SIEB at a glance
SIEBERT FINANCIAL CORP (SIEB, SEC CIK 65596) filed its latest 10-K annual report on March 30, 2026, a 10-Q quarterly report on August 11, 2026, an 8-K current report on September 25, 2026 and Form 4 insider filings as recently as September 30, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.
- For the fiscal year ended December 31, 2025 (FY2025), SIEBERT FINANCIAL CORP (SIEB) reported revenue of $94.2 million (up 12.3% from FY2024) and net income of $5.1 million. Diluted EPS was $0.13.
- As of June 30, 2026, 15 institutional investment managers tracked by SignalX reported holding SIEBERT FINANCIAL CORP (SIEB) shares worth $1.8 million in 13F-HR filings.
- The most recent insider open-market purchase reported on Form 4 was by Gebbia Richard on May 28, 2026 of 15,000 shares at $1.86 per share.
Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).
- Revenue · FY2025
- $94.2M
- +12.3% vs prior year
- Insiders · 90 days
- 0 buys · 0 sells
- No open-market trades
- 13F holders
- 15 funds
- $1.8M · −2 vs prior quarter
- Latest 8-K
- Sep 25, 2026
- Item 5.02
AI 10-Q Quarterly Report Analysis
Latest 10-Q, quarter ended Jun 30, 2026
Management Discussion & Analysis
- Noncash goodwill impairment charge $330,000 for Media, Sports and Entertainment
- Media, Sports and Entertainment goodwill reduced to $0 after impairment
- Financial Services reporting unit: no impairment as of June 30, 2026
- ASU 2024-03 expected to require significant expense-disclosure changes after adoption dates
Risk Factors
- No risk-factors section provided in the submitted text
- No new, changed, regulatory, operational, competitive, market, or financial risks identifiable
- Filing text limited to Items 2–6 and signatures
AI summary of the SIEB 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K
AI 8-K Current Report Analysis
The most recent material events, by 8-K item
Item 5.02: Departure/Appointment of Directors or Principal Officers
- Gloria E. Gebbia resigned September 22, 2026, citing public relations and philanthropic priorities
- Resignation not related to disagreement, limiting governance-risk concerns
AI summaries of SIEB 8-K current reports filed with the SEC. What 8-K item codes mean
SignalX for SIEB
Don't miss the next SIEB filing
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- Fund moves. Which tracked funds opened, added or cut SIEB, by share count.
- Ask anything. An AI agent that reads every SIEB filing and answers with sources.
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Recent Insider Transactions (Form 4)
Latest reported trades by officers, directors and 10% owners
| Insider | Type | Date | Shares | Price |
|---|---|---|---|---|
| Gebbia John M. | G | Sep 28, 2026 | 34,680 | - |
| Gebbia Richard | G | Sep 28, 2026 | 17,340 | - |
| Gebbia David | G | Sep 28, 2026 | 17,340 | - |
| Gebbia John J | G | Sep 2, 2026 | 10,000 | - |
| Gebbia Gloria E | G | Sep 2, 2026 | 10,000 | - |
| Gebbia Gloria E | G | Aug 26, 2026 | 22,500 | - |
| Gebbia John J | G | Aug 26, 2026 | 22,500 | - |
| Gebbia Richard | Buy | May 28, 2026 | 15,000 | $1.86 |
Financial SummaryXBRL
| Metric | FY2023 | FY2024 | FY2025 |
|---|---|---|---|
| Profitability | |||
| Revenue | - | $83.9M | $94.2M |
| Operating Income | - | $17.5M | $5.6M |
| Net Income | $7.8M | $13.3M | $5.1M |
| Op. Margin | - | 20.8% | 5.9% |
| Net Margin | - | 15.8% | 5.4% |
| Balance Sheet | |||
| Total Assets | $801.8M | $519.7M | $759.0M |
| Equity | - | $84.1M | $89.2M |
| ROE | - | 15.8% | 5.7% |
| Per Share | |||
| EPS | - | $0.33 | $0.13 |
| Cash Flow | |||
| Operating CF | -$30.3M | $10.1M | $10.2M |
| CapEx | $352K | $223K | $552K |
Source: XBRL data in SIEBERT FINANCIAL CORP (SIEB)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →
13F Fund Holdings: Quarterly Trend
Latest: Q2 2026Aggregate SIEB share value held by 13F filers tracked by SignalX, by quarter.
