SMCI at a glance
Supermicro (SMCI, SEC CIK 1375365) filed its latest 10-K annual report on August 31, 2026, a 10-Q quarterly report on May 11, 2026, an 8-K current report on August 11, 2026 and Form 4 insider filings as recently as September 8, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended June 30, 2026 (FY2026), Supermicro (SMCI) reported revenue of $39.1 billion (up 77.8% from FY2025) and net income of $2.2 billion. Diluted EPS was $3.26.
- As of June 30, 2026, 37 institutional investment managers tracked by SignalX reported holding Supermicro (SMCI) shares worth $6.7 billion in 13F-HR filings.
- The most recent insider open-market sale reported on Form 4 was by Liu Liang Chiu-Chu Sara on September 4, 2026 of 100,000 shares at $40.00 per share.
- In the last 90 days, SMCI insiders reported 0 open-market purchases ($0) and 6 open-market sales ($15.4M) on Form 4, a net sale of $15.4M.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2026
- $39.1B
- +77.8% vs prior year
- Insiders · 90 days
- 0 buys · 6 sells
- Net −$15.4M
- 13F holders
- 37 funds
- $6.7B · +1 vs prior quarter
- Latest 8-K
- Aug 11, 2026
- Item 2.02
AI 10-K Annual Report Analysis
Latest 10-K, fiscal year ended Jun 30, 2026
Risk Factors
- Regulatory/legal risk: Ongoing SEC and U.S. Attorney investigations into alleged export control violations involving former associates, with potential penalties and export privilege suspensions
- Geopolitical/macro threat: Export control restrictions on GPUs and AI-associated semiconductors, including U.S. unilateral controls targeting China and other regions, limiting product sales and licenses
- Operational/supply chain vulnerability: Heavy reliance on Ablecom and Compuware for contract manufacturing and warehousing; 2.1%-4.3% cost of sales from their products; risk if these relationships deteriorate
- Competitive/market disruption risk: Intense competition from established and Asia-based rivals, with rapid technological change and pricing pressure threatening revenues and margins
- Financial/structural risk: High indebtedness totaling approximately $8.7 billion as of June 30, 2026, including $2 billion revolving credit and $4.7 billion in convertible notes, constraining cash flow and operational flexibility
Business Overview
- Core business: Provider of total IT solutions focused on AI, HPC, cloud, and intelligent edge with modular rack-scale servers and storage systems
- New emphasis: Data Center Building Block Solutions (DCBBS) modular AI infrastructure with >10 subsystems including advanced liquid cooling DLC-2 reducing power use by up to 40%
- Strategic shift: Expanded Silicon Valley operations with new business complex and DCBBS campus, pursuing leadership in Total AI/IT Solutions and faster AI infrastructure deployment
- Quantitative metric: R&D headcount over 3,500 employees, total workforce over 7,000, with significant investments in U.S.-based manufacturing capacity
- Noteworthy fact: Introduced AI-focused systems supporting NVIDIA Blackwell/Blackwell Ultra and AMD next-gen Helios platforms, plus expanded Arm-based and edge/IoT product portfolios
Management Discussion & Analysis
- Revenue $39.1B in FY2026, up 77.8% YoY from $22.0B in FY2025, driven by data center deployments, Hyper Servers, GPU & Super Racks ($15.3B, +83.4%)
- Gross margin 10.8% in FY2026 vs 11.1% in FY2025; operating expenses 3.7% of sales vs 5.4%; operating income margin 7.1% vs 5.7%; net income margin 5.7% vs 4.8%
- Best performing segment: Hyper Servers, GPU & Super Racks revenue $15.3B, up 83.4% YoY; worst: services/software smaller contributor ($538M in FY2026)
- Cash flow: operating cash used $(6.8)B in FY2026 vs provided $1.7B prior year; investing cash used $200M; financing provided $9.5B including $5.6B equity offerings and $3.9B debt drawdowns
