8-K current report · filed Apr 3, 2026

NewtekOne, Inc. (NEWT) 8-K Current Report: April 3, 2026

Item 5.02NEWT overview

Short answer

NewtekOne, Inc. (NEWT) filed an 8-K current report with the SEC on April 3, 2026 reporting Item 5.02 (Departure/Election of Directors or Officers). One-year renewals for CEO Barry Sloane, CLO Michael Schwartz, CFO Frank DeMaria, and Bank President Peter Downs.

NewtekOne, Inc. 8-K event analysis

AI summary of each reported item and its exhibits

Item 5.02 · Departure/Election of Directors or Officers

  • One-year renewals for CEO Barry Sloane, CLO Michael Schwartz, CFO Frank DeMaria, and Bank President Peter Downs
  • Sloane agreement terms unchanged, reducing near-term executive succession uncertainty
  • Downs, Schwartz, and DeMaria agreements include non-renewal payments equal to one year of base compensation
  • Change-in-control agreements remain unchanged, preserving existing executive protections and potential obligations

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