Consumer Discretionary · Retail-Eating Places

RICK RCI HOSPITALITY HOLDINGS, INC. SEC Filings & Insider Trading Activity 2026

company
CIK 935419114 filings
Russell 2000

RICK at a glance

RCI HOSPITALITY HOLDINGS, INC. (RICK, SEC CIK 935419) filed its latest 10-K annual report on March 19, 2026, a 10-Q quarterly report on August 6, 2026, an 8-K current report on September 4, 2026 and Form 4 insider filings as recently as September 16, 2026. SignalX summarizes each filing with AI and tracks the company's insider trades and institutional holders.

  • For the fiscal year ended September 30, 2025 (FY2025), RCI HOSPITALITY HOLDINGS, INC. (RICK) reported revenue of $279.4 million (down 5.5% from FY2024) and net income of $10.8 million. Diluted EPS was $1.23.
  • As of June 30, 2026, 20 institutional investment managers tracked by SignalX reported holding RCI HOSPITALITY HOLDINGS, INC. (RICK) shares worth $56.0 million in 13F-HR filings.
  • The most recent insider open-market purchase reported on Form 4 was by Elaine Johnson Martin on September 15, 2026 of 601 shares at $28.95 per share.
  • In the last 90 days, RICK insiders reported 3 open-market purchases ($92K) and 0 open-market sales ($0) on Form 4, a net purchase of $92K.

Source: SEC EDGAR (XBRL financial data, 13F-HR and Form 4 filings).

Revenue · FY2025
$279.4M
−5.5% vs prior year
Insiders · 90 days
3 buys · 0 sells
Net +$92K
13F holders
20 funds
$56.0M · −1 vs prior quarter
Latest 8-K
Sep 4, 2026
Item 5.02

AI 10-Q Quarterly Report Analysis

Latest 10-Q, quarter ended Jun 30, 2026

Management Discussion & Analysis

  • Revenue $73.9M, up 3.9% YoY from $71.1M
  • Operating margin 17.5% vs 12.2% YoY; adjusted EBITDA margin 22.9% vs 21.6%
  • Bombshells best performer: revenue $10.8M, up 25.4%; same-store sales up 4.7%
  • Nightclubs revenue $63.0M, up 1.0%; same-store sales down 0.8%
  • Cash $26.4M vs $33.7M at September 30; operating cash flow $11.3M vs $13.8M, down 18.2%; free cash flow $10.6M vs $13.3M

Risk Factors

  • No material changes to 10-K risk factors for fiscal year ended September 30, 2025
  • Legal and compliance exposure from additional disclosures in Note 9 “Legal Matters”
  • Unknown or currently immaterial risks potentially materially affecting business, financial condition, or results
  • Share-repurchase liquidity allocation: $41,500 shares purchased during quarter with $23,880,206 remaining authorization

AI summary of the RICK 10-Q filed . Generated from the filing text; verify against the original.View on SEC EDGAR10-K vs 10-Q vs 8-K

AI 8-K Current Report Analysis

The most recent material events, by 8-K item

Filed Sep 4, 2026Full analysis →

Item 5.02: Departure/Appointment of Directors or Principal Officers

  • One-year employment agreement with Interim President and CEO Travis Reese, effective September 1, 2026
  • Annual salary of $650,000, plus bonus eligibility and standard executive benefits
Filed Aug 20, 2026Full analysis →

Item 5.07: Submission of Matters to a Vote of Security Holders

  • All six director nominees elected, preserving the existing board composition
  • Director support varied materially, with Yura Barabash receiving 1,730,545 votes for versus 2,006,208 withheld
Filed Aug 6, 2026Full analysis →

Item 2.02: Results of Operations and Financial Condition

  • Fiscal quarter ended June 30, 2026 results announced August 6, 2026
  • Quarterly Form 10-Q filed for the same reporting period

Item EX-99.1: Item EX-99.1

  • 3Q26 revenue rose to $73.9M, while GAAP EPS increased to $0.83 from $0.46
  • Adjusted EBITDA reached $16.9M, up from $15.3M, with margin expanding to 22.9% from 21.6%

AI summaries of RICK 8-K current reports filed with the SEC. What 8-K item codes mean

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Recent Insider Transactions (Form 4)

Latest reported trades by officers, directors and 10% owners

InsiderTypeDatePrice
Elaine Johnson MartinBuySep 15, 2026$28.95
LANGAN ERIC SCOTTBuyAug 14, 2026$30.80
Barabash Yura VBuyAug 12, 2026$27.29