- Guidance/risk: FY2027 capex $380-400M for manufacturing and IT; risks include macroeconomic factors, component supply constraints, and evolving tax legislation impacts
AI summary of the SMCI 10-K filed . Generated from the filing text; verify against the original.View on SEC EDGARHow to read a 10-K
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Mar 31, 2026
Management Discussion & Analysis
- Revenue $10,243.0M, up 122.7% YoY from $4,599.9M
- Gross margin 9.9% vs 9.6% YoY; operating margin 6.1% vs 3.2%
- AI GPU products best-performing line, sales $5,158.6M, up 150.5% YoY
- Interest expense rose to $64.5M from $13.4M, including $34.6M from revolving-credit drawdown
- Outlook: continued AI and data-center demand; tariff, supply-chain, inflation, and geopolitical headwinds
Risk Factors
- Newly triggered reputational risk: March 19, 2026 unsealed indictment alleging export-control violations by three former associates
- Most material regulatory change: January 2025 rules imposed worldwide authorization and per-consignee limits on advanced-computing exports
- Compliance exposure: alleged broker-assisted violations could bring investigations, fines, and civil or criminal penalties
- Near-term market risk: tighter GPU controls could restrict China and other-market sales while competitors face fewer limitations
- Supply-chain risk: potential Taiwan restrictions could disrupt component, parts, and service availability
AI summary of the SMCI 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 2.02: Results of Operations and Financial Condition
- Unaudited results cover quarter and full fiscal year ended June 30, 2026
- Press release issued August 11, 2026, with detailed financial results in Exhibit 99.1
Item EX-99.1: Item EX-99.1
- Q4 FY26 sales $11.1B and GAAP EPS $1.62, up from $5.8B and $0.31 year over year
- Gross margin recovered to 17.5% from 9.5%, signaling substantially improved profitability and customer mix
Item 8.01: Other Events
- Initial cash dividend of $14.7778 per preferred share, or $0.73889 per SMCIP depositary share
- 7.00% Series A Mandatory Convertible Preferred Stock dividend, indicating a fixed preferred return before conversion
Item 2.02: Results of Operations and Financial Condition
- Preliminary business update covers quarter ended June 30, 2026
- Press release issued July 21, 2026, with additional operating details in Exhibit 99.1
AI summaries of SMCI 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for SMCI
Don't miss the next SMCI filing
- Alerts as it files. A push when SMCI files an 8-K or an insider trades.
- Fund moves. Which tracked funds opened, added or cut SMCI, by share count.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Liu Liang Chiu-Chu Sara | Sell | Sep 4, 2026 | 100,000 | $40.00 |
| Liang Charles | Sell | Sep 4, 2026 | 100,000 | $40.00 |
| Liu Liang Chiu-Chu Sara | Sell | Sep 3, 2026 | 42,565 | $36.60 |
| Liang Charles | Sell | Sep 3, 2026 | 57,435 | $37.62 |
| Liang Charles | Sell | Sep 3, 2026 | 42,565 | $36.60 |
| Liu Liang Chiu-Chu Sara | Sell | Sep 3, 2026 | 57,435 | $37.62 |
| Xiao Jin | A | Aug 27, 2026 | 2,112 | - |
| Malyala Vikranth | A | Aug 27, 2026 | 8,060 | - |
Financial SummaryXBRL
| Metric | FY2024 | FY2025 | FY2026 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $22.0B | $39.1B |
| Gross Profit | - | $2.4B | $4.2B |
| Operating Income | - | $1.3B | $2.8B |
| Net Income | - | $1.0B | $2.2B |
| Gross Margin | - | 11.1% | 10.8% |
| Op. Margin | - | 5.7% | 7.1% |
| Net Margin | - | 4.8% | 5.7% |
| Balance Sheet | |||
| Total Assets | $9.8B | $14.0B | $29.9B |
| Equity | - | $6.3B | $14.5B |
| ROE | - | 16.6% | 15.4% |
| Per Share | |||
| EPS | - | $1.68 | $3.26 |
| Cash Flow | |||
| Operating CF | - | $1.7B | -$6.8B |
| CapEx | $124.3M | $127.2M | $162.0M |
Source: XBRL data in Supermicro (SMCI)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate SMCI share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 37 | $6.74B |
