Short answer
NewtekOne, Inc. (NEWT) filed an 8-K current report with the SEC on March 18, 2026 reporting Item 1.01 (Entry into a Material Definitive Agreement). NewtekOne established $50M ATM program for senior notes and depositary shares via B. Riley, Compass Point, Roth Capital as placement agents.
NewtekOne, Inc. 8-K event analysis
AI summary of each reported item and its exhibits
Item 1.01 · Entry into a Material Definitive Agreement
- NewtekOne established $50M ATM program for senior notes and depositary shares via B. Riley, Compass Point, Roth Capital as placement agents
- Notes include 8.50% & 8.625% fixed rate senior notes due 2029 and 8.50% fixed rate notes due 2031
- Program allows flexible issuance across Nasdaq or other markets at prevailing prices, supporting capital raising needs
- Securities issued under existing Form S-3 shelf registration, streamlining future offerings
- Enables potential debt and preferred equity issuance, impacting leverage and capital structure depending on use of proceeds
Generated from the filing text and exhibits; verify against the original. What 8-K item codes mean
Other NewtekOne, Inc. 8-K filings
Get the next NEWT 8-K as it lands
Follow NEWT for push alerts, or ask the research agent what this filing means.