Financial Summary
XBRL

Annual financial summary from SEC XBRL data
MetricFY2023FY2024FY2025
Profitability
Revenue$293.8M$295.6M$279.4M
Operating Income$51.5M$18.8M$30.3M
Net Income$29.2M$3.0M$10.8M
Op. Margin17.5%6.4%10.8%
Net Margin10.0%1.0%3.9%
Balance Sheet
Total Assets$610.9M$584.4M$596.9M
Equity-$263.4M$261.1M
ROE-1.1%4.1%
Per Share
EPS$3.13$0.33$1.23
Cash Flow
Operating CF-$55.9M$49.4M
CapEx$40.4M--

Source: XBRL data in RCI HOSPITALITY HOLDINGS, INC. (RICK)'s 10-K filings on SEC EDGAR, in USD. Compare across companies →

13F Fund Holdings: Quarterly Trend

Latest: Q2 2026

Aggregate RICK share value held by 13F filers tracked by SignalX, by quarter.

Quarterly totals table
RICK shares held by 13F filers tracked by SignalX, by quarter
QuarterFundsTotal value
Q2 202620$56.0M
Q1 202621$46.6M
Q4 202522$55.6M
Q3 202522$74.6M
Q2 202522$77.4M
Q1 202519$65.7M
Q4 202418$79.9M
Q3 202415$39.7M
Position changes: Q1 2026 → Q2 2026
Top Buyers
Top Sellers
New Positions
None this quarter.
Closed Positions

Source: 13F-HR filings on SEC EDGAR (aggregated from 159 fund-quarter rows). Reflects only 13F filers tracked by SignalX, not the full institutional ownership universe. How 13F filings work

RICK filing archive

AI analysis pages for each 10-K, 10-Q and 8-K

Latest 2026 SEC Filings: 10-K, 10-Q, 8-K & Form 4

FormFiling dateAnalysisSEC
4Sep 16, 2026--
8-KSep 4, 2026Analysis-
8-KAug 20, 2026Analysis-
4Aug 17, 2026--
4Aug 13, 2026--
10-QAug 6, 2026Analysis
8-KAug 6, 2026Analysis-
8-KJul 9, 2026Analysis-
8-KJun 1, 2026Analysis
8-KMay 28, 2026Analysis
10-QMay 28, 2026Analysis
8-KMay 22, 2026Analysis
8-KMay 11, 2026Analysis
10-QMay 7, 2026Analysis
8-KMay 7, 2026Analysis
SC 13GApr 30, 2026-
8-KApr 13, 2026Analysis-
8-KApr 9, 2026--
8-KApr 9, 2026Analysis-
SC 13GMar 30, 2026-
10-KMar 19, 2026-
8-KMar 19, 2026Analysis-
8-KFeb 20, 2026-
8-KFeb 2, 2026-
8-KJan 30, 2026-

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RICK SEC filings: frequently asked questions

Are RICK insiders buying or selling?

In the last 90 days, RCI HOSPITALITY HOLDINGS, INC. (RICK) officers, directors and 10% owners reported 3 open-market purchases worth $91,834 by 3 insiders and no open-market sales on Form 4. Many insider sales are pre-planned or for taxes, so purchases usually carry more information.

Which institutions hold RICK stock?

As of June 30, 2026, the largest RCI HOSPITALITY HOLDINGS, INC. (RICK) holders among the 13F filers tracked by SignalX were BlackRock ($16.8 million), Vanguard Capital Management LLC ($8.1 million), Dimensional Fund Advisors ($7.0 million), State Street Corp ($4.9 million), AQR Capital Management ($4.3 million). 13F-HR reports are filed up to 45 days after each quarter ends.

What was RICK's revenue in fiscal year 2025?

For the fiscal year ended September 30, 2025 (FY2025), RCI HOSPITALITY HOLDINGS, INC. (RICK) reported revenue of $279.4 million (down 5.5% from FY2024) and net income of $10.8 million. Diluted EPS was $1.23. The figures come from the XBRL data in the 10-K.

What did RICK report in its latest 8-K?

RCI HOSPITALITY HOLDINGS, INC. (RICK) filed an 8-K on September 4, 2026 reporting Item 5.02 (Departure/Appointment of Directors or Principal Officers). One-year employment agreement with Interim President and CEO Travis Reese, effective September 1, 2026.

What are the latest RICK SEC filings?

RCI HOSPITALITY HOLDINGS, INC. (RICK) filed its latest 10-K annual report on March 19, 2026, a 10-Q quarterly report on August 6, 2026, an 8-K current report on September 4, 2026 and a Form 4 insider filing on September 16, 2026.

What is RICK's SEC CIK number?

RCI HOSPITALITY HOLDINGS, INC. (RICK)'s SEC Central Index Key (CIK) is 935419. EDGAR lists every RICK filing under that number.

Ask anything about RICK

The research agent reads RICK's filings, financials, insider trades and 13F holders, then answers with sources.