| Q1 2026 | 36 | $4.20B |
| Q4 2025 | 32 | $6.87B |
| Q3 2025 | 37 | $11.67B |
| Q2 2025 | 36 | $10.83B |
| Q1 2025 | 32 | $6.14B |
| Q4 2024 | 27 | $5.52B |
- Two Sigma Investments+8.88M (+979%)
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- Vanguard Capital Management LLC+3.46M (+11%)
- Wells Fargo & Co−4.28M (-86%)
- Dimensional Fund Advisors−513.8K (-13%)
- JPMorgan Chase & Co−485.8K (-24%)
- Invesco Ltd−96.4K (-1%)
- Truist Financial−21.4K (-24%)
- StoneX Group Inc.+27.0K
Source: 13F-HR filings on SEC EDGAR (aggregated from 237 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
SMCI filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Sep 8, 2026 | - | - | - |
| 4 | Sep 8, 2026 | - | - | - |
| 10-K | Aug 31, 2026 | Jun 30, 2026 | Analysis | |
| 4 | Aug 31, 2026 | - | - | - |
| 4 | Aug 31, 2026 | - | - | - |
| 4 | Aug 31, 2026 | - | - | - |
| 4 | Aug 19, 2026 | - | - | - |
| 4 | Aug 19, 2026 | - | - | - |
| 4 | Aug 19, 2026 | - | - | - |
| 4 | Aug 19, 2026 | - | - | - |
| 4 | Aug 19, 2026 | - | - | - |
| 4 | Aug 19, 2026 | - | - | - |
| 4 | Aug 19, 2026 | - | - | - |
| 4 | Aug 18, 2026 | - | - | - |
| 4 | Aug 18, 2026 | - | - | - |
| 4 | Aug 18, 2026 | - | - | - |
| 4 | Aug 18, 2026 | - | - | - |
| 4 | Aug 18, 2026 | - | - | - |
| 4 | Aug 18, 2026 | - | - | - |
| 4 | Aug 18, 2026 | - | - | - |
| 4 | Aug 12, 2026 | - | - | - |
| 4 | Aug 12, 2026 | - | - | - |
| 4 | Aug 12, 2026 | - | - | - |
| 4 | Aug 12, 2026 | - | - | - |
| 4 | Aug 12, 2026 | - | - | - |
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SMCI SEC filings: frequently asked questions
Are SMCI insiders buying or selling?
In the last 90 days, Supermicro (SMCI) officers, directors and 10% owners reported no open-market purchases and 6 open-market sales worth $15.4 million by 2 insiders on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.
Which institutions hold SMCI stock?
As of June 30, 2026, the largest Supermicro (SMCI) holders among the 13F filers tracked by SignalX were BlackRock ($1.4 billion), Vanguard Capital Management LLC ($1.1 billion), Vanguard Portfolio Management LLC ($963.9 million), State Street Corp ($722.6 million), Invesco Ltd ($343.7 million). 13F-HR reports are filed up to 45 days after each quarter ends.
What was SMCI's revenue in fiscal year 2026?
For the fiscal year ended June 30, 2026 (FY2026), Supermicro (SMCI) reported revenue of $39.1 billion (up 77.8% from FY2025) and net income of $2.2 billion. Diluted EPS was $3.26. The figures come from the XBRL data in the 10-K.
What are the main risks in SMCI's latest 10-K?
In the 10-K filed August 31, 2026, Supermicro (SMCI) flagged: Regulatory/legal risk: Ongoing SEC and U.S. Attorney investigations into alleged export control violations involving former associates, with potential penalties and export privilege suspensions. Geopolitical/macro threat: Export control restrictions on GPUs and AI-associated semiconductors, including U.S. unilateral controls targeting China and other regions, limiting product sales and licenses. (AI summary of the Risk Factors section.)
What did SMCI report in its latest 8-K?
Supermicro (SMCI) filed an 8-K on August 11, 2026 reporting Item 2.02 (Results of Operations and Financial Condition). Unaudited results cover quarter and full fiscal year ended June 30, 2026.
What are the latest SMCI SEC filings?
Supermicro (SMCI) filed its latest 10-K annual report on August 31, 2026, a 10-Q quarterly report on May 11, 2026, an 8-K current report on August 11, 2026 and a Form 4 insider filing on September 8, 2026.
What is SMCI's SEC CIK number?
Supermicro (SMCI)'s SEC Central Index Key (CIK) is 1375365. EDGAR lists every SMCI filing under that number.
Ask anything about SMCI
The research agent reads SMCI's filings, financials, insider trades and 13F holders, then answers with sources.