Quarterly totals table
| Quarter | Funds | Total value |
|---|---|---|
| Q2 2026 | 15 | $1.8M |
| Q1 2026 | 17 | $3.6M |
| Q4 2025 | 15 | $7.2M |
| Q3 2025 | 15 | $6.0M |
| Q2 2025 | 17 | $8.4M |
| Q1 2025 | 10 | $1.6M |
| Q4 2024 | 7 | $1.6M |
| Q3 2024 | 6 | $226,000 |
- Citadel Advisors LLC+21.6K (+79%)
- Goldman Sachs Group+20.1K (+56%)
- Morgan Stanley+13.9K (+168%)
- BlackRock−677.6K (-87%)
- Northern Trust−96.3K (-69%)
- State Street Corp−93.6K (-65%)
- Dimensional Fund Advisors−8.5K (-25%)
- JPMorgan Chase & Co−5.8K (-92%)
- Millennium Management+121.2K
- AQR Capital Management+25.3K
Source: 13F-HR filings on SEC EDGAR (aggregated from 102 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work
SIEB filing archive
AI analysis pages for each 10-K, 10-Q and 8-K
10-K annual reports
10-Q quarterly reports
8-K current reports
Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4
| Form | Filing date | Period | Analysis | SEC |
|---|---|---|---|---|
| 4 | Sep 30, 2026 | - | - | - |
| 4 | Sep 30, 2026 | - | - | - |
| 4 | Sep 30, 2026 | - | - | - |
| 8-K | Sep 25, 2026 | - | Analysis | - |
| 4 | Sep 4, 2026 | - | - | - |
| 4 | Sep 4, 2026 | - | - | - |
| 4 | Aug 28, 2026 | - | - | - |
| 4 | Aug 28, 2026 | - | - | - |
| 4 | Aug 28, 2026 | - | - | - |
| 10-Q | Aug 11, 2026 | Jun 30, 2026 | Analysis | |
| 10-Q | May 15, 2026 | Mar 31, 2026 | Analysis | |
| 10-K | Mar 30, 2026 | Dec 31, 2025 | - | |
| 4 | Mar 12, 2026 | - | - | - |
| 4 | Mar 12, 2026 | - | - | - |
| 4 | Jan 22, 2026 | - | - | |
| 4 | Jan 22, 2026 | - | - | |
| 4 | Jan 22, 2026 | - | - | |
| 4 | Jan 22, 2026 | - | - | |
| 4 | Jan 22, 2026 | - | - | |
| 4 | Nov 24, 2025 | - | - | |
| 4 | Nov 24, 2025 | - | - | |
| 4 | Nov 24, 2025 | - | - | |
| 4 | Nov 24, 2025 | - | - | |
| 4 | Nov 24, 2025 | - | - | |
| 4 | Nov 24, 2025 | - | - |
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SIEB SEC filings: frequently asked questions
Which institutions hold SIEB stock?
As of June 30, 2026, the largest SIEBERT FINANCIAL CORP (SIEB) holders among the 13F filers tracked by SignalX were Vanguard Capital Management LLC ($907,000), Millennium Management ($200,000), BlackRock ($169,000), Goldman Sachs Group ($93,000), State Street Corp ($84,000). 13F-HR reports are filed up to 45 days after each quarter ends.
What was SIEB's revenue in fiscal year 2025?
For the fiscal year ended December 31, 2025 (FY2025), SIEBERT FINANCIAL CORP (SIEB) reported revenue of $94.2 million (up 12.3% from FY2024) and net income of $5.1 million. Diluted EPS was $0.13. The figures come from the XBRL data in the 10-K.
What did SIEB report in its latest 8-K?
SIEBERT FINANCIAL CORP (SIEB) filed an 8-K on September 25, 2026 reporting Item 5.02 (Departure/Appointment of Directors or Principal Officers). Gloria E. Gebbia resigned September 22, 2026, citing public relations and philanthropic priorities.
What are the latest SIEB SEC filings?
SIEBERT FINANCIAL CORP (SIEB) filed its latest 10-K annual report on March 30, 2026, a 10-Q quarterly report on August 11, 2026, an 8-K current report on September 25, 2026 and a Form 4 insider filing on September 30, 2026.
What is SIEB's SEC CIK number?
SIEBERT FINANCIAL CORP (SIEB)'s SEC Central Index Key (CIK) is 65596. EDGAR lists every SIEB filing under that number.
Ask anything about SIEB
The research agent reads SIEB's filings, financials, insider trades and 13F holders, then answers with sources.