 25, 2026, serving through the 2026 annual meeting
- Initial option award valued at $900,000, vesting over five years
Item 8.01: Other Events
- Federal court dismissed the securities class action in its entirety on July 14, 2026
- Every cause of action against C3.ai and certain officers was dismissed
AI summaries of AI 8-K current reports filed with the SEC. What 8-K item codes mean
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| SIEBEL THOMAS M | G | Sep 30, 2026 | 239 | - |
| SIEBEL THOMAS M | G | Sep 30, 2026 | 106,793 | - |
| SIEBEL THOMAS M | G | Sep 30, 2026 | 106,793 | - |
| SIEBEL THOMAS M | G | Sep 30, 2026 | 106,793 | - |
| SIEBEL THOMAS M | G | Sep 30, 2026 | 239 | - |
| SIEBEL THOMAS M | G | Sep 30, 2026 | 106,793 | - |
| SIEBEL THOMAS M | G | Sep 30, 2026 | 239 | - |
| SIEBEL THOMAS M | G | Sep 30, 2026 | 239 | - |
Financial SummaryXBRL
| Metric | FY2024 | FY2025 | FY2026 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $389.1M | $250.3M |
| Gross Profit | - | $235.9M | $77.4M |
| Operating Income | - | -$324.4M | -$498.5M |
| Net Income | - | -$288.7M | -$470.4M |
| Gross Margin | - | 60.6% | 30.9% |
| Op. Margin | - | -83.4% | -199.2% |
| Net Margin | - | -74.2% | -187.9% |
| Balance Sheet | |||
| Total Assets | $1.0B | $1.0B | $816.3M |
| Equity | $873.4M | $838.3M | $653.8M |
| ROE | - | -34.4% | -71.9% |
| Per Share | |||
| EPS | - | $-2.24 | $-3.35 |
| Cash Flow | |||
| Operating CF | - | -$41.4M | -$190.2M |
| CapEx | - | $3.0M | $1.9M |
Source: XBRL data in C3.ai, Inc. (AI)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate AI share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 31 | $506.2M |
| Q1 2026 | 31 | $450.4M |
| Q4 2025 | 26 | $724.3M |
| Q3 2025 | 29 | $923.6M |
| Q2 2025 | 30 | $1.07B |
| Q1 2025 | 24 | $791.3M |
| Q4 2024 | 23 | $1.10B |
| Q3 2024 | 16 | $320.9M |
- BlackRock+2.05M (+17%)
- Citadel Advisors LLC+1.09M (+151%)
- Vanguard Portfolio Management LLC+423.4K (+5%)
- D.E. Shaw & Co+347.8K (+137%)
- State Street Corp+337.7K (+11%)
- Two Sigma Investments−704.6K (-53%)
- Morgan Stanley−699.9K (-12%)
- Goldman Sachs Group−620.0K (-16%)
- Dimensional Fund Advisors−470.8K (-45%)
- Bank of America Corp−409.8K (-12%)
- Allstate+12.7K
- Marex Group plc−16.7K
Source: 13F-HR filings on SEC EDGAR (aggregated from 210 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
AI filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Oct 2, 2026 | - | - | - |
| 4 | Sep 17, 2026 | - | - | - |
| 4 | Sep 17, 2026 | - | - | - |
| 4 | Sep 17, 2026 | - | - | - |
| 4 | Sep 15, 2026 | - | - | - |
| 10-Q | Sep 9, 2026 | Jul 31, 2026 | Analysis | |
| 4 | Sep 3, 2026 | - | - | - |
| 8-K | Sep 2, 2026 | - | Analysis | - |
| 8-K | Aug 27, 2026 | - | Analysis | - |
| 4 | Aug 27, 2026 | - | - | - |
| 4 | Aug 13, 2026 | - | - | - |
| 4 | Aug 6, 2026 | - | - | - |
| 4 | Aug 4, 2026 | - | - | - |
| 8-K | Jul 17, 2026 | - | Analysis | - |
| 4 | Jul 16, 2026 | - | - | - |
| 4 | Jul 16, 2026 | - | - | - |
| 4 | Jul 2, 2026 | - | - | - |
| 4 | Jul 1, 2026 | - | - | - |
| 10-K | Jun 24, 2026 | Apr 30, 2026 | Analysis | |
| 4 | Jun 17, 2026 | - | - | - |
| 4 | Jun 17, 2026 | - | - | - |
| 8-K | Jun 16, 2026 | - | Analysis | - |
| 4 | Jun 15, 2026 | - | - | - |
| 4 | Jun 3, 2026 | - | - | |
| 8-K | Jun 3, 2026 | - | Analysis |
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AI SEC filings: frequently asked questions
Are AI insiders buying or selling?
In the last 90 days, C3.ai, Inc. (AI) officers, directors and 10% owners reported no open-market purchases and 11 open-market sales worth $16.0 million by 2 insiders on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold AI stock?
As of June 30, 2026, the largest C3.ai, Inc. (AI) holders among the 13F filers tracked by SignalX were BlackRock ($129.6 million), Vanguard Portfolio Management LLC ($81.5 million), Vanguard Capital Management LLC ($54.5 million), Morgan Stanley ($45.7 million), State Street Corp ($31.7 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was AI's revenue in fiscal year 2026?
For the fiscal year ended April 30, 2026 (FY2026), C3.ai, Inc. (AI) reported revenue of $250.3 million (down 35.7% from FY2025) and a net loss of $470.4 million. Diluted EPS was -$3.35. The figures come from the XBRL data in the 10-K.
What are the main risks in AI's latest 10-K?
In the 10-K filed June 24, 2026, C3.ai, Inc. (AI) flagged: Regulatory risk from EU AI Act effective Aug 2, 2026, imposing restrictions and fines up to 35 million Euros or 7% global turnover on "high-risk" AI system usage. Geopolitical exposure with 10% of revenue from customers outside North America and risks from U.S. and allied sanctions on Russia, Belarus, and Ukraine affecting sales. (AI summary of the Risk Factors section.)
What did AI report in its latest 8-K?
C3.ai, Inc. (AI) filed an 8-K on September 2, 2026 reporting Item 2.02 (Results of Operations and Financial Condition). Item 2.02 text contains only an incorporation-by-reference disclaimer.
What are the latest AI SEC filings?
C3.ai, Inc. (AI) filed its latest 10-K annual report on June 24, 2026, a 10-Q quarterly report on September 9, 2026, an 8-K current report on September 2, 2026 and a Form 4 insider filing on October 2, 2026.
What is AI's SEC CIK number?
C3.ai, Inc. (AI)'s SEC Central Index Key (CIK) is 1577526. EDGAR lists every AI filing under that number.
Ask anything about AI
The research agent reads AI's filings, financials, insider trades and 13F holders, then answers with sources.